13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-12, with 4,093 holding rows worth $537,721,409,102.
- Accession
- 0001390777-24-000137
- Filer
- CIK 1390777
- Filed
- 2024-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A combination report, 28,785 entries on the cover page, a total value of $537,721,409,102 stated on the cover page (in dollars after the unit check, H1), rows summing to $537,721,409,102 with VALUE read as dollars as filed, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCENTERSQUARE INVESTMENT MANAGEMENT LLC028-18741
- reports for this filerFAYEZ SAROFIM & CO028-10991
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerMellon Investments Corporation 028-02900
- included managerBNY Mellon Investment Adviser, Inc. 028-00127
- included managerNewton Investment Management Limited 028-04797
- included managerBNY Mellon Securities Corporation 028-18785
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerBNY Mellon Advisors, Inc. 028-11769
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerGeneva Capital Management LLC 028-03935
- included managerBoston Partners 028-12484
- included managerInsight North America LLC 028-21789
- included managerNationwide Fund Advisors 028-05161
- included managerAlaska Permanent Fund Corporation 028-20231
- included managerBNY Mellon ETF Investment Adviser, LLC 028-23321
- included managerNewton Investment Management North America, LLC 028-21404
- included managerAlcentra Limited 028-21788
- included managerPFS Investments Inc. 028-18630
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 500,000 | $515,575 | dollars as filed | |
| FREEDOM HOLDING CORP | 356390104 | COM | 5,432 | $514,736 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 53,558 | $514,160 | dollars as filed | |
| AMERICAN WTR CAP CORP | 03040WBE4 | NOTE 3.625% 6/1 | 500,000 | $513,045 | dollars as filed | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 25,290 | $512,882 | dollars as filed | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 25,054 | $511,853 | dollars as filed | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 162,243 | $511,065 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 8,002 | $510,994 | dollars as filed | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 56,091 | $509,303 | dollars as filed | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 80,814 | $509,128 | dollars as filed | |
| CENTERPOINT ENERGY INC | 15189TBD8 | NOTE 4.250% 8/1 | 500,000 | $506,650 | dollars as filed | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 22,089 | $504,179 | dollars as filed | |
| PRIME MEDICINE INC | 74168J101 | COM | 129,714 | $501,994 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 450,000 | $501,723 | dollars as filed | |
| Ishares Bb Rated Corp B | 46435U473 | COM | 10,589 | $501,392 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 51,229 | $501,017 | dollars as filed | |
| CORBUS PHARMACEUTICALS | 21833P301 | COM NEW | 24,276 | $500,813 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 306,296 | $499,263 | dollars as filed | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 66,079 | $496,253 | dollars as filed | |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 35,839 | $496,012 | dollars as filed | |
| WHEELS UP EXPERIENCE INC | 96328L205 | COM CL A | 204,891 | $495,837 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 22,667 | $495,512 | dollars as filed | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 138,747 | $495,327 | dollars as filed | |
| AUDIOCODES LTD | M15342104 | ORD | 50,890 | $495,161 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 314,780 | $494,205 | dollars as filed | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 5,148 | $493,955 | dollars as filed | |
| Biote Corp -A | 090683103 | COM | 88,365 | $493,075 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 108,208 | $491,265 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 4,772 | $489,510 | dollars as filed | |
| VIRCO MFG CO | 927651109 | COM | 35,357 | $488,280 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 5,231 | $487,928 | dollars as filed | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 25,336 | $487,711 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 153,652 | $487,077 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 135,427 | $486,183 | dollars as filed | |
| SPIRE GLOBAL INC | 848560306 | COMMON STOCK | 48,607 | $485,582 | dollars as filed | |
| GOLDMAN SACHS ACTIVEBETA WORLD EQUITY ETF | 38149W739 | ETF | 9,550 | $485,341 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 356,125 | $484,330 | dollars as filed | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 5,504 | $483,998 | dollars as filed | |
| ARTIVA BIOTHERAPEUTICS INC | 04317A107 | COM | 31,209 | $482,179 | dollars as filed | |
| KORRO BIO INC | 500946108 | COMMON STOCK | 14,353 | $479,677 | dollars as filed | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 21,002 | $479,487 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W103 | COM | 73,678 | $478,905 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C608 | ISHA WORL EX ETF | 9,840 | $478,702 | dollars as filed | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 27,801 | $478,452 | dollars as filed | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,839 | $478,344 | dollars as filed | |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 400,000 | $477,724 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 6,561 | $477,625 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 400,000 | $476,920 | dollars as filed | |
