13F-HR filed by Hudson Bay Capital Management LP
Hudson Bay Capital Management LP filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 400 holding rows worth $4,358,654,000.
- Accession
- 0001393825-19-000117
- Filer
- CIK 1393825
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 403 entries on the cover page, a total value of $4,358,654,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,358,654,000 with VALUE read as thousands by filing date, 13F file number 028-12909. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 117,457,000 | $454,780,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 110,225,000 | $193,262,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 140,825,000 | $164,922,000 | thousands by filing date | principal |
| APPLE INC | 037833900 | CALL | 705,000 | $139,534,000 | thousands by filing date | call |
| APPLE INC | 037833950 | PUT | 705,000 | $139,534,000 | thousands by filing date | put |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 1,843,934 | $113,328,000 | thousands by filing date | |
| PFIZER INC | 717081953 | PUT | 2,600,000 | $112,632,000 | thousands by filing date | put |
| PFIZER INC | 717081903 | CALL | 2,600,000 | $112,632,000 | thousands by filing date | call |
| ALTABA INC | 021346101 | COM | 1,555,889 | $107,932,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 3,443,257 | $97,961,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 36,701,000 | $75,653,000 | thousands by filing date | principal |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 51,602,000 | $63,341,000 | thousands by filing date | principal |
| RED HAT INC | 756577102 | COM | 318,394 | $59,782,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 824,927 | $58,207,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 71,818,000 | $57,628,000 | thousands by filing date | principal |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 3,656,872 | $45,345,000 | thousands by filing date | |
| ISHARES TR | 464288953 | PUT | 500,000 | $43,590,000 | thousands by filing date | put |
| NABORS INDS INC | 62957HAB1 | BOND | 60,074,000 | $43,010,000 | thousands by filing date | principal |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 137,750 | $40,454,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 433,496 | $40,072,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 850,000 | $36,533,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511957 | COM | 450,000 | $31,752,000 | thousands by filing date | put |
| Danaher Corporation | 235851102 | COM | 220,000 | $31,442,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 10,120,000 | $30,251,000 | thousands by filing date | principal |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 235,000 | $26,170,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N206 | UNIT 04/30/2025 | 2,500,000 | $25,875,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 200,000 | $24,874,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 145,000 | $24,277,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 193,176 | $23,674,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 8,000,000 | $22,832,000 | thousands by filing date | principal |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 22,860,000 | $22,239,000 | thousands by filing date | principal |
| PIVOTAL ACQUISITION CORP | 72583A101 | CL A COM | 2,174,831 | $22,075,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 368,173 | $21,328,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 68,000 | $21,256,000 | thousands by filing date | |
| TESLA INC | 88160R951 | PUT | 95,000 | $21,229,000 | thousands by filing date | put |
| TPG PACE HLDGS CORP | G89827128 | CL A | 2,038,114 | $21,196,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 146,851 | $20,506,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 389,240 | $20,412,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 725,000 | $19,887,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 108,900 | $18,900,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 1,062,530 | $18,807,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 625,822 | $18,693,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 8,657,000 | $18,526,000 | thousands by filing date | principal |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 825,000 | $18,348,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 350,270 | $18,067,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T205 | UNIT 05/09/2023 | 1,650,000 | $17,325,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 125,000 | $16,575,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 132,000 | $16,194,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 10,500,000 | $15,850,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 422,693 | $15,813,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 427,338 | $15,658,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 215,000 | $15,600,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 1,043,642 | $15,456,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950111 | UNIT 08/15/2023 | 1,500,000 | $15,435,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L200 | UNIT 10/31/2026 | 1,500,000 | $15,360,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 13,940 | $15,094,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 613,182 | $14,931,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006116 | UNIT 04/22/2020 | 1,400,000 | $14,644,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 312,500 | $14,478,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 275,000 | $14,462,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 50,000 | $14,254,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 13,758,000 | $13,840,000 | thousands by filing date | principal |
| HENRY JACK & ASSOC INC | 426281101 | COM | 99,000 | $13,258,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 1,250,000 | $13,125,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A309 | UNIT 12/01/2023 | 1,200,000 | $12,900,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 400,000 | $12,792,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 336,000 | $12,768,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 725,000 | $12,644,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X204 | UNIT 05/09/2026 | 1,250,000 | $12,500,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E908 | COM | 400,000 | $12,440,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 92,500 | $12,391,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 256,485 | $12,257,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R200 | UNIT 01/07/2019 | 1,200,000 | $12,204,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 1,147,350 | $11,967,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 170,000 | $11,905,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 774,193 | $11,644,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 327,320 | $11,414,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 465,000 | $11,327,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E903 | CALL | 60,000 | $11,204,000 | thousands by filing date | call |
