13F-HR filed by SILVERBACK ASSET MANAGEMENT LLC
SILVERBACK ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 57 holding rows worth $1,133,431,000.
- Accession
- 0001398344-13-003815
- Filer
- CIK 1278960
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 58 entries on the cover page, a total value of $1,133,431,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,133,434,000 with VALUE read as thousands by filing date, 13F file number 028-10791. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvestcorp Silverback Arbitrage Master Fund LTD028-12814
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CITIGROUP INC | 172967226 | WARRANT | 2,003,834 | $96,124,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 1,793,300 | $86,025,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,665,000 | $63,520,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 1,430,699 | $47,657,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 900,000 | $44,937,000 | thousands by filing date | principal |
| TYSON FOODS INC | 902494AP8 | NOTE | 27,500,000 | $42,161,000 | thousands by filing date | principal |
| E M C CORP MASS | 268648AM4 | NOTE 1.750%12/0 | 27,090,000 | $39,975,000 | thousands by filing date | principal |
| GENCORP INC | 368682AN0 | SDCV | 19,803,000 | $36,707,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 30,000,000 | $36,555,000 | thousands by filing date | principal |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 680,000 | $33,952,000 | thousands by filing date | principal |
| GOLDCORP INC NEW | 380956AB8 | NOTE 2.000% 8/0 | 33,037,000 | $33,417,000 | thousands by filing date | principal |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 24,790,000 | $33,141,000 | thousands by filing date | principal |
| COVANTA HLDG CORP | 22282EAC6 | NOTE 3.250% 6/0 | 25,524,000 | $33,003,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AG0 | NOTE 2.625%12/1 | 28,477,000 | $29,527,000 | thousands by filing date | principal |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 26,000,000 | $29,315,000 | thousands by filing date | principal |
| MOLSON COORS BREWING CO | 60871RAA8 | NOTE 2.500% 7/3 | 27,703,000 | $27,894,000 | thousands by filing date | principal |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 27,015,000 | $27,555,000 | thousands by filing date | principal |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 23,100,000 | $24,096,000 | thousands by filing date | principal |
| EXTERRAN HLDGS INC 4.250 | 30225XAA1 | NOTE 4.250% 6/1 | 17,000,000 | $21,962,000 | thousands by filing date | principal |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 19,000,000 | $19,784,000 | thousands by filing date | principal |
| THERAVANCE INC | 88338TAA2 | CNV | 12,809,000 | $19,069,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 16,000,000 | $18,840,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AQ6 | NOTE 1.500% 8/0 | 12,000,000 | $18,443,000 | thousands by filing date | principal |
| ARCHER DANIELS MIDLAND CO | 039483AW2 | NOTE 0.875% 2/1 | 18,087,000 | $18,268,000 | thousands by filing date | principal |
| RF MICRO DEVICES INC | 749941AJ9 | NOTE | 17,022,000 | $17,150,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 17,000,000 | $16,533,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 16,500,000 | $16,500,000 | thousands by filing date | principal |
| CENTRAL EUROPEAN MEDIA | 153443AH9 | NOTE 5.000%11/1 | 17,064,000 | $16,339,000 | thousands by filing date | principal |
| ARRIS GROUP INC 2.000 | 04269QAC4 | NOTE | 15,304,000 | $15,763,000 | thousands by filing date | principal |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 15,164,000 | $15,710,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWRE | 874054AA7 | CNV | 10,491,000 | $14,960,000 | thousands by filing date | principal |
| SOLARFUN POWER HOLDINGS CO L | 83415UAB4 | NOTE 3.500% 1/1 | 15,125,000 | $12,856,000 | thousands by filing date | principal |
| STONE ENERGY CORP | 861642AN6 | NOTE | 13,500,000 | $12,513,000 | thousands by filing date | principal |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 368,300 | $12,489,000 | thousands by filing date | call |
| BPZ RESOURCES INC | 055639AB4 | MTNF 6.500% 3/0 | 14,635,000 | $11,635,000 | thousands by filing date | principal |
| GREEN PLAINS RENEWABLE ENERG | 393222AB0 | BOND | 9,900,000 | $11,469,000 | thousands by filing date | principal |
| USEC INC | 90333EAC2 | NOTE 3.000%10/0 | 48,028,000 | $10,326,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 10,000,000 | $9,775,000 | thousands by filing date | principal |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 9,600,000 | $9,720,000 | thousands by filing date | principal |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 12,050,000 | $9,279,000 | thousands by filing date | principal |
| CHEMED CORP NEW 1.875 | 16359RAC7 | NOTE | 5,755,000 | $6,061,000 | thousands by filing date | principal |
| ISTAR INC | 45031U101 | COMMON STOCK | 400,000 | $4,516,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 242,095 | $4,455,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 4,000,000 | $3,880,000 | thousands by filing date | principal |
| PENNEY J C INC | 708160106 | COM | 200,000 | $3,416,000 | thousands by filing date | put |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 2,500,000 | $2,570,000 | thousands by filing date | principal |
| END 5 1/2 07/15/16 | 29257MAE0 | NOTE 5.500% 7/1 | 4,000,000 | $2,420,000 | thousands by filing date | principal |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 138,700 | $2,180,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 78,100 | $2,168,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AH2 | BOND | 2,000,000 | $2,000,000 | thousands by filing date | principal |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,000,000 | $1,900,000 | thousands by filing date | |
| GEVO INC | 374396AA7 | NOTE 7.500% 7/0 | 1,800,000 | $1,179,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 6,500 | $698,000 | thousands by filing date | put |
| VRINGO INC | 92911N104 | COM | 200,000 | $634,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 12,762 | $218,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 16,700 | $104,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 50,900 | $91,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-13-003815 | this filing | 2013-08-14 | acceptance time not in the bulk data set |