13F-HR filed by Hudson Bay Capital Management LP
Hudson Bay Capital Management LP filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-13, with 392 holding rows worth $3,623,566,000.
- Accession
- 0001393825-19-000121
- Filer
- CIK 1393825
- Filed
- 2019-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 394 entries on the cover page, a total value of $3,623,566,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,623,566,000 with VALUE read as thousands by filing date, 13F file number 028-12909. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 95,528,000 | $357,545,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 125,022,000 | $237,934,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 137,904,000 | $178,006,000 | thousands by filing date | principal |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 78,516,000 | $150,837,000 | thousands by filing date | principal |
| DISCOVERY INC | 25470F302 | COM SER C | 4,394,425 | $108,191,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 1,548,874 | $96,139,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 520,991 | $87,678,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 122,833,000 | $73,700,000 | thousands by filing date | principal |
| CELGENE CORP | 151020104 | COM | 614,744 | $61,044,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 583,554 | $60,993,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 80,114,000 | $51,645,000 | thousands by filing date | principal |
| ALTABA INC | 021346101 | COM | 2,082,889 | $40,575,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 4,052,015 | $38,129,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,625,000 | $37,928,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 646,169 | $34,202,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 31,500,000 | $33,433,000 | thousands by filing date | principal |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 10,500,000 | $30,595,000 | thousands by filing date | principal |
| TPG PACE HLDGS CORP | G89827128 | CL A | 2,944,802 | $30,273,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 10,120,000 | $29,833,000 | thousands by filing date | principal |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 235,000 | $28,674,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 107,260 | $28,265,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 185,000 | $26,720,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 623,272 | $26,701,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N206 | UNIT 04/30/2025 | 2,500,000 | $26,200,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 193,400 | $25,676,000 | thousands by filing date | |
| MONGODB INC | 60937PAB2 | NOTE | 13,613,000 | $25,613,000 | thousands by filing date | principal |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 85,000 | $24,758,000 | thousands by filing date | |
| TESLA INC | 88160R951 | PUT | 100,000 | $24,087,000 | thousands by filing date | put |
| FOX CORP CL A COM | 35137L105 | Stock | 707,338 | $22,306,000 | thousands by filing date | |
| PIVOTAL ACQUISITION CORP | 72583A101 | CL A COM | 2,174,831 | $22,140,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 200,000 | $21,724,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 742,183 | $21,286,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 511,163 | $21,249,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,059,950 | $21,104,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 546,543 | $20,681,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 1,149,761 | $19,776,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T205 | UNIT 05/09/2023 | 1,650,000 | $17,490,000 | thousands by filing date | |
| ISHARES TR | 464288953 | PUT | 200,000 | $17,434,000 | thousands by filing date | put |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 16,569,000 | $16,611,000 | thousands by filing date | principal |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 165,000 | $16,160,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 550,000 | $16,159,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 376,207 | $15,646,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950111 | UNIT 08/15/2023 | 1,500,000 | $15,510,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L200 | UNIT 10/31/2026 | 1,500,000 | $15,495,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 285,000 | $15,165,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 120,000 | $15,041,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 15,304,000 | $14,988,000 | thousands by filing date | principal |
| ALBERTON ACQUISITION CORP | G35006116 | UNIT 04/22/2020 | 1,400,000 | $14,770,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 8,657,000 | $14,583,000 | thousands by filing date | principal |
| Boston Scientific Corporation | 101137107 | COM | 350,000 | $14,242,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 47,500 | $13,177,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A309 | UNIT 12/01/2023 | 1,200,000 | $12,804,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 100,000 | $12,748,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X204 | UNIT 05/09/2026 | 1,250,000 | $12,625,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R200 | UNIT 01/07/2019 | 1,200,000 | $12,420,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 165,200 | $12,040,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 387,000 | $11,978,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 115,536 | $11,820,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 34,625 | $11,521,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 86,251 | $11,240,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 162,700 | $10,966,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 131,178 | $10,788,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 1,000,000 | $10,730,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 62,200 | $10,699,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 1,000,000 | $10,650,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 327,320 | $10,589,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C203 | UNIT 99/99/9999 | 1,000,000 | $10,550,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415116 | UNIT 09/24/2020 | 990,000 | $10,395,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 42,200 | $10,338,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 248,039 | $10,269,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 322,550 | $10,138,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 115,500 | $10,068,000 | thousands by filing date | |