| SEA LTD | 81141R100 | SPONSORD ADS | 335,500 | $11,145,000 | thousands by filing date | |
| FOX CORP | 35137L905 | CL A COM | 300,000 | $10,992,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 56,000 | $10,808,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 1,000,000 | $10,690,000 | thousands by filing date | principal |
| iShares MSCI Japan ETF | 46434G822 | SHS | 195,300 | $10,659,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C203 | UNIT 99/99/9999 | 1,000,000 | $10,330,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 55,000 | $10,271,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 235,000 | $10,234,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415116 | UNIT 09/24/2020 | 990,000 | $10,177,000 | thousands by filing date | |
| LYFT INC | 55087P904 | CALL | 150,000 | $9,857,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 100,000 | $9,739,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 175,000 | $9,678,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N301 | UNIT 12/31/2023 | 900,000 | $9,495,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 450,000 | $9,369,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 180,000 | $9,196,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 243,100 | $9,192,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 100,000 | $9,074,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 235,008 | $8,829,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 200,000 | $8,762,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 300,000 | $8,700,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 23,000 | $8,688,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 25,000 | $8,672,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 45,000 | $8,619,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 100,000 | $8,565,000 | thousands by filing date | |
| ISHARES TR | 464287954 | PUT | 200,000 | $8,554,000 | thousands by filing date | put |
| QUOTIENT LTD | G73268107 | SHS | 900,000 | $8,415,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 95,700 | $8,356,000 | thousands by filing date | |
| TENZING ACQUISITION CORP | G8708A124 | UNIT 08/24/2024 | 800,000 | $8,320,000 | thousands by filing date | |
| DEERE & CO | 244199905 | CALL | 50,000 | $8,286,000 | thousands by filing date | call |
| XLF 260717P00050000 | 81369y955 | PUT | 300,000 | $8,280,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 48,700 | $8,252,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 60,000 | $8,237,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 200,000 | $8,216,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 238,039 | $8,215,000 | thousands by filing date | |
| CATERPILLAR INC | 149123901 | CALL | 60,000 | $8,177,000 | thousands by filing date | call |
| MASCO CORP | 574599106 | COM | 207,373 | $8,137,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 250,352 | $8,091,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 5,226,000 | $7,955,000 | thousands by filing date | principal |
| Amazon.com, Inc | 023135106 | COM | 4,200 | $7,953,000 | thousands by filing date | |
| CARVANA CO | 146869952 | CALL | 125,000 | $7,824,000 | thousands by filing date | put |
| KEYCORP COM | 493267108 | Stock | 425,000 | $7,544,000 | thousands by filing date | |
| CBS CORP-CLASS B NON VOTING | 124857902 | COM | 149,300 | $7,450,000 | thousands by filing date | call |
| TUSCAN HOLDINGS CORP | 90069K203 | UNIT 99/99/9999 | 700,000 | $7,420,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 165,000 | $7,359,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 632,533 | $7,344,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 59,932 | $7,301,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R100 | SHS CLASS A | 700,000 | $7,301,000 | thousands by filing date | |
| BOEING CO | 097023905 | CALL | 20,000 | $7,280,000 | thousands by filing date | call |
| KBHOME | 48666K109 | COM | 282,630 | $7,272,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 700,000 | $7,231,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 75,000 | $7,226,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 327,598 | $7,207,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 55,000 | $7,204,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 700,000 | $7,133,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 22,500 | $7,043,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 110,000 | $6,985,000 | thousands by filing date | |
| CHINA SXT PHARMACEUTICALS IN | G2161P108 | ORD SHS | 2,000,000 | $6,802,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 6,260 | $6,766,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 388,227 | $6,627,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 516,817 | $6,595,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 48,373 | $6,593,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 17,696 | $6,442,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 103,500 | $6,426,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 135,000 | $6,344,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 200,000 | $6,264,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 47,561 | $6,192,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 58,713 | $6,119,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CORP | 80821R208 | UNIT EX 123123 | 600,000 | $6,096,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P105 | CL A | 600,000 | $6,090,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A107 | SHS | 600,000 | $6,090,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 100,000 | $6,015,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 250,000 | $5,990,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 96,000 | $5,946,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,230,000 | $5,820,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 134,000 | $5,779,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 45,000 | $5,724,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 275,000 | $5,682,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 245,000 | $5,525,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J114 | RIGHT 07/12/2019 | 2,800,000 | $5,460,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 57,818 | $5,360,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 201,000 | $5,353,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 54,200 | $5,268,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745204 | UNIT 02/01/2023 | 500,000 | $5,255,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 75,000 | $5,249,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760110 | UNIT 99/99/9999 | 500,000 | $5,235,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 180,725 | $5,225,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 170,000 | $5,224,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G208 | UNIT 09/07/2024 | 500,000 | $5,185,000 | thousands by filing date | |