| MBIA INC | 55262C100 | COMMON STOCK | 133,037 | $474,942 | dollars as filed | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 400,000 | $474,908 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 101,883 | $474,776 | dollars as filed | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 9,876 | $474,648 | dollars as filed | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,720 | $472,772 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 240,826 | $472,019 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430388 | ACCESS EMNG MKTS | 11,061 | $470,450 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 500,000 | $469,975 | dollars as filed | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 164,101 | $469,329 | dollars as filed | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 5,974 | $469,297 | dollars as filed | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 10,580 | $468,694 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 7,470 | $465,986 | dollars as filed | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 50,172 | $465,095 | dollars as filed | |
| LIFE360 INC | 532206109 | COM | 11,805 | $464,526 | dollars as filed | |
| CENTURI HOLDINGS INC | 155923105 | COM SHS | 28,620 | $462,213 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 303,649 | $461,547 | dollars as filed | |
| ON24 INC | 68339B104 | COM | 75,164 | $460,007 | dollars as filed | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 200,000 | $459,950 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AR9 | NOTE 2.250% 9/1 | 500,000 | $459,135 | dollars as filed | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 137,284 | $458,529 | dollars as filed | |
| TASKUS INC | 87652V109 | CLASS A COM | 35,481 | $458,414 | dollars as filed | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 171,101 | $456,838 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 13,311 | $456,429 | dollars as filed | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 23,724 | $455,970 | dollars as filed | |
| BROOKFIELD WEALTH SOL LTD CL A EXCHANGEAB | G17434104 | Stock | 8,569 | $455,524 | dollars as filed | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 153,780 | $453,651 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 5,221 | $453,268 | dollars as filed | |
| INNOVID CORP | 457679108 | COMMON STOCK | 251,510 | $452,718 | dollars as filed | |
| JASPER THERAPEUTICS INC | 471871202 | COM NEW | 24,030 | $452,005 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 14,202 | $451,329 | dollars as filed | |
| CORECARD CORPORATION | 45816D100 | COM | 31,083 | $451,325 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 19,431 | $450,206 | dollars as filed | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 84,863 | $449,776 | dollars as filed | |
| TUCOWS INC | 898697206 | COM NEW | 21,406 | $447,161 | dollars as filed | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 74,491 | $446,946 | dollars as filed | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 24,002 | $446,909 | dollars as filed | |
| LANZATECH GLOBAL INC | 51655R101 | COM | 233,569 | $446,117 | dollars as filed | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 67,584 | $445,376 | dollars as filed | |
| AERSALE CORPORATION | 00810F106 | COM | 87,774 | $443,258 | dollars as filed | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 20,746 | $441,893 | dollars as filed | |
| ARTERIS INC | 04302A104 | COM | 57,227 | $441,794 | dollars as filed | |
| Tscan Therapeutics Inc | 89854M101 | COM | 88,314 | $439,804 | dollars as filed | |
| PIONEER MUN HIGH INCOME OPPO | 723760104 | COMMON STOCK | 35,432 | $439,356 | dollars as filed | |
| ARDENT HEALTH INC | 03980N107 | COM | 23,674 | $435,128 | dollars as filed | |
| LEXEO THERAPEUTICS INC | 52886X107 | COMMON STOCK | 47,983 | $433,767 | dollars as filed | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 192,796 | $432,827 | dollars as filed | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 9,012 | $432,747 | dollars as filed | |
| Proficient Auto Logistics Inc | 74317M104 | COM | 30,397 | $431,029 | dollars as filed | |
| JOINT CORP | 47973J102 | COM | 37,592 | $430,053 | dollars as filed | |
| RIMINI STR INC DEL | 76674Q107 | COM | 232,108 | $429,400 | dollars as filed | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 4,312 | $428,761 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 231,934 | $426,758 | dollars as filed | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 9,544 | $426,722 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 5,127 | $425,987 | dollars as filed | |
| CERENCE INC COM | 156727109 | Stock | 135,131 | $425,661 | dollars as filed | |
| SOUNDTHINKING INC | 82536T107 | COM | 36,406 | $421,945 | dollars as filed | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 54,901 | $421,092 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 171,016 | $418,989 | dollars as filed | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 3,527 | $418,863 | dollars as filed | |
| NN INC | 629337106 | COM | 106,615 | $415,798 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 290,665 | $415,651 | dollars as filed | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 3,653 | $414,892 | dollars as filed | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 18,532 | $412,700 | dollars as filed | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 17,518 | $412,557 | dollars as filed | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 8,048 | $412,378 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 45,598 | $411,294 | dollars as filed | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 9,832 | $409,487 | dollars as filed | |