| XLF 260717P00050000 | 81369y955 | PUT | 350,000 | $9,800,000 | thousands by filing date | put |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 250,000 | $9,794,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 161,250 | $9,640,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 173,883 | $9,532,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N301 | UNIT 12/31/2023 | 900,000 | $9,468,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 11,500,000 | $9,446,000 | thousands by filing date | principal |
| FIDELITY NATL INFORMATION SV | 31620M906 | COM | 70,000 | $9,293,000 | thousands by filing date | call |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 440,000 | $9,214,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 265,000 | $8,994,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 45,000 | $8,992,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 43,530 | $8,540,000 | thousands by filing date | |
| TENZING ACQUISITION CORP | G8708A124 | UNIT 08/24/2024 | 800,000 | $8,384,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 531,606 | $8,282,000 | thousands by filing date | |
| SC HEALTH CORP | G78516302 | UNIT 99/99/9999 | 800,000 | $8,280,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 169,608 | $8,265,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 1,056,500 | $8,209,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 70,000 | $8,172,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S124 | UNIT 99/99/9999 | 800,000 | $8,144,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 77,713 | $8,134,000 | thousands by filing date | |
| RAYTHEON COMPANY | 755111907 | COM | 40,000 | $7,848,000 | thousands by filing date | put |
| RAYTHEON COMPANY | 755111907 | COM | 40,000 | $7,848,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 65,000 | $7,650,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 192,700 | $7,496,000 | thousands by filing date | |
| TUSCAN HOLDINGS CORP | 90069K203 | UNIT 99/99/9999 | 700,000 | $7,406,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 700,000 | $7,336,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A123 | UNIT 08/01/2024 | 725,000 | $7,330,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 48,553 | $7,207,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 74,200 | $7,175,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 200,600 | $7,155,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 700,000 | $7,154,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 180,000 | $7,112,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 134,000 | $7,063,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 150,000 | $7,038,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 50,000 | $7,008,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 51,061 | $6,971,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 797,239 | $6,968,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 23,146 | $6,869,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 68,400 | $6,810,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 35,000 | $6,754,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 155,000 | $6,631,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 617,350 | $6,606,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 70,000 | $6,369,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E908 | COM | 200,000 | $6,312,000 | thousands by filing date | call |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 58,700 | $6,306,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 90,000 | $6,217,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CORP | 80821R208 | UNIT EX 123123 | 600,000 | $6,192,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P105 | CL A | 600,000 | $6,162,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A107 | SHS | 600,000 | $6,144,000 | thousands by filing date | |
| LYFT INC | 55087P904 | CALL | 150,000 | $6,126,000 | thousands by filing date | call |
| OAKTREE ACQUISITION CORP | G67145121 | UNIT 99/99/9999 | 597,130 | $6,067,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 33,752 | $6,064,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 32,000 | $6,042,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 200,000 | $6,030,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 140,373 | $5,851,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 327,598 | $5,844,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 43,932 | $5,843,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 244,100 | $5,812,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 28,000 | $5,802,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 75,000 | $5,794,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 52,000 | $5,718,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 50,000 | $5,713,000 | thousands by filing date | |
| FELLAZO INC | G3362K104 | UNIT 99/99/9999 | 565,000 | $5,633,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 215,000 | $5,536,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 50,000 | $5,493,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363953 | Cmn | 50,100 | $5,490,000 | thousands by filing date | put |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 100,000 | $5,444,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745204 | UNIT 02/01/2023 | 500,000 | $5,425,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 154,000 | $5,392,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SV | 31620M906 | COM | 40,000 | $5,310,000 | thousands by filing date | put |
| GORES HOLDINGS III INC | 38286G208 | UNIT 09/07/2024 | 500,000 | $5,275,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760110 | UNIT 99/99/9999 | 500,000 | $5,240,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 125,000 | $5,229,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,750,000 | $5,143,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 42,500 | $5,118,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 124,800 | $5,097,000 | thousands by filing date | |