| BOXWOOD MERGER CORP | 10319T200 | UNIT 11/26/2025 | 500,000 | $5,150,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 43,000 | $5,108,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 50,000 | $5,085,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 58,050 | $5,061,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 300,000 | $5,046,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 125,000 | $5,038,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372108 | UNIT 08/29/2024 | 478,904 | $5,005,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 5,000,000 | $4,997,000 | thousands by filing date | principal |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 5,000,000 | $4,985,000 | thousands by filing date | principal |
| NEKTAR THERAPEUTICS | 640268108 | COM | 140,000 | $4,981,000 | thousands by filing date | |
| FIREEYE INC | 31816Q901 | COM | 334,900 | $4,960,000 | thousands by filing date | call |
| OPES ACQUISITION CORP | 68373P209 | UNIT 03/07/2023 | 460,000 | $4,793,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 300,000 | $4,788,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 104,000 | $4,671,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 82,500 | $4,655,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 72,000 | $4,643,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 14,000 | $4,524,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 44,742 | $4,474,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 179,650 | $4,437,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 69,300 | $4,429,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 238,601 | $4,409,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 425,000 | $4,365,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 75,000 | $4,360,000 | thousands by filing date | |
| VISA INC | 92826C959 | PUT | 25,000 | $4,339,000 | thousands by filing date | put |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 115,000 | $4,319,000 | thousands by filing date | |
| WEALTHBRIDGE ACQUISITION LTD | G4887W102 | UNIT 99/99/9999 | 425,000 | $4,310,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 21,252 | $4,236,000 | thousands by filing date | |
| CENTENE CORP DEL | 15135B901 | CALL | 78,700 | $4,127,000 | thousands by filing date | call |
| CHASERG TECHNLGY ACQUISITN C | 16166A202 | UNIT 09/30/2023 | 400,000 | $4,092,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036209 | UNIT 02/28/2026 | 400,000 | $4,020,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H204 | UNIT 04/30/2026 | 400,000 | $4,020,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A206 | UNIT 05/24/2026 | 400,000 | $4,016,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 200,000 | $4,008,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M133 | UNIT 05/10/2024 | 400,000 | $4,008,000 | thousands by filing date | |
| GENESEE WYOMING INC-CL A | 371559905 | COM | 40,000 | $4,000,000 | thousands by filing date | call |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 27,500 | $3,992,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 53,391 | $3,958,000 | thousands by filing date | |
| CROCS INC | 227046909 | CALL | 200,000 | $3,950,000 | thousands by filing date | call |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 1,260,000 | $3,944,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 375,000 | $3,941,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 369604903 | COM | 374,400 | $3,931,000 | thousands by filing date | call |
| WELBILT INC | 949090104 | COM | 234,638 | $3,918,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 595,000 | $3,915,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 225,000 | $3,861,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 33,200 | $3,769,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 21,530 | $3,744,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 250,000 | $3,733,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L205 | UNIT 05/11/2025 | 350,000 | $3,721,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 100,000 | $3,708,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 35,321 | $3,632,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 300,000 | $3,576,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 92,735 | $3,572,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 100,000 | $3,467,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 550,000 | $3,427,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 2,000,000 | $3,398,000 | thousands by filing date | principal |
| MONOCLE ACQUISITION CORP | 609754205 | UNIT 99/99/9999 | 325,000 | $3,348,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 250,000 | $3,285,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 82,000 | $3,244,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 300,000 | $3,192,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 3,175,000 | $3,160,000 | thousands by filing date | principal |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 120,000 | $3,146,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 304,964 | $3,132,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 15,000 | $3,122,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 3,000,000 | $3,075,000 | thousands by filing date | principal |
| EDTECHX HLDGS ACQUISITION CO | 28138X202 | UNIT 12/31/2025 | 300,000 | $3,072,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC CALL JUL 550 | 007903907 | CALL JUL 550 | 100,000 | $3,037,000 | thousands by filing date | call |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 110,000 | $3,031,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 175,000 | $3,007,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 30,000 | $2,932,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 10,000 | $2,930,000 | thousands by filing date | put |
