13F-HR filed by WBI INVESTMENTS, LLC
WBI INVESTMENTS, LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-12, with 181 holding rows worth $3,667,328,000.
- Accession
- 0001397424-15-000003
- Filer
- CIK 1397424
- Filed
- 2015-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 236 entries on the cover page, a total value of $3,667,328,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,667,328,000 with VALUE read as thousands by filing date, 13F file number 028-12525. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMILLINGTON SECURITIES, INC.028-16338
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,463,262 | $174,728,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 6,465,587 | $160,411,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 6,137,153 | $154,227,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 4,928,195 | $124,240,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 4,992,101 | $122,456,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 3,381,532 | $118,049,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 4,505,663 | $109,335,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R304 | WBI BBR YLD 2000 | 4,369,695 | $107,704,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 4,129,571 | $103,859,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 4,002,921 | $96,911,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,327,580 | $87,288,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR QTY 2000 | 00400R403 | CEF | 3,564,740 | $85,768,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,416,369 | $82,377,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R205 | WBI BBR VAL 2000 | 3,352,024 | $81,588,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 606,338 | $78,812,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 1,751,019 | $69,060,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 912,091 | $68,635,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 1,577,452 | $66,426,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 815,236 | $64,917,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,310,394 | $59,767,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 1,180,569 | $57,069,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 658,413 | $55,603,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 2,264,368 | $54,413,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 710,196 | $52,050,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 658,428 | $50,172,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 939,681 | $49,812,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 435,199 | $45,231,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 1,423,827 | $44,864,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 855,298 | $43,894,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,955,837 | $40,622,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 435,540 | $38,101,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 826,261 | $36,958,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 717,303 | $32,358,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 703,476 | $32,114,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 821,346 | $30,637,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 325,812 | $26,414,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 300,836 | $25,830,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 618,294 | $24,317,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 237,241 | $20,426,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 409,781 | $20,415,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 702,567 | $20,311,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 199,102 | $20,075,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 694,310 | $19,447,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 404,774 | $19,008,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 176,601 | $18,866,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 563,081 | $18,463,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 155,972 | $18,132,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 243,078 | $18,068,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 259,096 | $18,046,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 381,452 | $17,612,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 215,559 | $17,514,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 351,537 | $17,401,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 77,508 | $16,473,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 357,009 | $15,276,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 136,806 | $14,667,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 125,375 | $14,304,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 202,125 | $13,831,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 213,824 | $13,736,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 161,779 | $13,355,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 234,467 | $13,027,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 211,973 | $12,949,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 127,564 | $12,024,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 280,943 | $12,005,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 113,670 | $11,522,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 368,281 | $11,396,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 122,627 | $10,893,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 258,180 | $10,203,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 409,385 | $10,202,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 485,162 | $9,776,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 174,585 | $9,721,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 428,334 | $9,029,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 530,301 | $9,020,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 84,224 | $9,012,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 71,845 | $9,001,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 133,360 | $8,914,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 199,563 | $8,721,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 197,269 | $8,634,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 104,565 | $8,629,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 60,736 | $8,549,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 593,270 | $8,395,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 440,452 | $8,365,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 122,698 | $8,364,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 325,813 | $8,220,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 106,723 | $8,015,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 464,260 | $8,008,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 305,123 | $7,900,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 342,712 | $7,574,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 159,780 | $7,498,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 85,396 | $6,611,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 243,680 | $6,323,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 252,534 | $6,288,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 250,954 | $6,274,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 268,182 | $6,090,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 285,585 | $6,023,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 161,668 | $5,909,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 124,920 | $5,618,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 240,967 | $5,424,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 29,004 | $5,367,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 101,028 | $5,291,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 36,957 | $5,289,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 50,767 | $5,224,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 61,449 | $5,163,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 315,213 | $5,135,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 70,257 | $5,118,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 680,198 | $5,115,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 20,813 | $5,013,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 128,111 | $4,886,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 85,497 | $4,776,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 126,523 | $4,734,000 | thousands by filing date | |
| 38259p508 | COM | 8,863 | $4,703,000 | thousands by filing date | ||
| CENTENE CORP DEL COM | 15135B101 | Stock | 45,079 | $4,681,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 92,132 | $4,656,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 164,329 | $4,531,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 223,747 | $4,345,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 37,521 | $4,315,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 139,819 | $4,292,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 60,723 | $4,289,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 26,705 | $4,278,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 35,555 | $4,033,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 48,239 | $3,973,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 317,333 | $3,922,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 70,865 | $3,793,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 278,441 | $3,723,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 507,500 | $3,695,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 77,814 | $3,682,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 177,258 | $3,669,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 64,652 | $3,625,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 77,307 | $3,615,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 58,553 | $3,537,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 172,695 | $3,518,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 118,323 | $3,493,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 70,232 | $3,344,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 44,275 | $3,333,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 83,651 | $3,308,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 31,362 | $3,278,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 38,233 | $2,983,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 22,939 | $2,940,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 229,499 | $2,839,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 113,040 | $2,835,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 481,586 | $2,663,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 68,519 | $2,643,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 75,519 | $2,457,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 105,248 | $2,331,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 125,269 | $2,277,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 45,562 | $2,029,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 54,431 | $1,883,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 118,082 | $1,789,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 116,413 | $1,711,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 75,855 | $1,661,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 80,862 | $1,608,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 54,493 | $1,560,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 12,417 | $1,508,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 39,121 | $1,348,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 75,722 | $1,261,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 46,335 | $1,116,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 16,869 | $1,092,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 34,606 | $880,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 17,150 | $704,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 5,611 | $631,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 12,530 | $615,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 32,392 | $554,000 | thousands by filing date | |
| VTI | 922908769 | COM | 5,058 | $536,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 11,194 | $477,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 17,188 | $445,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 8,029 | $441,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 6,925 | $440,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 3,472 | $437,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 4,880 | $436,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 3,832 | $434,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 15,383 | $422,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 4,944 | $419,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 4,758 | $374,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 4,550 | $369,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 11,213 | $343,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 5,602 | $338,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q951 | COM | 3,200 | $64,000 | thousands by filing date | put |
| BAXTER INTL INC | 071813959 | COM | 480 | $40,000 | thousands by filing date | put |
| GILEAD SCIENCES INC | 375558953 | PUT | 1,270 | $35,000 | thousands by filing date | put |
| INFORMATICA CORP | 45666Q952 | COM | 1,200 | $33,000 | thousands by filing date | put |
| APPLIED MATLS INC | 038222955 | PUT | 3,900 | $14,000 | thousands by filing date | put |
| AUTONATION INC | 05329W952 | PUT | 300 | $2,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001397424-15-000003 | this filing | 2015-02-12 | acceptance time not in the bulk data set |