13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2023-12-31, filed 2024-01-29, with 4,309 holding rows worth $493,260,336,764.
- Accession
- 0001390777-24-000028
- Filer
- CIK 1390777
- Filed
- 2024-01-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2023
A combination report, 29,559 entries on the cover page, a total value of $493,260,336,764 stated on the cover page (in dollars after the unit check, H1), rows summing to $493,260,336,764 with VALUE read as dollars as filed, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCENTERSQUARE INVESTMENT MANAGEMENT LLC028-18741
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerNeuberger Berman Group LLC028-13573
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerMellon Investments Corporation 028-02900
- included managerBNY Mellon Investment Adviser, Inc. 028-00127
- included managerNewton Investment Management Limited 028-04797
- included managerBNY Mellon Securities Corporation 028-18785
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerBNY Mellon Advisors, Inc. 028-11769
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerEAM Investors, LLC 028-14070
- included managerGeneva Capital Management LLC 028-03935
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerBoston Partners 028-12484
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerInsight North America LLC 028-21789
- included managerRedwood Investments, LLC 028-12234
- included managerNationwide Fund Advisors 028-05161
- included managerAlaska Permanent Fund Corporation 028-20231
- included managerBNY Mellon Investor Solutions, LLC 028-22390
- included managerHeartland Advisors, Inc. 028-04131
- included managerBNY Mellon ETF Investment Adviser, LLC 028-23321
- included managerNewton Investment Management North America, LLC 028-21404
- included managerAlcentra Limited 028-21788
- included managerDenali Advisors, LLC 028-10130
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLAKOS INC | 01671P100 | COM | 203,066 | $554,370 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 500,000 | $552,805 | dollars as filed | |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 700,000 | $552,041 | dollars as filed | |
| STARWOOD PPTY TR INC | 85571BBA2 | NOTE 6.750% 7/1 | 500,000 | $551,500 | dollars as filed | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 31,777 | $547,200 | dollars as filed | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 30,590 | $546,643 | dollars as filed | |
| ENERPLUS CORP | 292766102 | COM | 35,602 | $546,134 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 93,133 | $545,762 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 34,004 | $541,678 | dollars as filed | |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 600,000 | $539,976 | dollars as filed | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 62,359 | $539,405 | dollars as filed | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 10,829 | $537,718 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 129,718 | $537,033 | dollars as filed | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 107,742 | $535,478 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 500,000 | $533,710 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 8,927 | $532,609 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 849,472 | $532,448 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 121,504 | $532,187 | dollars as filed | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 18,407 | $531,226 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 750,000 | $528,915 | dollars as filed | |
| CSP INC | 126389105 | CMN | 27,106 | $528,294 | dollars as filed | |
| STERLING BANCORP INC | 85917W102 | COM | 91,353 | $527,108 | dollars as filed | |
| Afya Ltd-Class A | G01125106 | COM | 24,028 | $526,934 | dollars as filed | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 3,955 | $526,108 | dollars as filed | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 39,169 | $525,263 | dollars as filed | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 9,670 | $523,022 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 341,077 | $521,848 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 59,975 | $521,778 | dollars as filed | |
| INOGEN INC | 45780L104 | COM | 95,021 | $521,663 | dollars as filed | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 21,816 | $521,628 | dollars as filed | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 86,655 | $518,197 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 600,000 | $517,728 | dollars as filed | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 98,328 | $517,205 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 45,993 | $516,038 | dollars as filed | |
| TREDEGAR CORP | 894650100 | COM | 95,325 | $515,706 | dollars as filed | |
| TECNOGLASS INC | G87264100 | ORD SHS | 11,202 | $512,036 | dollars as filed | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 69,940 | $511,961 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 85,428 | $511,715 | dollars as filed | |
| JOINT CORP | 47973J102 | COM | 53,220 | $511,444 | dollars as filed | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 81,530 | $511,196 | dollars as filed | |
| FONAR CORP | 344437405 | COM NEW | 26,060 | $509,730 | dollars as filed | |
| LANDS END INC | 51509F105 | COMMON STOCK | 53,234 | $508,915 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 30,488 | $508,847 | dollars as filed | |
| PELAGOS INS CAP LTD | G3398L118 | COM | 40,156 | $508,777 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 400,000 | $507,288 | dollars as filed | |