| RAPPORT THERAPEUTICS INC COM | 75383L102 | Stock | 19,970 | $408,985 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 84,116 | $408,804 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAN1 | NOTE 1.125% 2/1 | 400,000 | $406,804 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 281,738 | $405,702 | dollars as filed | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 70,232 | $405,238 | dollars as filed | |
| IBEX LTD | G4690M101 | COMMON STOCK | 20,260 | $404,795 | dollars as filed | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 49,216 | $404,552 | dollars as filed | |
| INHIBRX BIOSCIENCES INC | 45720N103 | COM | 25,733 | $402,979 | dollars as filed | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 8,786 | $402,210 | dollars as filed | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 96,365 | $401,842 | dollars as filed | |
| SUNRISE RLTY TR INC | 867981102 | COM | 27,673 | $398,214 | dollars as filed | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 20,647 | $397,668 | dollars as filed | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,878 | $397,065 | dollars as filed | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 224,154 | $396,751 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 134,443 | $395,261 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 219,246 | $394,642 | dollars as filed | |
| BOX INC | 10316TAB0 | NOTE 1/1 | 300,000 | $393,852 | dollars as filed | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 31,532 | $391,630 | dollars as filed | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 8,003 | $390,619 | dollars as filed | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 202,044 | $389,944 | dollars as filed | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 54,424 | $389,674 | dollars as filed | |
| AGENUS INC | 00847G804 | COM NEW | 71,102 | $389,640 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 13,628 | $389,077 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 219,227 | $388,032 | dollars as filed | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 14,565 | $386,410 | dollars as filed | |
| ISHARES TR | 46436E494 | CMN | 4,361 | $385,993 | dollars as filed | |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 176,302 | $384,339 | dollars as filed | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 61,665 | $384,176 | dollars as filed | |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 150,000 | $383,954 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 2,012 | $383,696 | dollars as filed | |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 292,788 | $383,552 | dollars as filed | |
| PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND | 72201R585 | ETF | 14,380 | $383,233 | dollars as filed | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 6,280 | $382,670 | dollars as filed | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 16,276 | $379,221 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 110,837 | $379,065 | dollars as filed | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 19,304 | $378,551 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 32,787 | $374,756 | dollars as filed | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 14,484 | $374,191 | dollars as filed | |
| GENERATION BIO CO | 37148K100 | COM | 151,387 | $373,925 | dollars as filed | |
| ASP ISOTOPES INC | 00218A105 | COM | 134,386 | $373,593 | dollars as filed | |
| AUDIOEYE INC | 050734201 | COM NEW | 16,304 | $372,539 | dollars as filed | |
| INTERDIGITAL INC | 45867GAD3 | NOTE 3.500% 6/0 | 200,000 | $371,980 | dollars as filed | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 27,002 | $371,816 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAF4 | NOTE 3.250%12/1 | 400,000 | $370,928 | dollars as filed | |
| WEBTOON ENTMT INC | 94845U105 | COM | 32,423 | $370,920 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034BA6 | NOTE 3.125% 1/1 | 300,000 | $369,492 | dollars as filed | |
| TRANSMEDICS GROUP INC | 89377MAB5 | NOTE 1.500% 6/0 | 200,000 | $369,020 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 9,253 | $368,445 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 400,000 | $367,396 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 18,001 | $366,863 | dollars as filed | |
| ACHIEVE LIFE SCIENCES INC | 004468500 | COMMON STOCK | 77,217 | $366,009 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 6,662 | $365,959 | dollars as filed | |
| ProKidney Corp | G7S53R104 | Common Stock | 190,495 | $365,750 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 9,549 | $365,171 | dollars as filed | |
| FONAR CORP | 344437405 | COM NEW | 22,508 | $364,402 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 10,965 | $363,579 | dollars as filed | |
| SOLID BIOSCIENCES INC | 83422E204 | COMMON STOCK | 52,070 | $362,927 | dollars as filed | |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 300,000 | $361,935 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 388,519 | $361,322 | dollars as filed | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 32,616 | $361,054 | dollars as filed | |