| BOXWOOD MERGER CORP; TNT ACQ DT: 11/16/2020; CASH | 10319t101 | COM | 500,000 | $5,040,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372108 | UNIT 08/29/2024 | 478,904 | $4,990,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 150,000 | $4,974,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 275,000 | $4,881,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 100,000 | $4,857,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 250,000 | $4,853,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 60,300 | $4,849,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 30,000 | $4,843,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 300,000 | $4,827,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 460,000 | $4,770,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 100,000 | $4,766,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 192,411 | $4,729,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 49,907 | $4,668,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 128,500 | $4,630,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 44,000 | $4,558,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 27,000 | $4,554,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 75,000 | $4,524,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 202,309 | $4,491,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,028,511 | $4,464,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A206 | UNIT 05/24/2026 | 400,000 | $4,436,000 | thousands by filing date | |
| WEALTHBRIDGE ACQUISITION LTD | G4887W102 | UNIT 99/99/9999 | 425,000 | $4,420,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 104,758 | $4,375,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 38,500 | $4,334,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 55,000 | $4,287,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 70,000 | $4,274,000 | thousands by filing date | |
| CHASERG TECHNLGY ACQUISITN C | 16166A202 | UNIT 09/30/2023 | 400,000 | $4,260,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 100,000 | $4,198,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 75,000 | $4,181,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 75,000 | $4,178,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036209 | UNIT 02/28/2026 | 400,000 | $4,120,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F201 | UNIT 06/11/2026 | 400,000 | $4,076,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M133 | UNIT 05/10/2024 | 400,000 | $4,072,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 3,952,000 | $4,023,000 | thousands by filing date | principal |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 60,000 | $4,013,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H204 | UNIT 04/30/2026 | 400,000 | $4,000,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 100,811 | $3,994,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 144,110 | $3,973,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,250 | $3,969,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 2,500,000 | $3,922,000 | thousands by filing date | principal |
| CHILDRENS PL INC NEW | 168905107 | COM | 50,000 | $3,850,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 88,032 | $3,704,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 58,000 | $3,666,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 350,000 | $3,651,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 179,795 | $3,641,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 75,000 | $3,586,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 23,520 | $3,557,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 122,500 | $3,551,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 1,475,000 | $3,525,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 100,700 | $3,523,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 214,501 | $3,501,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 2,000,000 | $3,416,000 | thousands by filing date | principal |
| MONOCLE ACQUISITION CORP | 609754205 | UNIT 99/99/9999 | 325,000 | $3,393,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 75,000 | $3,391,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 45,000 | $3,389,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 45,000 | $3,340,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 75,000 | $3,298,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 9,000 | $3,277,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 556,284 | $3,254,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 300,000 | $3,207,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 495,000 | $3,198,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 110,000 | $3,197,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 89,594 | $3,190,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X202 | UNIT 12/31/2025 | 300,000 | $3,111,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 76,508 | $3,066,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 31,200 | $3,011,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 45,000 | $2,973,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 15,700 | $2,945,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 61,321 | $2,926,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 175,000 | $2,910,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T208 | UNIT 99/99/9999 | 290,000 | $2,900,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,082,846 | $2,848,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 30,000 | $2,760,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 175,200 | $2,717,000 | thousands by filing date | |
| ACUITY INC | 00508Y952 | PUT | 20,000 | $2,696,000 | thousands by filing date | put |
| GARRETT MOTION INC | 366505105 | COM | 269,436 | $2,684,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 369604903 | COM | 300,000 | $2,682,000 | thousands by filing date | call |
| GORES METROPOULOS INC | 382872208 | UNIT 99/99/9999 | 250,000 | $2,661,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R114 | UNIT 06/21/2023 | 250,000 | $2,660,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 25,500 | $2,642,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643202 | UNIT 05/31/2024 | 250,000 | $2,625,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884203 | UNIT 99/99/9999 | 250,000 | $2,625,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,500 | $2,604,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 100,000 | $2,551,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558903 | COM | 40,000 | $2,535,000 | thousands by filing date | call |