| EVANS BANCORP INC | 29911Q208 | COM | 16,051 | $506,099 | dollars as filed | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 41,074 | $501,109 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 176,352 | $500,840 | dollars as filed | |
| MAPLEBEAR INC COM | 565394103 | Stock | 21,323 | $500,461 | dollars as filed | |
| FULL HSE RESORTS INC | 359678109 | COM | 93,172 | $500,334 | dollars as filed | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 72,570 | $500,008 | dollars as filed | |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 550,000 | $498,482 | dollars as filed | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 6,620 | $495,802 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 7,663 | $495,749 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,831 | $495,697 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 384,215 | $495,637 | dollars as filed | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 563,577 | $494,707 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 48,820 | $494,551 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 600,000 | $494,262 | dollars as filed | |
| CARPARTS COM INC | 14427M107 | COM | 155,817 | $492,382 | dollars as filed | |
| DIEBOLD NIXDORF INC | 253651202 | COM SHS | 16,951 | $490,732 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C305 | COM | 82,470 | $490,697 | dollars as filed | |
| GROWGENERATION CORP | 39986L109 | COM | 195,376 | $490,393 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 500,000 | $489,970 | dollars as filed | |
| ISPIRE TECHNOLOGY INC | 46501C100 | CMN | 40,365 | $489,627 | dollars as filed | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 4,156 | $489,230 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 4,898 | $488,798 | dollars as filed | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 19,694 | $488,615 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 45,671 | $487,762 | dollars as filed | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 18,773 | $486,033 | dollars as filed | |
| KALTURA INC | 483467106 | COMMON STOCK | 248,569 | $484,709 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 183,980 | $483,867 | dollars as filed | |
| LIVEWIRE GROUP INC | 53838J105 | COMMON STOCK | 42,778 | $483,819 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 344,323 | $482,052 | dollars as filed | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 500,000 | $481,815 | dollars as filed | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 22,366 | $481,549 | dollars as filed | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 54,761 | $478,611 | dollars as filed | |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 700,000 | $478,002 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 10,047 | $477,704 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 82,704 | $477,202 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 146,754 | $476,951 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 450,000 | $476,433 | dollars as filed | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 7,722 | $475,448 | dollars as filed | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 13,802 | $474,512 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 46,621 | $474,133 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 143,888 | $473,390 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 92,723 | $471,960 | dollars as filed | |
| MARKETWISE INC | 57064P107 | COM CL A | 172,769 | $471,661 | dollars as filed | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 64,029 | $470,613 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 577,341 | $469,782 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 78,455 | $469,161 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,156 | $468,795 | dollars as filed | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 500,000 | $468,515 | dollars as filed | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 65,553 | $467,393 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 420,000 | $466,280 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 118,895 | $466,069 | dollars as filed | |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 500,000 | $464,125 | dollars as filed | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 84,358 | $462,282 | dollars as filed | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 2,638 | $462,156 | dollars as filed | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 23,260 | $461,245 | dollars as filed | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 500,000 | $460,300 | dollars as filed | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 400,000 | $459,568 | dollars as filed | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 20,401 | $459,221 | dollars as filed | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 400,000 | $458,996 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 500,000 | $458,820 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 325,221 | $455,309 | dollars as filed | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 10,476 | $453,303 | dollars as filed | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 10,946 | $452,851 | dollars as filed | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 28,043 | $450,925 | dollars as filed | |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 500,000 | $450,555 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 500,000 | $450,020 | dollars as filed | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 150,342 | $449,523 | dollars as filed | |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 500,000 | $449,040 | dollars as filed | |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 550,000 | $448,597 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 12,097 | $446,768 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 223,219 | $446,438 | dollars as filed | |
