13F-HR filed by Baker Avenue Asset Management, LP
Baker Avenue Asset Management, LP filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 151 holding rows worth $406,579,000.
- Accession
- 0001398344-13-003881
- Filer
- CIK 1432529
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 151 entries on the cover page, a total value of $406,579,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $406,579,000 with VALUE read as thousands by filing date, 13F file number 028-13834. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287465 | MSCI EAFE ETF | 450,671 | $26,335,000 | thousands by filing date | |
| VTI | 922908769 | COM | 290,222 | $23,993,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 202,100 | $16,346,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 124,863 | $13,114,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 136,118 | $11,405,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 127,868 | $10,129,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 47,514 | $10,017,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 96,072 | $9,319,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 207,756 | $9,187,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 131,627 | $8,782,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 67,392 | $8,183,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 232,243 | $8,177,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 69,826 | $7,380,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 156,948 | $6,699,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 93,354 | $6,257,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 96,340 | $6,217,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 77,794 | $5,562,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 133,420 | $5,396,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 12,890 | $5,111,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 143,731 | $4,489,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 103,975 | $4,393,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 181,674 | $3,950,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 57,129 | $3,936,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 246,740 | $3,817,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 192,024 | $3,749,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 22,411 | $3,623,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 34,227 | $3,526,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 72,223 | $3,385,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 65,873 | $3,333,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 21,548 | $3,259,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 312,670 | $3,202,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 124,820 | $3,096,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 33,292 | $3,094,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 72,057 | $3,090,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 33,867 | $3,078,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 270,178 | $3,048,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 90,890 | $3,030,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 48,595 | $2,972,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 47,686 | $2,913,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 24,870 | $2,909,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 117,457 | $2,907,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 72,100 | $2,878,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 59,992 | $2,862,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 11,047 | $2,786,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 286,204 | $2,736,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 80,443 | $2,719,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 96,488 | $2,654,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 38,979 | $2,632,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 26,539 | $2,622,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 68,610 | $2,616,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 73,001 | $2,604,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 40,938 | $2,585,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 46,543 | $2,584,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 38,671 | $2,567,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 109,230 | $2,552,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 71,354 | $2,490,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 41,180 | $2,473,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 58,060 | $2,466,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 172,226 | $2,451,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 99,440 | $2,448,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 40,340 | $2,420,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 121,890 | $2,367,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 63,089 | $2,358,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 49,447 | $2,193,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 206,762 | $2,177,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 238,400 | $2,176,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 21,221 | $2,158,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 34,514 | $2,083,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 67,696 | $2,079,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 33,568 | $2,000,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 151,685 | $1,951,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 51,822 | $1,935,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 53,384 | $1,816,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 55,425 | $1,750,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 10,000 | $1,739,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 33,305 | $1,716,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 47,559 | $1,643,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 67,316 | $1,638,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 65,772 | $1,537,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 13,447 | $1,473,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 24,183 | $1,470,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 30,930 | $1,365,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 45,732 | $1,356,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 16,862 | $1,350,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 56,796 | $1,347,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 13,310 | $1,313,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 55,055 | $1,313,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 15,949 | $1,295,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 20,324 | $1,288,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 38,143 | $1,271,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 14,120 | $1,190,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 76,307 | $1,139,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 15,833 | $1,139,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 45,260 | $1,124,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 45,742 | $1,117,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 12,863 | $1,104,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 12,811 | $1,101,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 35,053 | $1,077,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 12,035 | $993,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 91,995 | $987,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 27,108 | $960,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 19,765 | $883,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 20,219 | $876,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 29,432 | $826,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 11,290 | $776,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 29,171 | $760,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 34,963 | $612,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 107,330 | $609,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 43,590 | $598,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 32,031 | $589,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 54,970 | $560,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 11,044 | $530,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 15,500 | $517,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 11,680 | $513,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 11,623 | $498,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 85,540 | $496,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 10,570 | $476,000 | thousands by filing date | |
| RESPONSYS INC | 761248103 | COM | 28,600 | $409,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 23,200 | $407,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 21,390 | $406,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 22,500 | $384,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 51,000 | $374,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 18,500 | $367,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 14,715 | $357,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 18,850 | $343,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 20,000 | $331,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 15,090 | $330,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 156,730 | $329,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 32,230 | $326,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 36,900 | $323,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 32,950 | $307,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 17,090 | $282,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 20,000 | $274,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 11,000 | $264,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 22,500 | $264,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 18,500 | $260,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 16,000 | $260,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 14,000 | $246,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 10,500 | $242,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 10,450 | $242,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 51,110 | $240,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 20,000 | $236,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 14,457 | $231,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 31,530 | $231,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 14,060 | $231,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 11,340 | $229,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 20,000 | $228,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 10,900 | $222,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 17,000 | $220,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 18,490 | $219,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 12,120 | $205,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-13-003881 | this filing | 2013-08-14 | acceptance time not in the bulk data set |