| MARTIN MARIETTA MATLS INC | 573284906 | CALL | 12,500 | $2,876,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 28,200 | $2,753,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 20,000 | $2,746,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 255,000 | $2,729,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558903 | COM | 40,000 | $2,702,000 | thousands by filing date | call |
| GORES METROPOULOS INC | 382872208 | UNIT 99/99/9999 | 250,000 | $2,648,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R114 | UNIT 06/21/2023 | 250,000 | $2,635,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643202 | UNIT 05/31/2024 | 250,000 | $2,623,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 100,000 | $2,598,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 70,000 | $2,553,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 30,000 | $2,533,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 420,000 | $2,533,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884203 | UNIT 99/99/9999 | 250,000 | $2,500,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 110,034 | $2,491,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2,690,000 | $2,467,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 30,000 | $2,387,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITIN CO | G2956M138 | UNIT 99/99/9999 | 225,000 | $2,356,000 | thousands by filing date | |
| UNIQURE NV | N90064901 | CALL | 30,000 | $2,345,000 | thousands by filing date | call |
| DISCOVER FINL SVCS | 254709108 | COM | 30,000 | $2,328,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 40,000 | $2,328,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 14,000 | $2,320,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 62,653 | $2,289,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 11,000 | $2,284,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 60,000 | $2,279,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 305,000 | $2,266,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 80,000 | $2,242,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 22,000 | $2,220,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 52,214 | $2,208,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 200,000 | $2,154,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F202 | UNIT 09/30/2025 | 200,000 | $2,122,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M209 | UNIT 99/99/9999 | 200,000 | $2,114,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 100,000 | $2,088,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 274,358 | $2,078,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 23,000 | $2,064,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867307 | UNIT 03/31/2024 | 200,000 | $2,060,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527906 | CALL | 75,000 | $2,021,000 | thousands by filing date | call |
| DIAMOND EAGLE ACQUISITION CO | 25258L208 | UNIT 06/30/2026 | 200,000 | $2,012,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 2,010,000 | $1,962,000 | thousands by filing date | principal |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 7,000 | $1,960,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 1,306,359 | $1,960,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 1,171,000 | $1,959,000 | thousands by filing date | principal |
| GREENLAND ACQUISITIN CORPORA | G40981121 | UNIT 03/03/2025 | 185,000 | $1,952,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M129 | UNIT 10/12/2023 | 190,000 | $1,946,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 20,000 | $1,893,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 80,000 | $1,876,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 195,305 | $1,873,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N130 | UNIT 05/06/2025 | 180,000 | $1,867,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 885,000 | $1,841,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A206 | UNIT 02/28/2021 | 175,000 | $1,838,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 10,000 | $1,831,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 662,059 | $1,768,000 | thousands by filing date | |
| QUALCOMM INC | 747525903 | CALL | 23,100 | $1,757,000 | thousands by filing date | call |
| BIOGEN INC COM | 09062X103 | Stock | 7,500 | $1,754,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 165,000 | $1,733,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC | 40637H909 | COM | 100,000 | $1,718,000 | thousands by filing date | call |
| ALKERMES PLC | G01767105 | SHS | 75,000 | $1,691,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 60,000 | $1,628,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 34,000 | $1,605,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 10,000 | $1,560,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 115,000 | $1,557,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 150,000 | $1,535,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 9,000 | $1,522,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 23,000 | $1,511,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 25,000 | $1,491,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 19,000 | $1,451,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 117,570 | $1,443,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R126 | *W EXP 01/01/202 | 700,000 | $1,414,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 515,601 | $1,397,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 50,000 | $1,389,000 | thousands by filing date | |
| IMMUNOMEDICS INC CMN STK | 452907958 | Cmn | 100,000 | $1,387,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 20,000 | $1,351,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 85,000 | $1,326,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 140,000 | $1,285,000 | thousands by filing date | |
| COLLIER CREEK HOLDINGS | G22707122 | UNIT 99/99/9999 | 120,000 | $1,272,000 | thousands by filing date | |
| UNISYS CORP | 909214906 | COM NEW | 130,800 | $1,271,000 | thousands by filing date | call |
| AAR CORP | 000361105 | COM | 33,230 | $1,223,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 100,000 | $1,222,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 10,100 | $1,215,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 25,000 | $1,195,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 80,000 | $1,190,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 15,000 | $1,171,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 60,000 | $1,142,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 186,100 | $1,141,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 56,779 | $1,141,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 12,901 | $1,120,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 31,000 | $1,118,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 15,000 | $1,091,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 885,987 | $1,081,000 | thousands by filing date | |