| GRANITE CONSTR INC | 387328AD9 | NOTE 3.750% 5/1 | 200,000 | $359,080 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 43,925 | $358,428 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 13,258 | $358,089 | dollars as filed | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 8,374 | $354,803 | dollars as filed | |
| INOVIO PHARMACEUTICALS I | 45773H409 | COMMON STOCK | 61,213 | $353,811 | dollars as filed | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 13,181 | $352,459 | dollars as filed | |
| NET POWER INC | 64107A105 | COMMON STOCK | 50,276 | $352,435 | dollars as filed | |
| FULL HSE RESORTS INC | 359678109 | COM | 70,135 | $352,078 | dollars as filed | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 11,757 | $350,828 | dollars as filed | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 8,113 | $350,300 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 12,040 | $348,917 | dollars as filed | |
| ZURA BIO LTD | G9TY5A101 | COMMON STOCK | 85,872 | $348,640 | dollars as filed | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 170,829 | $348,491 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAH2 | NOTE 1.500%12/1 | 300,000 | $347,619 | dollars as filed | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 22,731 | $346,648 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 400,000 | $346,572 | dollars as filed | |
| STEVANATO GROUP S P A ORD SHS | T9224W109 | Stock | 17,328 | $346,561 | dollars as filed | |
| VIRGIN GALACTIC HOLDINGS INC | 92766K403 | COMMON STOCK | 56,800 | $346,481 | dollars as filed | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 28,227 | $346,345 | dollars as filed | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 7,581 | $346,155 | dollars as filed | |
| COPA HOLDINGS SA | P31076105 | CL A | 3,664 | $343,792 | dollars as filed | |
| SNAP INC | 83304AAF3 | NOTE 5/0 | 400,000 | $343,008 | dollars as filed | |
| SEAPORT ENTERTAINMENT GROUP | 812215200 | COMMON STOCK | 12,507 | $342,942 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 289,303 | $341,377 | dollars as filed | |
| ATS CORPORATION | 00217Y104 | COM | 11,744 | $341,163 | dollars as filed | |
| ADVERUM BIOTECHNOLOGIES INC | 00773U207 | COM NEW | 48,335 | $339,312 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 231,589 | $338,121 | dollars as filed | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 41,589 | $337,287 | dollars as filed | |
| DAKOTA GOLD CORP | 46655E100 | COM | 142,713 | $336,803 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 300,000 | $335,949 | dollars as filed | |
| REDWIRE CORPORATION | 75776W103 | COM | 48,813 | $335,347 | dollars as filed | |
| NOVA LTD COM | M7516K103 | Stock | 1,609 | $335,255 | dollars as filed | |
| TILLYS INC | 886885102 | CL A | 65,636 | $334,745 | dollars as filed | |
| EHEALTH INC | 28238P109 | COM | 81,462 | $332,365 | dollars as filed | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 16,617 | $332,340 | dollars as filed | |
| LINKBANCORP INC | 53578P105 | COM | 51,792 | $331,988 | dollars as filed | |
| STERLING BANCORP INC | 85917W102 | COM | 72,957 | $331,954 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 103,617 | $331,573 | dollars as filed | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 2,113 | $331,495 | dollars as filed | |
| ALUMIS INC | 022307102 | COM | 30,950 | $330,546 | dollars as filed | |
| CLIMB BIO INC | 28658R106 | COMMON STOCK | 64,914 | $330,412 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 300,000 | $330,189 | dollars as filed | |
| TELOMIR PHARMACEUTICALS INC | 87975F104 | COM | 51,364 | $329,757 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 53,853 | $328,502 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 300,000 | $326,619 | dollars as filed | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 14,542 | $326,468 | dollars as filed | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 300,000 | $325,632 | dollars as filed | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 29,243 | $324,884 | dollars as filed | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 6,352 | $323,371 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 9,620 | $323,227 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 24,560 | $321,742 | dollars as filed | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 10,120 | $321,726 | dollars as filed | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 11,986 | $321,461 | dollars as filed | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 308,780 | $321,131 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 7,917 | $320,457 | dollars as filed | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 9,591 | $320,243 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 200,000 | $318,800 | dollars as filed | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 10,526 | $318,306 | dollars as filed | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 12,226 | $317,753 | dollars as filed | |
| ADVANCED ENERGY INDS | 007973AE0 | NOTE 2.500% 9/1 | 300,000 | $316,719 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 333,952 | $316,286 | dollars as filed | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 69,123 | $315,203 | dollars as filed | |
| AMPHASTAR PHARMACEUTICALS IN | 03209RAB9 | NOTE 2.000% 3/1 | 300,000 | $315,168 | dollars as filed | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 16,301 | $315,094 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,002 | $314,943 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 147,830 | $314,878 | dollars as filed | |
