13F-HR filed by Regal Investment Advisors LLC
Regal Investment Advisors LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-19, with 960 holding rows worth $181,136,000.
- Accession
- 0001398344-13-003958
- Filer
- CIK 1559789
- Filed
- 2013-08-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 960 entries on the cover page, a total value of $181,136,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $181,127,000 with VALUE read as thousands by filing date, 13F file number 028-15474. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 600 | $16,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 575 | $16,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 868 | $16,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 245 | $15,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 381 | $15,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 365 | $15,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 518 | $15,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 2,574 | $15,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 405 | $15,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 760 | $15,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 178 | $15,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 459 | $15,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 241 | $15,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 885 | $15,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 408 | $15,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 630 | $15,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 240 | $14,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 166 | $14,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 140 | $14,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 285 | $14,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 500 | $14,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 415 | $14,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 650 | $14,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 914 | $14,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 570 | $14,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 800 | $14,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 560 | $14,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 2,400 | $14,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,500 | $14,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 400 | $14,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 1,200 | $14,000 | thousands by filing date | |
| TELECOM CORP NEW ZEALAND LTD SPON ADR | 879278208 | ADR | 1,615 | $14,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 650 | $13,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 101 | $13,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 60 | $13,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 425 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 396 | $13,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 500 | $13,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 235 | $13,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 253 | $13,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 760 | $13,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,425 | $13,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 206 | $13,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 150 | $13,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 160 | $13,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 553 | $13,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 200 | $13,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 72 | $12,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 280 | $12,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 236 | $12,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 255 | $12,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 256 | $12,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 375 | $12,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 308 | $12,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 296 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 435 | $12,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,031 | $12,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 200 | $12,000 | thousands by filing date | |
| TRUE RELIGION APPAREL INC | 89784N104 | COM | 390 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 650 | $12,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 400 | $12,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 3,000 | $11,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 156 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 109 | $11,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 171 | $11,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 131 | $11,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 424 | $11,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 1,378 | $11,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 845 | $11,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 500 | $11,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,000 | $11,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 150 | $11,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 263 | $11,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 300 | $11,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 750 | $11,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 179 | $11,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 525 | $11,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 530 | $11,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 920 | $10,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 100 | $10,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 157 | $10,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 215 | $10,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 100 | $10,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 260 | $10,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 150 | $10,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 131 | $10,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 200 | $10,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 150 | $10,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 240 | $10,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 800 | $10,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 325 | $10,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 260 | $10,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 240 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 330 | $10,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 160 | $10,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 400 | $10,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 100 | $10,000 | thousands by filing date | |
| CNH GLOBAL N V | N20935206 | SHS NEW | 241 | $10,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 610 | $10,000 | thousands by filing date | |
| PENN WEST ENERGY TRUST | 707885109 | Stock | 893 | $10,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 335 | $10,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 192 | $9,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 297 | $9,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 100 | $9,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 249 | $9,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 715 | $9,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 300 | $9,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 508 | $9,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 530 | $9,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 200 | $9,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 200 | $9,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 566 | $9,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 318 | $9,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 200 | $9,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 300 | $9,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 500 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 200 | $9,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 200 | $9,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 150 | $9,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 335 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 225 | $9,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 116 | $9,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 200 | $9,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 167 | $9,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 3,121 | $9,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 102 | $8,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 190 | $8,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 200 | $8,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 200 | $8,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 494 | $8,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 150 | $8,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 90 | $8,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 30 | $8,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 107 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 95 | $8,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 400 | $8,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 575 | $8,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 378 | $8,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 700 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 193 | $8,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 400 | $8,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 1,100 | $8,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 750 | $8,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 100 | $7,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 57 | $7,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 291 | $7,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 150 | $7,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 200 | $7,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 240 | $7,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 134 | $7,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,372 | $7,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 538 | $7,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 170 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 114 | $7,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 300 | $7,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 203 | $7,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 96 | $7,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 101 | $6,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 85 | $6,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 60 | $6,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 105 | $6,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 16 | $6,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 152 | $6,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 200 | $6,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 80 | $6,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 145 | $6,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 149 | $6,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 250 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 136 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 100 | $6,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 100 | $6,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 115 | $6,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 800 | $6,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 350 | $6,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 100 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 101 | $6,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 250 | $6,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 68 | $6,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 92 | $6,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 132 | $6,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 738 | $6,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 1,400 | $6,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 780 | $6,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 209 | $6,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 240 | $6,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 100 | $5,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 350 | $5,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 88 | $5,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 89 | $5,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 40 | $5,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 30 | $5,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 90 | $5,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 103 | $5,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 418 | $5,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 250 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 100 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 203 | $5,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 300 | $5,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 68 | $5,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 