13F-HR filed by ALPINE ASSOCIATES MANAGEMENT INC.
ALPINE ASSOCIATES MANAGEMENT INC. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 49 holding rows worth $2,961,519,000.
- Accession
- 0001396835-17-000009
- Filer
- CIK 1396835
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 49 entries on the cover page, a total value of $2,961,519,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,961,519,000 with VALUE read as thousands by filing date, 13F file number 028-12478. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TIME WARNER INC | 887317303 | COM NEW | 3,237,349 | $331,666,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 924,263 | $296,226,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,374,443 | $268,525,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 1,663,500 | $217,436,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1,663,686 | $199,342,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 1,665,300 | $143,032,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 4,142,397 | $119,881,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 3,991,458 | $110,163,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 2,496,889 | $102,496,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 3,698,795 | $101,422,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 6,768,799 | $99,840,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 2,426,100 | $99,131,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 629,779 | $83,861,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 1,189,075 | $78,764,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 397,105 | $71,404,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 5,163,193 | $61,701,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,377,400 | $53,953,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 422,500 | $49,044,000 | thousands by filing date | put |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 261,700 | $47,282,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 252,600 | $45,420,000 | thousands by filing date | put |
| AKORN INC | 009728106 | COM | 1,189,216 | $39,469,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 120,000 | $30,148,000 | thousands by filing date | put |
| ATWOOD OCEANICS INC | 050095108 | COM | 3,202,260 | $30,069,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 2,493,716 | $24,564,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 4,736,620 | $22,499,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 213,400 | $21,863,000 | thousands by filing date | put |
| HSN INC | 404303109 | COM | 532,519 | $20,796,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,048,165 | $19,810,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 789,196 | $18,705,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 3,017,010 | $15,719,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 303,200 | $15,460,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 13,450,000 | $15,046,000 | thousands by filing date | principal |
| IMPERVA INC | 45321L100 | COM | 330,200 | $14,331,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 475,000 | $13,025,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 235,000 | $12,744,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 117,700 | $12,058,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F104 | COM SER A | 475,100 | $10,115,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 125,000 | $8,319,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 120,000 | $6,445,000 | thousands by filing date | call |
| RENEWABLE ENERGY GROUP INC | 75972AAC7 | BOND | 4,500,000 | $5,893,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 98,202 | $5,325,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 388,871 | $5,185,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 212,128 | $4,559,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 121,811 | $3,003,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 45,000 | $2,775,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 120,000 | $2,112,000 | thousands by filing date | call |
| OTONOMY INC | 68906L105 | COM | 245,241 | $797,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 1,000 | $50,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 3,860,140 | $46,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001396835-17-000009 | this filing | 2017-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001396835-17-000010 | base | 2017-11-13 | acceptance time not in the bulk data set |