| INTEGER HLDGS CORP | 45826HAB5 | NOTE 2.125% 2/1 | 200,000 | $312,594 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 12,761 | $312,508 | dollars as filed | |
| CANDEL THERAPEUTICS INC | 137404109 | COMMON STOCK | 44,978 | $311,700 | dollars as filed | |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 420,000 | $311,459 | dollars as filed | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 16,909 | $310,619 | dollars as filed | |
| HF FOODS GROUP INC | 40417F109 | COM | 86,704 | $309,533 | dollars as filed | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 6,440 | $308,953 | dollars as filed | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 30,811 | $308,726 | dollars as filed | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 7,918 | $308,496 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 60,842 | $308,469 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 300,000 | $307,932 | dollars as filed | |
| CALUMET INC | 131428104 | COM | 17,188 | $306,287 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 337,717 | $305,735 | dollars as filed | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 5,812 | $305,618 | dollars as filed | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 106,697 | $304,086 | dollars as filed | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 57,575 | $302,272 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 700 | $301,210 | dollars as filed | put |
| ISPIRE TECHNOLOGY INC | 46501C100 | CMN | 48,499 | $300,936 | dollars as filed | |
| BLUEBIRD BIO INC | 09609G100 | COM | 579,028 | $300,806 | dollars as filed | |
| DATA I O CORP | 237690102 | COM | 116,751 | $300,050 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 300,000 | $299,466 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 300,000 | $299,187 | dollars as filed | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,442 | $298,892 | dollars as filed | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 8,742 | $298,434 | dollars as filed | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 100,332 | $297,985 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 200,000 | $295,732 | dollars as filed | |
| BOWHEAD SPECIALTY HOLDINGS I | 10240L102 | COMMON STOCK | 10,532 | $295,001 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 300,000 | $294,051 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 58,928 | $294,049 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 300,000 | $293,859 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 9,305 | $293,337 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 20,002 | $293,029 | dollars as filed | |
| ISHARES TR | 46436E338 | 20+ YEAR TR BD | 10,848 | $292,906 | dollars as filed | |
| MEDIWOUND LTD | M68830112 | COMMON STOCK | 16,217 | $292,879 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 14,385 | $291,580 | dollars as filed | |
| Zedge Inc | 98923T104 | COM | 78,758 | $291,405 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33741Y100 | HORIZON VOL SMCP | 7,946 | $291,075 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 300,000 | $290,208 | dollars as filed | |
| ULTRALIFE CORP | 903899102 | COM | 32,093 | $290,121 | dollars as filed | |
| ALTI GLOBAL INC | 02157E106 | COMMON STOCK | 77,554 | $290,052 | dollars as filed | |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 300,000 | $290,037 | dollars as filed | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 27,016 | $289,071 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 28,101 | $288,320 | dollars as filed | |
| DLH HLDGS CORP | 23335Q100 | COM | 30,782 | $288,120 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 101,939 | $287,467 | dollars as filed | |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 350,000 | $286,843 | dollars as filed | |
| PEPGEN INC COM | 713317105 | Stock | 33,487 | $286,314 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 300,000 | $286,269 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 300,000 | $285,966 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 241,982 | $285,539 | dollars as filed | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 200 | $285,426 | dollars as filed | put |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 52,051 | $284,717 | dollars as filed | |
| WORKIVA INC | 98139AAD7 | NOTE 1.250% 8/1 | 300,000 | $284,334 | dollars as filed | |
| SEMTECH CORP | 816850AF8 | NOTE 1.625%11/0 | 200,000 | $284,274 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 3,229 | $283,289 | dollars as filed | |
| BURLINGTON STORES INC | 122017AD8 | NOTE 1.250%12/1 | 200,000 | $282,502 | dollars as filed | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 5,778 | $281,498 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647X830 | SHARES FREE CASH | 8,441 | $281,097 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 76,221 | $280,494 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 26,020 | $279,972 | dollars as filed | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 2,267 | $279,560 | dollars as filed | |
| TripAdvisor Inc | 896945AD4 | CONV | 300,000 | $278,250 | dollars as filed | |
| ASTORIA US EQUAL WEIGHT QUALITY KINGS ETF | 02072L433 | UIE | 9,004 | $277,363 | dollars as filed | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 24,810 | $276,884 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 26,188 | $276,546 | dollars as filed | |
