13F-HR filed by Hanson & Doremus Investment Management
Hanson & Doremus Investment Management filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-12, with 473 holding rows worth $221,128,000.
- Accession
- 0001393944-16-000011
- Filer
- CIK 1393944
- Filed
- 2016-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 473 entries on the cover page, a total value of $221,128,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $221,128,000 with VALUE read as thousands by filing date, 13F file number 028-12547. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 330,908 | $16,307,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 98,044 | $8,119,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 253,557 | $6,874,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 188,491 | $5,992,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 97,160 | $5,254,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 198,589 | $4,149,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 136,214 | $4,037,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 72,109 | $3,983,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 242,363 | $3,861,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 128,450 | $3,599,000 | thousands by filing date | |
| Bladex, Inc. Class E | P16994132 | COM | 144,773 | $3,506,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 87,942 | $3,322,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 96,039 | $3,309,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 21,632 | $3,276,000 | thousands by filing date | |
| VTI | 922908769 | COM | 29,090 | $3,049,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 160,680 | $2,878,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 61,058 | $2,832,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 105,170 | $2,755,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 93,702 | $2,668,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 41,619 | $2,620,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 31,257 | $2,522,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 77,226 | $2,475,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 63,135 | $2,473,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 70,515 | $2,438,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 14,815 | $2,335,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 198,128 | $2,211,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 34,234 | $2,196,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 72,672 | $2,175,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 26,956 | $2,173,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 33,427 | $2,135,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 33,181 | $2,081,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 24,829 | $2,075,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 39,195 | $1,899,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 59,952 | $1,857,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 64,915 | $1,833,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,121 | $1,580,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 81,667 | $1,575,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 43,774 | $1,571,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 27,981 | $1,497,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 27,640 | $1,462,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 13,460 | $1,456,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 26,328 | $1,432,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 17,252 | $1,420,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 10,604 | $1,346,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 18,130 | $1,315,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 50,586 | $1,301,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 21,293 | $1,261,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 16,693 | $1,252,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 16,532 | $1,219,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 6,730 | $1,214,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 37,091 | $1,185,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 23,428 | $1,185,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 15,271 | $1,169,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 8,455 | $1,145,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 5,970 | $1,140,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 23,159 | $1,138,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 21,608 | $1,089,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 26,807 | $1,087,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 179,598 | $1,058,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 22,655 | $1,057,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 36,120 | $1,049,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 55,098 | $1,015,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 8,663 | $1,011,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 9,238 | $1,007,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 40,465 | $1,007,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 59,170 | $1,007,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 33,660 | $948,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 29,135 | $946,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 11,628 | $913,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 78,494 | $866,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,336 | $863,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 7,025 | $805,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 10,773 | $800,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 5,063 | $796,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 65,740 | $793,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 19,234 | $775,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 19,075 | $772,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 8,728 | $756,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 16,572 | $749,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 17,024 | $742,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 44,900 | $741,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 14,880 | $740,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 23,770 | $710,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 17,636 | $708,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 23,217 | $678,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 16,479 | $677,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 7,008 | $669,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 9,350 | $668,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,551 | $665,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 33,055 | $661,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 18,485 | $659,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 16,204 | $655,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 16,785 | $641,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 21,340 | $636,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 51,220 | $633,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 31,199 | $623,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 22,082 | $606,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 73,805 | $583,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 31,015 | $582,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 107,921 | $581,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 62,800 | $564,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 6,180 | $547,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 17,552 | $543,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 13,336 | $523,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 5,013 | $514,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 4,411 | $492,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,469 | $479,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 2,315 | $474,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 10,858 | $468,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 10,839 | $453,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,188 | $452,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 5,928 | $445,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 4,530 | $435,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 2,378 | $435,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 15,880 | $434,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 52,412 | $425,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 10,122 | $423,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 4,771 | $419,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 8,612 | $418,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 9,096 | $414,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 9,445 | $399,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 28,660 | $397,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 12,006 | $388,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 7,450 | $364,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 7,041 | $358,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 8,865 | $334,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 20,838 | $324,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,627 | $321,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,192 | $315,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,298 | $309,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 30,531 | $299,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,775 | $296,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 6,135 | $289,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 17,660 | $289,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 8,615 | $288,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 49,177 | $288,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 9,372 | $279,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 62,524 | $273,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 6,630 | $261,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 12,285 | $257,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,226 | $253,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,891 | $253,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 22,272 | $248,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 7,930 | $247,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,886 | $237,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 8,983 | $236,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,968 | $229,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,397 | $227,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 6,132 | $223,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,876 | $222,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 14,360 | $218,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 3,707 | $215,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 14,045 | $214,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,070 | $206,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 16,660 | $203,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,707 | $202,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3,685 | $200,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,346 | $187,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,000 | $180,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 6,305 | $180,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,142 | $179,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 3,750 | $175,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,831 | $174,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,156 | $173,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 18,947 | $173,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 225 | $172,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 4,386 | $169,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,501 | $167,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,980 | $167,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 2,619 | $166,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 3,375 | $165,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 5,722 | $165,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 824 | $163,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,286 | $162,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 4,474 | $160,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,135 | $153,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 6,375 | $148,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 5,055 | $146,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,456 | $146,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 6,229 | $139,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,292 | $138,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 525 | $137,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,872 | $128,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,491 | $125,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 4,390 | $125,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 1,613 | $124,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 2,250 | $124,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 22,590 | $123,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,530 | $122,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 1,072 | $121,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 495 | $118,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 781 | $113,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 14,520 | $113,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,766 | $112,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 817 | $112,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 1,012 | $111,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 5,090 | $108,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 1,670 | $107,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,150 | $105,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,490 | $105,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 858 | $102,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 670 | $102,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 4,165 | $98,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 6,990 | $98,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 4,810 | $97,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,426 | $96,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 824 | $94,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,130 | $94,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 339 | $94,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 2,126 | $92,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 4,915 | $91,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 1,300 | $90,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 2,830 | $90,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 1,550 | $85,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 3,691 | $85,000 | thousands by filing date | |
| ENSCO PLC ADR | 29358Q109 | COMMON STOCK-FO | 8,170 | $85,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 2,522 | $84,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 7,365 | $84,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,900 | $78,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 777 | $76,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 1,850 | $76,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 620 | $76,000 | thousands by filing date | |
| Rockwell Collins Inc | 773903101 | Common | 802 | $74,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 17,760 | $73,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 1,770 | $72,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 7,800 | $72,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 4,340 | $70,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 500 | $69,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,836 | $68,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 933 | $67,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 2,424 | $67,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,785 | $66,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 751 | $66,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 830 | $65,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 1,648 | $64,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1,030 | $64,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 900 | $61,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 984 | $60,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 675 | $60,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 3,372 | $59,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 8,709 | $59,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 97 | $58,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,703 | $58,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 3,285 | $58,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 2,208 | $57,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 3,110 | $56,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 490 | $53,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 460 | $53,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 2,245 | $53,000 | thousands by filing date | |
| NISSAN MOTOR CO LTD SPONSORED ADR | 654744408 | USD | 2,850 | $53,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 11,395 | $53,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 391 | $52,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 460 | $52,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 670 | $51,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 7,003 | $51,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 589 | $51,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 2,930 | $51,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 1,064 | $50,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,950 | $48,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 500 | $48,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 1,168 | $47,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 1,200 | $46,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 835 | $45,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 5,220 | $45,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 4,270 | $45,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 565 | $44,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 1,105 | $43,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 620 | $43,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 4,140 | $42,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 387 | $41,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 640 | $41,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 3,887 | $41,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 837 | $40,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 2,127 | $40,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 600 | $37,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 351 | $37,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 723 | $35,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 1,300 | $35,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 295 | $34,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 325 | $34,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 695 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 400 | $33,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 421 | $33,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 300 | $33,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 393 | $32,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 475 | $32,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 300 | $32,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 312 | $30,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 410 | $30,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 934 | $29,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 200 | $28,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 515 | $28,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 545 | $28,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 666 | $27,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 832 | $26,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 861 | $26,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 290 | $25,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 200 | $25,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 450 | $25,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 285 | $24,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 328 | $24,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 375 | $23,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 3,312 | $23,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 414 | $23,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 350 | $22,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 627 | $22,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,000 | $22,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 200 | $21,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 500 | $21,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 2,000 | $21,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 255 | $20,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 450 | $20,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 258 | $20,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 256 | $20,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 940 | $20,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 590 | $20,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 200 | $20,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 3,644 | $20,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 300 | $19,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 420 | $19,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 250 | $19,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 415 | $19,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 300 | $19,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,342 | $18,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 500 | $18,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 140 | $18,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,636 | $18,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 365 | $18,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 600 | $18,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 4,088 | $18,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 306 | $17,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 100 | $17,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 144 | $17,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 200 | $17,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 758 | $17,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 617 | $17,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 200 | $16,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 200 | $16,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 295 | $16,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 300 | $16,000 | thousands by filing date | |
| ENGIE SA ADR | 29286D105 | ADR | 1,008 | $16,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 3,300 | $16,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 213 | $15,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 100 | $15,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 564 | $15,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 400 | $15,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 3,140 | $15,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 30,225 | $15,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 150 | $14,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 225 | $14,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 75 | $14,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 750 | $14,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 400 | $14,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 710 | $14,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 912 | $14,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 935 | $14,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 308 | $14,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 1,017 | $14,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 107 | $13,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 250 | $13,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 100 | $13,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 250 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 349 | $12,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 175 | $12,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 306 | $12,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 550 | $12,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 670 | $12,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,245 | $12,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 121 | $11,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 250 | $11,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 800 | $11,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 150 | $11,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 340 | $11,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 100 | $11,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 1,035 | $11,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 142 | $11,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 770 | $11,000 | thousands by filing date | |
| Lpkf Laser & Elec Ord | D5075P109 | Common | 1,445 | $11,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 275 | $10,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 400 | $10,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 54 | $10,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 207 | $10,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 100 | $9,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 100 | $9,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 171 | $9,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 109 | $9,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 465 | $9,000 | thousands by filing date | |
| Middlebury National Corp | 596237107 | Com | 300 | $9,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 1,009 | $9,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 81 | $8,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 200 | $8,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 270 | $8,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 73 | $8,000 | thousands by filing date | |
| IJH | 464287507 | COM | 50 | $7,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 446 | $7,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 66 | $7,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 204 | $7,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 670 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 275 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 79 | $7,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 750 | $7,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 240 | $7,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 100 | $6,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 100 | $6,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 80 | $6,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 500 | $6,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 189 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 58 | $6,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 5 | $6,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 200 | $6,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 150 | $6,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 335 | $6,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 43 | $5,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 690 | $5,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 128 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 106 | $5,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 262 | $5,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 50 | $5,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 195 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 383 | $5,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 68 | $4,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 81 | $4,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 50 | $4,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 85 | $4,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,350 | $4,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 150 | $4,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 38 | $4,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 75 | $3,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 350 | $3,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 17 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 59 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 123 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 44 | $3,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 80 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 78 | $3,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 442 | $3,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 81 | $2,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 23 | $2,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 97 | $2,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 150 | $2,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 30 | $2,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 470 | $2,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 100 | $2,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,075 | $2,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 158 | $2,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 180 | $2,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 320 | $2,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 120 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 22 | $1,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 39 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 37 | $1,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 37 | $1,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 1,000 | $1,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 3,910 | $1,000 | thousands by filing date | |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 728 | $1,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 128 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRUEBLUE INC | 89785X101 | COM | 450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOPRO INC | 38268T103 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 360 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 565 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lineage, Inc. | 536020100 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 122 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 201 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNERON MEDICAL LTD | M87245102 | ORD | 475 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERCEL INC COM | 299759100 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001393944-16-000011 | this filing | 2016-05-12 | acceptance time not in the bulk data set |