492 | $5,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 111 | $5,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 110 | $5,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 440 | $5,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 212 | $5,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 76 | $5,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 310 | $5,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| FIRSTBANK CORPORATION | 33761G104 | COMMON STOCK | 350 | $5,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 100 | $5,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 107 | $5,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 282 | $5,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 103 | $5,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 102 | $5,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 295 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 572 | $5,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 70 | $5,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 170 | $4,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 84 | $4,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 52 | $4,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 100 | $4,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 133 | $4,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 70 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 50 | $4,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 165 | $4,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 130 | $4,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 217 | $4,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 333 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 150 | $4,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 203 | $4,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 83 | $4,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 403 | $4,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 898 | $4,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 275 | $4,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 215 | $4,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 307 | $4,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 100 | $4,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 250 | $4,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 140 | $4,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 120 | $4,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 446 | $4,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 1,000 | $4,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 2,270 | $4,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 260 | $4,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 50 | $3,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 111 | $3,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 50 | $3,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 100 | $3,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 50 | $3,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 43 | $3,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 50 | $3,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 80 | $3,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 36 | $3,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 80 | $3,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 60 | $3,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 90 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 35 | $3,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 105 | $3,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 50 | $3,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 226 | $3,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 355 | $3,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 100 | $3,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 65 | $3,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 223 | $3,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 36 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 100 | $3,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 100 | $3,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 63 | $3,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 333 | $3,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 901 | $3,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 325 | $3,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 253 | $3,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 138 | $3,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 50 | $3,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 201 | $3,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 76 | $3,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 800 | $3,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 1,100 | $3,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 148 | $3,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 101 | $3,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 600 | $2,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 245 | $2,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 63 | $2,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 29 | $2,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 130 | $2,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 41 | $2,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 341 | $2,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 110 | $2,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 50 | $2,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 70 | $2,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 51 | $2,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 250 | $2,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 174 | $2,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 120 | $2,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 33 | $2,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 201 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 30 | $2,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 100 | $2,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 100 | $2,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 42 | $2,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 57 | $2,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 20 | $2,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 34 | $2,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 100 | $2,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 40 | $2,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 572 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 29 | $2,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 93 | $2,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 100 | $2,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 66 | $2,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 200 | $2,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 200 | $2,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 92 | $2,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 100 | $2,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 44 | $2,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 52 | $2,000 | thousands by filing date | |
| EXIDE TECHNOLOGIES | 302051206 | COM NEW | 16,680 | $2,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 100 | $2,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 100 | $2,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 300 | $2,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 130 | $2,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 1,028 | $2,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 35 | $2,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 278 | $2,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 59 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 100 | $2,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 67 | $2,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 250 | $2,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 161 | $2,000 | thousands by filing date | |
| LIME ENERGY CO | 53261U205 | COM NEW | 2,500 | $2,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 20 | $1,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 142 | $1,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 30 | $1,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 36 | $1,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 100 | $1,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 312 | $1,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 126 | $1,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 24 | $1,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 35 | $1,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 17 | $1,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 12 | $1,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 14 | $1,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 100 | $1,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 87 | $1,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 30 | $1,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 19 | $1,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 67 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 22 | $1,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 284 | $1,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 13 | $1,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 268 | $1,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 218 | $1,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 0 | $1,000 | thousands by filing date | Amount filed as zero, left out of ratios. |
| CST BRANDS INC | 12646R105 | COM | 45 | $1,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 15 | $1,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 33 | $1,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 50 | $1,000 | thousands by filing date | |
| HITACHI LTD | 433578507 | COM | 20 | $1,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 89 | $1,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 260 | $1,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 112 | $1,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 12 | $1,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 132 | $1,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 9 | $1,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 25 | $1,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 200 | $1,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 41 | $1,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 20 | $1,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 100 | $1,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 200 | $1,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 253 | $1,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 177 | $1,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 46 | $1,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 36 | $1,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 10 | $1,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 200 | $1,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 238 | $1,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 312 | $1,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 600 | $1,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 190 | $1,000 | thousands by filing date | |
| STEC INC | 784774101 | COM | 214 | $1,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 300 | $1,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 116 | $1,000 | thousands by filing date | |
| MULTIBAND CORP | 62544X209 | Stock | 200 | $1,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Schwab US TIPS ETF | 808524870 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAYCHEX INC | 704326107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CORNING INC | 219350105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MOSAIC CO COM | 61945C103 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLARIS INC COM | 731068102 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| V F CORP COM | 918204108 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE CORP | 278265103 | COM NON VTG | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PRAXAIR INC | 74005P104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIGMA ALDRICH CORP | 826552101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Chubb Corporation | 171232101 | Equity | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDCORP INC NEW | 380956409 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSI CORPORATION | 502161102 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Walter Energy Inc | 93317Q105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANAREN INC | 032744104 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELLABS INC | 879664100 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DWS MUN INCOME TR COM | 23338M106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI S.A. | 670851104 | SPONSORED ADR | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SATCON TECHNOLOGY CORP COM NEW | 803893403 | Stock | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-13-003958 | this filing | 2013-08-19 | acceptance time not in the bulk data set |