| CHINA SXT PHARMACEUTICALS IN | G2161P108 | ORD SHS | 2,033,704 | $2,531,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225908 | COM | 70,000 | $2,519,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 60,000 | $2,518,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 61,710 | $2,460,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2,690,000 | $2,450,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 21,900 | $2,390,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITIN CO | G2956M138 | UNIT 99/99/9999 | 225,000 | $2,374,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 84,000 | $2,370,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 130,000 | $2,293,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 60,000 | $2,291,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 100,000 | $2,225,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,820 | $2,219,000 | thousands by filing date | |
| ZENDESK INC | 98936J901 | CALL | 29,900 | $2,179,000 | thousands by filing date | call |
| MOSAIC ACQUISITION CORP | 61946M209 | UNIT 99/99/9999 | 200,000 | $2,160,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 50,000 | $2,158,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F202 | UNIT 09/30/2025 | 200,000 | $2,140,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 400,000 | $2,136,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 90,000 | $2,103,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 15,800 | $2,092,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867307 | UNIT 03/31/2024 | 200,000 | $2,090,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 274,358 | $2,080,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 200,000 | $2,048,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K209 | UNIT 06/01/2025 | 200,000 | $2,036,000 | thousands by filing date | |
| DIAMOND EAGLE ACQUISITION CO | 25258L208 | UNIT 06/30/2026 | 200,000 | $2,034,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A202 | UNIT 04/01/2026 | 200,000 | $2,010,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 11,250 | $2,003,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 30,000 | $1,991,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 11,900 | $1,990,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 7,400 | $1,980,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,196 | $1,977,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 62,653 | $1,976,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 2,010,000 | $1,970,000 | thousands by filing date | principal |
| DD3 ACQUISITION CORP | G2692M129 | UNIT 10/12/2023 | 190,000 | $1,967,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 10,000 | $1,957,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981139 | SHS | 185,000 | $1,913,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A206 | UNIT 02/28/2021 | 175,000 | $1,881,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 100,000 | $1,853,000 | thousands by filing date | |
| Tottenham Acquisition I Limited | G8959N106 | SHS | 180,000 | $1,852,000 | thousands by filing date | |
| SPRINT CORP | 85207U955 | PUT | 291,800 | $1,800,000 | thousands by filing date | put |
| CELLECTIS ADS | 15117K103 | COM | 170,000 | $1,768,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 235,174 | $1,747,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 92,843 | $1,735,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 435,000 | $1,686,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 180,000 | $1,629,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 30,000 | $1,620,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 15,000 | $1,588,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC | 40637H909 | COM | 100,000 | $1,551,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 118,601 | $1,541,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 13,000 | $1,533,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P205 | UNIT 09/01/2024 | 150,000 | $1,511,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 300,000 | $1,497,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 5,000 | $1,484,000 | thousands by filing date | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 21,801 | $1,458,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J904 | COM | 50,000 | $1,432,000 | thousands by filing date | call |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 50,000 | $1,424,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 10,000 | $1,403,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 35,000 | $1,401,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 19,500 | $1,373,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 70,000 | $1,366,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 895,000 | $1,365,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 30,000 | $1,341,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 40,000 | $1,341,000 | thousands by filing date | |
| COLLIER CREEK HOLDINGS | G22707122 | UNIT 99/99/9999 | 120,000 | $1,284,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 9,900 | $1,278,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 37,500 | $1,257,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W903 | COM | 40,000 | $1,240,000 | thousands by filing date | call |
| VISTEON CORP | 92839U206 | COM NEW | 15,000 | $1,238,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 64,846 | $1,235,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 452,865 | $1,232,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 3,000 | $1,196,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H908 | CALL | 30,000 | $1,185,000 | thousands by filing date | call |
| UNIQURE NV | N90064901 | CALL | 30,000 | $1,181,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 3,000 | $1,124,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 130,000 | $1,106,000 | thousands by filing date | |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 1,000,000 | $1,099,000 | thousands by filing date | principal |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 25,000 | $1,092,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 75,000 | $1,044,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 5,000 | $1,043,000 | thousands by filing date | |