| SENMIAO TECHNOLOGY LTD | 817225105 | COM | 379,377 | $1,058,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 12,000 | $1,051,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 82,500 | $1,027,000 | thousands by filing date | |
| ACT II GLOBAL ACQUISITION CO | G0080J112 | UNIT 04/30/2026 | 100,000 | $1,012,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L204 | UNIT 99/99/9999 | 100,000 | $1,009,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641205 | UNIT 99/99/9999 | 100,000 | $1,004,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H209 | UNIT 99/99/9999 | 100,000 | $1,004,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L209 | UNIT 03/04/2024 | 100,000 | $1,001,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 13,849 | $972,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 2,000 | $968,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 4,700 | $958,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 4,144 | $954,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 9,800 | $893,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 70,000 | $890,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V958 | COM | 91,400 | $868,000 | thousands by filing date | put |
| TYSON FOODS INC | 902494903 | CALL | 10,000 | $807,000 | thousands by filing date | call |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 4,400 | $730,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 19,087 | $698,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 40,000 | $679,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 28,529 | $668,000 | thousands by filing date | |
| SPRINT CORP | 85207U955 | PUT | 100,000 | $657,000 | thousands by filing date | put |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 15,000 | $562,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 275,000 | $561,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 60,693 | $547,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 5,700 | $507,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 40,000 | $499,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 17,240 | $482,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 2,600,001 | $459,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 3,800 | $449,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 37,633 | $448,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 257,205 | $424,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 140,000 | $420,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 15,000 | $401,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 250,000 | $395,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,000 | $328,000 | thousands by filing date | |
| AKERNA CORP | 00973W110 | WTS | 110,000 | $319,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189905 | CALL | 15,400 | $311,000 | thousands by filing date | call |
| MOTUS GI HLDGS INC | 62014P108 | COM | 100,000 | $303,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 233,333 | $303,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 198,505 | $266,000 | thousands by filing date | |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 35,870 | $263,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788115 | *W EXP 07/30/202 | 700,000 | $252,000 | thousands by filing date | |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 375,000 | $244,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G205 | UNIT 99/99/9999 | 24,000 | $244,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP SHS NEW | Y73760301 | Stock | 367,434 | $228,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 5,000 | $225,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 23,291 | $207,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A131 | RIGHT 12/22/2019 | 600,000 | $186,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T123 | RIGHT 07/10/2019 | 425,000 | $179,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y900 | CALL | 26,800 | $178,000 | thousands by filing date | call |
| BLACK RIDGE ACQUISITION CORP | 09216T115 | *W EXP 07/10/202 | 425,000 | $174,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K106 | *W EXP 03/14/202 | 500,000 | $165,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N114 | RIGHT 03/06/2020 | 300,000 | $156,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P113 | *W EXP 11/02/202 | 200,000 | $154,000 | thousands by filing date | |
| Brooge Holdings ltd | G9145A115 | *W EXP 12/20/202 | 600,000 | $144,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 560,000 | $140,000 | thousands by filing date | |
| ENVISION SOLAR INTL INC | 29413Q201 | COM | 27,300 | $135,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 100,000 | $125,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 14,000 | $100,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 50,000 | $100,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 560,000 | $90,000 | thousands by filing date | |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 75,000 | $89,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A307 | COM PAR | 115,842 | $83,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U112 | *W EXP 04/09/202 | 106,592 | $77,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 375,000 | $71,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N122 | *W EXP 06/08/202 | 225,000 | $68,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 10,000 | $58,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 187,500 | $44,000 | thousands by filing date | |
| ENVISION SOLAR INTL INC | 29413Q110 | *W EXP 12/30/202 | 35,000 | $44,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F132 | RIGHT 99/99/9999 | 250,000 | $43,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 200,000 | $30,000 | thousands by filing date | principal |
| CHANTICLEER HLDGS INC | 15930P800 | COM | 17,052 | $19,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F116 | *W EXP 03/23/202 | 250,000 | $19,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H951 | PUT | 87,500 | $15,000 | thousands by filing date | put |
| TOUGHBUILT INDS INC | 89157G116 | *W EXP 11/14/202 | 25,180 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001393825-19-000117 | this filing | 2019-08-14 | acceptance time not in the bulk data set |