13F-HR filed by TRUST & FIDUCIARY MANAGEMENT SERVICES INC
TRUST & FIDUCIARY MANAGEMENT SERVICES INC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 117 holding rows worth $145,149,000.
- Accession
- 0001398344-13-003856
- Filer
- CIK 1141800
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 117 entries on the cover page, a total value of $145,149,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $145,149,000 with VALUE read as thousands by filing date, 13F file number 028-06643. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 70,338 | $6,771,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 118,939 | $6,011,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 142,650 | $5,812,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 293,084 | $5,762,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 205,714 | $5,739,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 220,778 | $5,725,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 330,891 | $5,691,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 524,844 | $5,668,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,378,382 | $5,582,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 110,413 | $5,550,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 209,879 | $5,516,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 371,323 | $5,202,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 312,651 | $4,987,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 188,395 | $4,335,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 222,161 | $3,993,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 226,077 | $3,875,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 263,251 | $3,804,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 140,059 | $3,524,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 235,755 | $3,522,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 73,174 | $3,198,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 192,181 | $3,052,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 287,088 | $3,000,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 65,910 | $2,906,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 105,326 | $2,875,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 293,362 | $2,802,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 651,846 | $2,770,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 245,754 | $2,755,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 60,312 | $2,753,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 90,515 | $2,721,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 173,957 | $2,684,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 149,690 | $2,678,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 213,792 | $2,617,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 110,064 | $2,502,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD FD V | 09255N102 | COM | 201,881 | $2,469,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 139,925 | $2,317,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 78,390 | $517,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 36,180 | $258,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 904 | $82,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 905 | $77,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 7,944 | $64,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,418 | $63,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 505 | $61,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,360 | $61,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,146 | $59,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 883 | $58,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 683 | $58,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 3,173 | $58,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,132 | $56,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 3,351 | $56,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 1,161 | $53,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 724 | $52,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 731 | $52,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 2,200 | $51,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 2,045 | $51,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 801 | $50,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,670 | $49,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 544 | $49,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 809 | $49,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 517 | $49,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 1,477 | $49,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 658 | $48,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 1,466 | $48,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 1,134 | $48,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,223 | $47,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 833 | $47,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 609 | $47,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 992 | $46,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,078 | $45,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 588 | $45,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 521 | $44,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 387 | $44,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 500 | $43,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 902 | $43,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,212 | $42,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 1,426 | $42,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,707 | $41,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 750 | $41,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 9,452 | $41,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 969 | $40,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 4,310 | $40,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 774 | $39,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 1,006 | $39,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 1,984 | $39,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 611 | $39,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 2,426 | $39,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 191 | $37,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 753 | $36,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 1,145 | $36,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 15,984 | $35,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 977 | $34,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,203 | $34,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,633 | $34,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 977 | $34,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 544 | $33,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 330 | $33,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 465 | $33,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 608 | $32,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 326 | $32,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 886 | $32,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,532 | $32,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 489 | $31,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 343 | $30,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 885 | $29,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 700 | $28,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 677 | $28,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 3,616 | $28,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 2,039 | $26,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 200 | $24,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 1,400 | $21,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 241 | $15,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 360 | $14,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 718 | $12,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 900 | $12,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 168 | $10,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 121 | $4,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 151 | $3,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-13-003856 | this filing | 2013-08-14 | acceptance time not in the bulk data set |