| ACT II GLOBAL ACQUISITION CO | G0080J112 | UNIT 04/30/2026 | 100,000 | $1,040,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 655,300 | $1,035,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 40,000 | $1,031,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 79,493 | $1,030,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H209 | UNIT 99/99/9999 | 100,000 | $1,020,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 30,000 | $1,015,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L204 | UNIT 99/99/9999 | 100,000 | $1,015,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641205 | UNIT 99/99/9999 | 100,000 | $1,009,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L209 | UNIT 03/04/2024 | 100,000 | $1,008,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 35,000 | $1,002,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M201 | UNIT 99/99/9999 | 100,000 | $1,000,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 10,000 | $988,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 30,000 | $972,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC | 05156V902 | COM | 180,000 | $961,000 | thousands by filing date | call |
| NEKTAR THERAPEUTICS | 640268108 | COM | 50,000 | $911,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 111,600 | $895,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 100,000 | $894,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 10,000 | $880,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 100,000 | $864,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 20,000 | $761,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 28,529 | $745,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 19,700 | $738,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 10,000 | $711,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 52,441 | $700,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724906 | CALL | 20,000 | $700,000 | thousands by filing date | call |
| OCUGEN INC | 67577C105 | COMMON STOCK | 236,974 | $682,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 10,000 | $634,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 3,000 | $614,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 242,024 | $610,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 95,305 | $593,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 31,700 | $592,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 5,000 | $575,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 15,000 | $568,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 16,700 | $566,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 10,000 | $562,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896203 | UNIT 99/99/9999 | 50,000 | $532,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 40,100 | $512,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 50,072 | $512,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 198,505 | $496,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 30,000 | $487,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,900 | $482,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 200,000 | $482,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 28,589 | $471,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 333,333 | $400,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 16,150 | $311,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 394,900 | $301,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 7,500 | $296,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788115 | *W EXP 07/30/202 | 700,000 | $280,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 275,000 | $272,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 105,000 | $271,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N114 | RIGHT 03/06/2020 | 300,000 | $267,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V906 | CALL | 25,700 | $226,000 | thousands by filing date | call |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 42,500 | $222,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 30,000 | $215,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 100,000 | $198,000 | thousands by filing date | |
| Brooge Holdings ltd | G9145A115 | *W EXP 12/20/202 | 600,000 | $192,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A131 | RIGHT 12/22/2019 | 600,000 | $192,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R500 | COM | 109,754 | $183,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K106 | *W EXP 03/14/202 | 500,000 | $170,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N122 | *W EXP 06/08/202 | 225,000 | $153,000 | thousands by filing date | |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 375,000 | $113,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981113 | RIGHT 04/27/2025 | 185,000 | $111,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 560,000 | $103,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P113 | *W EXP 11/02/202 | 200,000 | $90,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 460,000 | $83,000 | thousands by filing date | |
| AKERNA CORP | 00973W110 | WTS | 110,000 | $79,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 100,000 | $74,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 375,000 | $71,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 50,000 | $64,000 | thousands by filing date | |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 75,000 | $56,000 | thousands by filing date | |
| ENVISION SOLAR INTL INC | 29413Q110 | *W EXP 12/30/202 | 35,000 | $54,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 50,000 | $53,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N122 | RIGHT 11/06/2020 | 180,000 | $52,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 560,000 | $50,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 200,000 | $50,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 10,000 | $48,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 187,500 | $38,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U112 | *W EXP 04/09/202 | 106,592 | $37,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981105 | *W EXP 03/03/202 | 185,000 | $33,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N114 | *W EXP 05/06/202 | 180,000 | $31,000 | thousands by filing date | |
| WTS/DERMTECH INC. 11.5000EXP03/23/2024 | 24984K113 | WARR | 250,000 | $30,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H951 | PUT | 30,000 | $10,000 | thousands by filing date | put |
| TOUGHBUILT INDS INC | 89157G116 | *W EXP 11/14/202 | 25,180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001393825-19-000121 | this filing | 2019-11-13 | acceptance time not in the bulk data set |