| AUDIOCODES LTD | M15342104 | ORD | 36,984 | $446,402 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 500,000 | $445,375 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 55,300 | $443,503 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 3,720 | $443,049 | dollars as filed | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 23,053 | $442,259 | dollars as filed | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 18,586 | $441,047 | dollars as filed | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 96,764 | $440,276 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 54,684 | $438,562 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 450,000 | $438,336 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 4,901 | $437,652 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 724,252 | $436,361 | dollars as filed | |
| IBEX LTD | G4690M101 | COMMON STOCK | 22,890 | $435,139 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C608 | ISHA WORL EX ETF | 9,921 | $433,841 | dollars as filed | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 4,258 | $433,195 | dollars as filed | |
| IGM BIOSCIENCES INC | 449585108 | COM | 51,997 | $432,095 | dollars as filed | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 35,271 | $432,070 | dollars as filed | |
| ORCHESTRA BIOMED HOLDINGS IN | 68572M106 | COMMON STOCK | 47,230 | $431,210 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 497,202 | $430,080 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 8,003 | $428,562 | dollars as filed | |
| GEO CORRECTIONS HOLDINGS INC | 36166WAB9 | NOTE 6.500% 2/2 | 300,000 | $427,800 | dollars as filed | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 300,000 | $427,512 | dollars as filed | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 159,369 | $427,109 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 5,231 | $426,502 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 109,336 | $426,410 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 177,187 | $425,249 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 44,208 | $424,836 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 51,020 | $423,468 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 5,139 | $423,443 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 39,647 | $423,430 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 271,164 | $423,016 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 15,283 | $422,414 | dollars as filed | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 62,017 | $421,095 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 11,911 | $419,273 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 200,924 | $418,926 | dollars as filed | |
| RADWARE LTD | M81873107 | COMMON STOCK | 25,098 | $418,627 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 715,777 | $418,587 | dollars as filed | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 3,284 | $418,503 | dollars as filed | |
| FIRST INTERNET BANCORP | 320557101 | COM | 17,298 | $418,438 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 26,763 | $417,510 | dollars as filed | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 11,986 | $416,648 | dollars as filed | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 46,213 | $415,918 | dollars as filed | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 84,759 | $414,472 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 400,000 | $414,388 | dollars as filed | |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 400,000 | $414,324 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 84,830 | $413,970 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 266,836 | $413,596 | dollars as filed | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 68,436 | $410,616 | dollars as filed | |
| LANZATECH GLOBAL INC | 51655R101 | COM | 81,488 | $409,885 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 425,503 | $409,547 | dollars as filed | |
| EVE HLDG INC | 29970N104 | COM | 55,929 | $409,403 | dollars as filed | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 17,550 | $408,535 | dollars as filed | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 55,729 | $407,937 | dollars as filed | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 9,398 | $406,575 | dollars as filed | |
| DAKOTA GOLD CORP | 46655E100 | COM | 155,103 | $406,370 | dollars as filed | |
| MINERALYS THERAPEUTICS INC | 603170101 | COM | 46,932 | $403,615 | dollars as filed | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 3,811 | $402,185 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430388 | ACCESS EMNG MKTS | 9,829 | $401,343 | dollars as filed | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 25,240 | $401,064 | dollars as filed | |
| SOLENO THERAPEUTICS INC | 834203309 | COM | 9,936 | $399,920 | dollars as filed | |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 400,000 | $398,764 | dollars as filed | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 26,612 | $396,780 | dollars as filed | |
| EMPIRE PETE CORP | 292034303 | COM | 36,092 | $396,651 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G138 | DAILY 20+ YEAR T | 6,135 | $396,209 | dollars as filed | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 25,125 | $395,715 | dollars as filed | |
| CARGO THERAPEUTICS INC COM | 14179K101 | Stock | 17,067 | $395,101 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 108,707 | $394,607 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 10,002 | $394,570 | dollars as filed | |