| SKY HARBOUR GROUP CORP | 83085C107 | COMMON STOCK | 25,020 | $276,221 | dollars as filed | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 34,572 | $275,885 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 90,929 | $275,515 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 94,180 | $275,005 | dollars as filed | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 9,421 | $274,970 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 350,593 | $274,550 | dollars as filed | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 17,560 | $274,467 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 69,783 | $274,247 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N699 | MANAGED FUTURES | 10,458 | $271,918 | dollars as filed | |
| CONTINEUM THERAPEUTICS INC CL A | 21217B100 | Stock | 14,165 | $271,118 | dollars as filed | |
| ORCHESTRA BIOMED HOLDINGS IN | 68572M106 | COMMON STOCK | 52,490 | $269,799 | dollars as filed | |
| JAMF HLDG CORP | 47074LAB1 | NOTE 0.125% 9/0 | 300,000 | $268,290 | dollars as filed | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,091 | $268,211 | dollars as filed | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 17,074 | $267,720 | dollars as filed | |
| INMUNE BIO INC | 45782T105 | COM | 49,552 | $267,084 | dollars as filed | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 24,307 | $266,648 | dollars as filed | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 11,800 | $265,567 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 32,006 | $265,010 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 343,822 | $264,399 | dollars as filed | |
| PAYSIGN INC | 70451A104 | COM | 71,967 | $264,119 | dollars as filed | |
| IDAHO STRATEGIC RESOURCES | 645827205 | COM NEW | 16,366 | $262,999 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AF7 | NOTE 1.750% 6/1 | 250,000 | $261,588 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 4,400 | $260,520 | dollars as filed | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 4,956 | $259,667 | dollars as filed | |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | 132061706 | ETF | 7,502 | $259,566 | dollars as filed | |
| CYTOKINETICS INC | 23282WAC4 | NOTE 3.500% 7/0 | 200,000 | $259,320 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 51,723 | $258,613 | dollars as filed | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 24,819 | $256,628 | dollars as filed | |
| CVRX INC | 126638105 | COMMON STOCK | 29,081 | $256,204 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 264,037 | $253,476 | dollars as filed | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 3,189 | $253,388 | dollars as filed | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 12,403 | $252,649 | dollars as filed | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 44,604 | $251,121 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 24,373 | $250,310 | dollars as filed | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 1,700 | $250,221 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 6,876 | $250,135 | dollars as filed | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 6,520 | $249,452 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N632 | ENHANCED INM ETF | 10,637 | $249,387 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 2,564 | $244,881 | dollars as filed | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 11,902 | $244,338 | dollars as filed | |
| CARTESIAN THERAPEUTICS INC | 816212302 | COMMON STOCK | 15,102 | $243,444 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 93,175 | $243,187 | dollars as filed | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 9,554 | $242,575 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 5,780 | $242,472 | dollars as filed | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 13,096 | $242,405 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 35,327 | $241,283 | dollars as filed | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 65,211 | $239,976 | dollars as filed | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 39,992 | $239,952 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 5,068 | $238,865 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 54,088 | $238,529 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 2,303 | $238,497 | dollars as filed | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 40,531 | $237,513 | dollars as filed | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 4,739 | $236,546 | dollars as filed | |
| T1 ENERGY INC COM NEW | 35834F104 | Stock | 243,404 | $236,126 | dollars as filed | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 23,215 | $236,097 | dollars as filed | |
| VERASTEM INC | 92337C203 | COMMON STOCK | 78,921 | $235,975 | dollars as filed | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 2,549 | $235,711 | dollars as filed | |
| REGULUS THERAPEUTICS INC | 75915K309 | COM | 149,356 | $234,488 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 3,927 | $232,534 | dollars as filed | |
| SURGEPAYS INC | 86882L204 | COM NEW | 125,721 | $231,327 | dollars as filed | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 46,882 | $231,128 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 344,747 | $230,739 | dollars as filed | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 27,144 | $230,725 | dollars as filed | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 92,983 | $230,598 | dollars as filed | |
