13F-HR/A filed by WBI INVESTMENTS, LLC
WBI INVESTMENTS, LLC filed this 13F-HR/A for the quarter ended 2014-09-30, filed 2014-11-12, with 150 holding rows worth $3,358,850,000.
- Accession
- 0001397424-14-000009
- Filer
- CIK 1397424
- Filed
- 2014-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, amendment of type restatement, 150 entries on the cover page, a total value of $3,358,850,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,358,850,000 with VALUE read as thousands by filing date, 13F file number 028-12525. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 5,963,428 | $147,356,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 5,776,088 | $142,842,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 4,699,329 | $116,449,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 3,443,868 | $115,680,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 4,680,438 | $114,530,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 4,272,395 | $106,084,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R304 | WBI BBR YLD 2000 | 4,103,272 | $101,310,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 3,129,068 | $97,561,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 3,932,974 | $97,538,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 3,792,632 | $92,654,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 995,114 | $84,256,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR QTY 2000 | 00400R403 | CEF | 3,393,034 | $82,858,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R205 | WBI BBR VAL 2000 | 3,182,193 | $77,136,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 2,850,623 | $69,213,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 898,933 | $67,213,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 779,433 | $62,253,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 487,913 | $62,150,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 1,512,835 | $59,787,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,143,894 | $58,453,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,445,524 | $58,067,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 647,844 | $54,749,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 750,773 | $54,041,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 878,000 | $52,891,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,109,895 | $51,355,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 362,478 | $47,840,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 479,493 | $45,096,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 649,560 | $44,729,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 819,984 | $43,107,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 483,094 | $42,995,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 2,183,920 | $42,237,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 2,027,084 | $40,582,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 887,475 | $37,585,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 778,995 | $37,026,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 383,004 | $36,550,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 603,654 | $35,779,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 418,341 | $32,350,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 711,359 | $27,558,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 345,532 | $27,090,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 236,025 | $26,942,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,864,778 | $25,137,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 727,086 | $21,893,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 308,519 | $21,624,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 558,602 | $21,244,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 452,746 | $20,292,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 339,960 | $19,786,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 445,031 | $19,670,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 224,267 | $19,235,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 349,886 | $18,359,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 351,786 | $18,184,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 191,949 | $18,068,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 593,558 | $17,765,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 171,126 | $17,737,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 565,299 | $16,716,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 303,375 | $16,231,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 578,158 | $14,616,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 130,193 | $14,136,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 317,170 | $14,079,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 254,443 | $13,633,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 155,801 | $13,041,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 59,096 | $12,609,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 195,177 | $12,550,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 342,465 | $11,740,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 507,338 | $11,369,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 229,835 | $10,262,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 601,815 | $9,906,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 58,573 | $8,985,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 247,655 | $8,514,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 372,602 | $8,186,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 190,041 | $8,128,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 76,951 | $8,126,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 88,470 | $8,023,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 76,391 | $7,681,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 601,996 | $7,585,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 562,194 | $7,494,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 187,542 | $7,369,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 52,280 | $7,343,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 328,846 | $7,340,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 62,306 | $7,323,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 268,193 | $7,145,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 73,204 | $6,876,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 79,389 | $6,842,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 126,177 | $6,754,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 197,870 | $6,035,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 57,299 | $5,913,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 172,675 | $5,871,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 257,379 | $5,858,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 259,067 | $5,738,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 214,047 | $5,726,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 90,044 | $5,447,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 197,514 | $5,287,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 208,664 | $5,229,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 44,476 | $5,225,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 382,787 | $5,064,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 158,157 | $4,848,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 81,289 | $4,757,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 85,230 | $4,654,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 19,554 | $4,632,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 113,426 | $4,598,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 74,161 | $4,594,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 27,258 | $4,520,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 264,036 | $4,518,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 95,364 | $4,482,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 60,706 | $4,364,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 85,306 | $4,336,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 120,475 | $4,125,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 71,133 | $4,067,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 59,659 | $3,888,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 76,890 | $3,861,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 45,316 | $3,803,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 457,556 | $3,752,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 83,342 | $3,731,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 42,431 | $3,509,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 62,245 | $3,348,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 79,111 | $3,157,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 132,469 | $3,141,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 123,027 | $3,106,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 53,621 | $3,102,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 54,880 | $3,097,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 302,255 | $3,010,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 162,359 | $2,893,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 36,570 | $2,878,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 43,638 | $2,767,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 99,581 | $2,704,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 44,030 | $2,065,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 70,341 | $2,050,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 38,018 | $1,685,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 42,820 | $1,532,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 64,867 | $1,494,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 35,631 | $1,477,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 71,337 | $1,464,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 75,630 | $1,347,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 61,088 | $1,341,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 91,120 | $1,318,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 52,767 | $1,184,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 42,053 | $1,131,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 11,682 | $1,128,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 15,871 | $1,078,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 51,395 | $1,078,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 71,334 | $1,069,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 77,298 | $1,063,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 35,500 | $1,035,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 13,138 | $945,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 71,881 | $901,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 10,608 | $546,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 10,268 | $540,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 14,826 | $516,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 14,165 | $512,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 11,456 | $448,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 19,261 | $422,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 12,935 | $358,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001397424-14-000008 | superseded | 2014-11-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001397424-14-000009 | this filing | 2014-11-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001397424-14-000011 | base | 2014-11-25 | acceptance time not in the bulk data set |