| COPA HOLDINGS SA | P31076105 | CL A | 3,703 | $393,700 | dollars as filed | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 6,659 | $393,286 | dollars as filed | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 130,445 | $392,640 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 359,816 | $392,200 | dollars as filed | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 39,751 | $391,544 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 26,517 | $391,392 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 7,414 | $390,437 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 358,136 | $390,368 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 409,843 | $390,212 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 128,313 | $390,071 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 125,487 | $389,010 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 22,146 | $387,772 | dollars as filed | |
| ANNOVIS BIO INC | 03615A108 | COM | 20,705 | $387,181 | dollars as filed | |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 155,911 | $385,100 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 314,063 | $384,727 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 5,292 | $383,907 | dollars as filed | |
| BRIGHTCOVE INC | 10921T101 | COM | 147,981 | $383,271 | dollars as filed | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 64,248 | $382,919 | dollars as filed | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 7,960 | $382,321 | dollars as filed | |
| NOODLES & CO | 65540B105 | COM CL A | 119,940 | $377,811 | dollars as filed | |
| INMUNE BIO INC | 45782T105 | COM | 33,400 | $376,084 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 96,654 | $375,019 | dollars as filed | |
| RAMACO RES INC | 75134P501 | COM CL B | 28,126 | $374,352 | dollars as filed | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 126,506 | $373,194 | dollars as filed | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 9,102 | $370,646 | dollars as filed | |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 300,000 | $370,092 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 7,556 | $369,709 | dollars as filed | |
| AXON ENTERPRISE INC | 05464CAB7 | NOTE 0.500%12/1 | 300,000 | $369,525 | dollars as filed | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 57,198 | $368,927 | dollars as filed | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 3,995 | $368,566 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 12,399 | $367,268 | dollars as filed | |
| SEER INC | 81578P106 | COM CL A | 188,562 | $365,810 | dollars as filed | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 2,521 | $365,501 | dollars as filed | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 40,535 | $364,815 | dollars as filed | |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 400,000 | $364,692 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 62,860 | $364,585 | dollars as filed | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 147,590 | $364,548 | dollars as filed | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 37,350 | $364,163 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 400,000 | $364,000 | dollars as filed | |
| LUTHER BURBANK CORP | 550550107 | COM | 33,928 | $363,369 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 7,826 | $362,395 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N632 | ENHANCED INM ETF | 14,732 | $361,818 | dollars as filed | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 26,150 | $359,040 | dollars as filed | |
| HIMALAYA SHIPPING LTD ORD SHS | G4660A103 | Stock | 53,057 | $358,666 | dollars as filed | |
| MONDEE HOLDINGS INC | 465712107 | COM | 129,637 | $357,798 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAF4 | NOTE 3.250%12/1 | 400,000 | $357,616 | dollars as filed | |
| DATA I O CORP | 237690102 | COM | 121,535 | $357,312 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 311,139 | $354,699 | dollars as filed | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 400,000 | $353,492 | dollars as filed | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 400,000 | $353,184 | dollars as filed | |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 400,000 | $351,492 | dollars as filed | |
| iShares Global 100 ETF | 464287572 | SHS | 4,359 | $351,007 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 32,275 | $347,927 | dollars as filed | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 79,402 | $347,780 | dollars as filed | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 350,000 | $347,564 | dollars as filed | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 237,662 | $346,987 | dollars as filed | |
| INTEVAC INC | 461148108 | COM | 80,155 | $346,269 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 400,000 | $346,216 | dollars as filed | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 66,358 | $342,408 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 16,527 | $342,276 | dollars as filed | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 34,062 | $340,961 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 8,508 | $340,812 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 41,862 | $340,755 | dollars as filed | |
| NATERA INC | 632307AB0 | BOND | 200,000 | $340,712 | dollars as filed | |
| PROOF ACQUISITION CORP I | 74349W104 | COM | 90,175 | $340,411 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 18,922 | $339,646 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 20,104 | $336,535 | dollars as filed | |
| BOX INC | 10316TAB0 | NOTE 1/1 | 300,000 | $335,496 | dollars as filed | |