| KALTURA INC | 483467106 | COMMON STOCK | 169,005 | $229,847 | dollars as filed | |
| RAMACO RES INC | 75134P501 | COM CL B | 21,322 | $229,421 | dollars as filed | |
| Avantis US Large Cap Value ETF | 025072349 | SHS | 3,468 | $228,299 | dollars as filed | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 7,279 | $228,167 | dollars as filed | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 28,171 | $227,336 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 234,537 | $227,032 | dollars as filed | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 2,140 | $226,020 | dollars as filed | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 3,304 | $223,786 | dollars as filed | |
| WISDOMTREE TR | 97717Y725 | MORTGAGE PLUS BD | 4,943 | $222,824 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 15,224 | $220,903 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 9,437 | $220,345 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 38,644 | $220,272 | dollars as filed | |
| BONDBLOXX ETF TRUST | 09789C820 | BLOOMBERG SEVEN | 4,446 | $218,121 | dollars as filed | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 3,535 | $216,008 | dollars as filed | |
| ALTAIR ENGR INC | 021369AC7 | BOND | 150,000 | $215,550 | dollars as filed | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 14,008 | $215,440 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,044 | $215,193 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 334,354 | $213,919 | dollars as filed | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 16,828 | $212,706 | dollars as filed | |
| KYVERNA THERAPEUTICS INC | 501976104 | COMMON STOCK | 43,266 | $211,569 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 38,621 | $210,485 | dollars as filed | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 15,664 | $209,579 | dollars as filed | |
| NERDY INC | 64081V109 | CL A COM | 212,082 | $208,496 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 7,386 | $208,229 | dollars as filed | |
| WISDOMTREE TR | 97717X156 | US SHT TRM CORP | 4,241 | $207,074 | dollars as filed | |
| ACRIVON THERAPEUTICS INC | 004890109 | CMN | 29,509 | $206,563 | dollars as filed | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 26,150 | $205,801 | dollars as filed | |
| LIVEWIRE GROUP INC | 53838J105 | COMMON STOCK | 33,659 | $205,320 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 1,548 | $203,625 | dollars as filed | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 9,415 | $202,140 | dollars as filed | |
| MEDICINOVA INC | 58468P206 | COM NEW | 96,174 | $201,965 | dollars as filed | |
| ALPS O'SHARES US SMALL-CAP QUALITY DIVIDEND ETF | 00162Q395 | ETF | 4,465 | $201,223 | dollars as filed | |
| AEVA TECHNOLOGIES INC COM NEW | 00835Q202 | Stock | 61,150 | $201,186 | dollars as filed | |
| CSG SYS INTL INC | 126349AH2 | NOTE 3.875% 9/1 | 200,000 | $200,716 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 200,000 | $199,696 | dollars as filed | |
| WALDENCAST PLC | G9503X103 | CLASS A ORD SHS | 54,772 | $199,370 | dollars as filed | |
| INOTIV INC | 45783Q100 | COM | 116,038 | $197,264 | dollars as filed | |
| EVE HLDG INC | 29970N104 | COM | 60,726 | $196,753 | dollars as filed | |
| NANO NUCLEAR ENERGY INC | 63010H108 | COM | 13,626 | $196,357 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 222,407 | $196,208 | dollars as filed | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 200,000 | $196,118 | dollars as filed | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 42,993 | $196,048 | dollars as filed | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 165,763 | $195,600 | dollars as filed | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 13,601 | $195,168 | dollars as filed | |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 200,000 | $195,054 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 23,634 | $193,322 | dollars as filed | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 11,902 | $191,506 | dollars as filed | |
| INNOVIVA INC | 45781MAD3 | NOTE 2.125% 3/1 | 200,000 | $191,500 | dollars as filed | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 19,002 | $191,163 | dollars as filed | |
| ZIFF DAVIS INC | 48123VAH5 | DEBT 3.625% 3/0 | 200,000 | $191,136 | dollars as filed | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 135,460 | $190,998 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 200,000 | $190,822 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 200,000 | $189,230 | dollars as filed | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 200,000 | $187,906 | dollars as filed | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 200,000 | $187,042 | dollars as filed | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 200,000 | $186,716 | dollars as filed | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 15,122 | $185,849 | dollars as filed | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 200,000 | $185,732 | dollars as filed | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 220,008 | $185,247 | dollars as filed | |
| HYPERFINE INC | 44916K106 | Common Stock | 171,495 | $185,214 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 58,745 | $185,049 | dollars as filed | |
| EMPIRE PETE CORP | 292034303 | COM | 35,225 | $184,934 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 24,844 | $184,594 | dollars as filed | |
