13F-HR filed by WBI INVESTMENTS, LLC
WBI INVESTMENTS, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-12, with 147 holding rows worth $2,728,133,000.
- Accession
- 0001397424-15-000007
- Filer
- CIK 1397424
- Filed
- 2015-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 193 entries on the cover page, a total value of $2,728,133,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,728,227,000 with VALUE read as thousands by filing date, 13F file number 028-12525. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerMILLINGTON SECURITIES, INC.028-16338
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 9,056,290 | $226,226,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 5,868,290 | $139,255,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 4,452,745 | $97,114,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R304 | WBI BBR YLD 2000 | 4,259,784 | $95,504,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 3,961,193 | $88,850,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 3,884,271 | $88,557,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,060,820 | $88,356,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 976,125 | $87,207,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 3,552,927 | $80,367,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 2,062,874 | $79,627,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 3,620,216 | $77,981,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 819,032 | $73,819,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R205 | WBI BBR VAL 2000 | 3,064,869 | $71,165,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR QTY 2000 | 00400R403 | CEF | 3,250,404 | $70,436,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 585,366 | $63,143,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 700,340 | $59,417,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 503,870 | $58,495,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 955,757 | $51,993,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 2,101,835 | $48,426,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 450,142 | $41,746,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 473,294 | $40,717,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 327,769 | $37,854,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 756,650 | $37,689,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 375,844 | $36,449,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 450,649 | $35,448,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 1,342,851 | $34,418,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 1,613,214 | $33,249,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 690,539 | $31,613,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 548,054 | $28,537,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 135,712 | $28,134,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 546,020 | $27,874,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 395,283 | $27,243,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 479,038 | $25,561,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 309,751 | $24,486,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 173,282 | $18,274,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 196,269 | $17,870,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 328,242 | $17,712,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 159,839 | $17,516,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 293,040 | $16,712,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 406,882 | $15,897,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 191,574 | $15,743,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 1,044,287 | $15,226,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 172,375 | $14,462,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 63,061 | $14,089,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 128,050 | $14,037,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 97,800 | $13,424,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 224,950 | $13,375,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 368,206 | $13,130,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 615,878 | $13,106,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 126,838 | $12,779,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 246,201 | $12,662,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 1,608,023 | $12,413,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 192,122 | $12,100,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 717,679 | $11,217,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 102,850 | $11,155,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 161,596 | $10,953,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 246,134 | $10,771,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 701,589 | $10,306,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 228,032 | $10,141,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 428,495 | $10,074,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 395,834 | $9,338,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 158,757 | $9,298,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 255,487 | $9,279,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 179,072 | $8,746,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 179,104 | $8,323,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 86,092 | $7,456,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 77,313 | $7,276,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 102,312 | $7,012,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 495,108 | $6,110,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 87,363 | $6,081,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 65,842 | $6,050,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 68,957 | $5,865,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 108,581 | $5,781,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 322,668 | $5,747,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 70,653 | $5,490,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 93,723 | $4,799,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 148,328 | $4,350,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 39,635 | $4,149,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 78,283 | $3,949,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 96,581 | $3,912,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 41,709 | $3,817,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 116,645 | $3,807,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 44,002 | $3,773,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 166,739 | $3,665,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 46,558 | $3,579,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 111,336 | $3,394,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 111,481 | $3,300,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 74,017 | $3,102,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 70,488 | $3,097,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 87,859 | $3,059,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 61,256 | $2,983,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 20,255 | $2,928,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 70,913 | $2,802,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 32,941 | $2,708,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 64,019 | $2,650,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 19,433 | $2,624,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 67,936 | $2,615,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 81,511 | $2,532,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,806 | $2,460,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 47,641 | $2,196,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 319,029 | $2,048,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 115,065 | $1,922,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 75,074 | $1,901,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 43,398 | $1,881,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 15,717 | $1,823,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 25,498 | $1,807,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 64,454 | $1,794,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 192,691 | $1,624,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 9,558 | $1,586,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 69,226 | $1,532,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 94,044 | $1,515,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 78,398 | $1,432,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 12,676 | $1,391,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 41,015 | $1,303,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 38,856 | $1,267,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 37,400 | $1,210,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 25,182 | $1,185,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 29,804 | $1,182,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 29,790 | $1,133,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 48,000 | $1,133,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 28,981 | $1,129,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 63,068 | $1,089,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 8,712 | $1,086,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 29,168 | $1,052,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 8,880 | $1,019,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 47,745 | $876,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 26,082 | $875,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 13,055 | $851,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 50,344 | $818,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 6,235 | $767,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 22,386 | $726,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 23,900 | $614,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 10,050 | $580,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 12,965 | $466,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 13,240 | $438,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 5,162 | $432,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 5,563 | $395,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 16,968 | $374,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 3,850 | $367,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 7,895 | $303,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 8,210 | $300,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 3,059 | $258,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 6,324 | $251,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 15,557 | $132,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 19,754 | $111,000 | thousands by filing date | |
| L BRANDS INC | 501797904 | COM | 1,760 | $26,000 | thousands by filing date | call |
| ALTRIA GROUP INC | 02209S903 | CALL | 1,700 | $21,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001397424-15-000007 | this filing | 2015-11-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001397424-16-000018 | base | 2016-08-23 | acceptance time not in the bulk data set |