| FLOTEK INDUSTRIES INC | 343389409 | COMMON STOCK | 37,049 | $184,504 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 180,758 | $184,373 | dollars as filed | |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 200,000 | $182,662 | dollars as filed | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 90,209 | $181,320 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 105,994 | $181,250 | dollars as filed | |
| PROS HOLDINGS INC | 74346YAG8 | NOTE 2.250% 9/1 | 200,000 | $180,336 | dollars as filed | |
| SKYE BIOSCIENCE INC | 83086J200 | COM NEW | 44,907 | $175,586 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 20,002 | $174,420 | dollars as filed | |
| 908 DEVICES INC COM | 65443P102 | Stock | 49,930 | $173,258 | dollars as filed | |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 200,000 | $173,128 | dollars as filed | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 18,003 | $172,829 | dollars as filed | |
| OP BANCORP | 67109R109 | COMMON STOCK | 13,781 | $171,989 | dollars as filed | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 137,068 | $171,335 | dollars as filed | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 24,209 | $168,737 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 141,882 | $167,421 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 70,919 | $163,114 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 31,085 | $162,574 | dollars as filed | |
| KEY TRONIC CORP | 493144109 | COM | 28,237 | $161,516 | dollars as filed | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 11,203 | $160,987 | dollars as filed | |
| GATOS SILVER INC | 368036109 | COM | 10,531 | $158,807 | dollars as filed | |
| GYRE THERAPEUTICS INC | 403783103 | COMMON STOCK | 12,507 | $156,838 | dollars as filed | |
| FIBROBIOLOGICS INC | 31573L105 | COM SHS | 50,399 | $155,733 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 17,591 | $155,155 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 32,296 | $154,695 | dollars as filed | |
| ANNOVIS BIO INC | 03615A108 | COM | 19,059 | $153,616 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 56,382 | $153,359 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W109 | COM | 155,821 | $153,155 | dollars as filed | |
| STEM INC | 85859N102 | COM | 438,435 | $152,664 | dollars as filed | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 19,590 | $151,823 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 16,320 | $150,467 | dollars as filed | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 80,380 | $146,291 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 107,215 | $145,812 | dollars as filed | |
| LIVEONE INC | 53814X102 | COM | 153,362 | $145,510 | dollars as filed | |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 112,791 | $144,373 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 10,357 | $142,095 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B207 | COMMON STOCK | 29,770 | $141,110 | dollars as filed | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 13,985 | $139,291 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 166,316 | $138,042 | dollars as filed | |
| PRAIRIE OPER CO | 739650109 | COM | 15,325 | $134,244 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 11,192 | $133,971 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 135,071 | $133,545 | dollars as filed | |
| CANOO INC | 13803R201 | CL A COM NEW | 135,042 | $132,814 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 800 | $132,680 | dollars as filed | put |
| LUNA INNOVATIONS INC | 550351100 | COM | 56,421 | $132,590 | dollars as filed | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 17,872 | $132,074 | dollars as filed | |
| OPPFI INC | 68386H103 | COMMON STOCK | 27,914 | $132,033 | dollars as filed | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 26,749 | $130,268 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 44,961 | $129,488 | dollars as filed | |
| HILLEVAX INC | 43157M102 | COM | 72,760 | $128,058 | dollars as filed | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 13,192 | $127,963 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 12,813 | $127,746 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X209 | COMMON STOCK | 15,558 | $126,793 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 135,467 | $125,984 | dollars as filed | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 65,526 | $123,188 | dollars as filed | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 57,928 | $122,807 | dollars as filed | |
| ILEARNINGENGINES INC | 45175Q106 | COM | 73,467 | $122,690 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 182,685 | $122,399 | dollars as filed | |
| CIBUS INC | 17166A101 | CL A COM STK | 36,438 | $118,789 | dollars as filed | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 38,898 | $118,248 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 42,721 | $117,483 | dollars as filed | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 103,594 | $117,061 | dollars as filed | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 46,745 | $116,396 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 132,229 | $115,040 | dollars as filed | |
| MONDEE HOLDINGS INC | 465712107 | COM | 82,710 | $114,967 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 18,874 | $114,942 | dollars as filed | |
| VIRTRA INC | 92827K301 | CMN | 18,072 | $112,404 | dollars as filed | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 29,295 | $111,906 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-24-000137 | this filing | 2024-11-12 | acceptance time not in the bulk data set |