| Lantheus Hldgs Inc Note 2.625 percent 12/1 | 516544AB9 | Convertible | 300,000 | $335,274 | dollars as filed | |
| 2U INC | 90214J101 | COM | 271,267 | $333,660 | dollars as filed | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 8,896 | $332,980 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 39,619 | $332,799 | dollars as filed | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 33,038 | $332,692 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 121,540 | $331,805 | dollars as filed | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 5,720 | $331,419 | dollars as filed | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 18,282 | $331,087 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 118,086 | $330,641 | dollars as filed | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 25,395 | $329,881 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 288,840 | $329,278 | dollars as filed | |
| BIOATLA INC | 09077B104 | COM | 133,004 | $327,190 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 370,870 | $324,696 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 386,285 | $323,012 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 250,000 | $322,858 | dollars as filed | |
| NOVA LTD COM | M7516K103 | Stock | 2,342 | $321,729 | dollars as filed | |
| TELA BIO INC | 872381108 | COM | 48,512 | $321,149 | dollars as filed | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 120,792 | $320,099 | dollars as filed | |
| Biote Corp -A | 090683103 | COM | 64,590 | $319,073 | dollars as filed | |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 300,000 | $317,994 | dollars as filed | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 178,495 | $317,721 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 44,584 | $317,440 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 400,000 | $316,516 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 162,941 | $316,105 | dollars as filed | |
| TRANSPHORM INC | 89386L100 | COM | 86,475 | $315,634 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 7,804 | $315,144 | dollars as filed | |
| ODDITY TECH LTD SHS CL A | M7518J104 | Stock | 6,751 | $314,133 | dollars as filed | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 28,189 | $314,025 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 350,000 | $312,522 | dollars as filed | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 14,398 | $311,000 | dollars as filed | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 5,103 | $310,089 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 300,000 | $309,843 | dollars as filed | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 131,280 | $309,820 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 10,020 | $308,007 | dollars as filed | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 13,100 | $307,986 | dollars as filed | |
| ABSCI CORPORATION | 00091E109 | COM | 73,279 | $307,771 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 301,666 | $307,699 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 381,289 | $307,129 | dollars as filed | |
| HIPPO HOLDINGS INC | 433539202 | COMMON STOCK | 33,521 | $305,712 | dollars as filed | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 5,056 | $304,501 | dollars as filed | |
| ENERFLEX LTD | 29269R105 | COM | 65,125 | $304,134 | dollars as filed | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 8,002 | $303,352 | dollars as filed | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 5,454 | $303,199 | dollars as filed | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 14,552 | $303,108 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 300,000 | $302,790 | dollars as filed | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 9,793 | $302,433 | dollars as filed | |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 300,000 | $301,860 | dollars as filed | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 6,751 | $301,211 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 90,556 | $300,646 | dollars as filed | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 6,337 | $299,975 | dollars as filed | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 4,389 | $297,808 | dollars as filed | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 282,371 | $296,489 | dollars as filed | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 15,465 | $296,308 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 300,000 | $295,437 | dollars as filed | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 109,800 | $294,264 | dollars as filed | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 5,081 | $293,210 | dollars as filed | |
| ALTERYX INC | 02156BAD5 | BOND | 300,000 | $291,951 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 300,000 | $291,288 | dollars as filed | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 68,660 | $290,433 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 345,954 | $290,083 | dollars as filed | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 48,119 | $288,714 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 109,353 | $288,692 | dollars as filed | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 10,322 | $286,674 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 24,236 | $286,471 | dollars as filed | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,091 | $286,319 | dollars as filed | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 11,963 | $285,903 | dollars as filed | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 2,258 | $285,647 | dollars as filed | |
| ZIFF DAVIS INC | 48123VAE2 | NOTE 1.75% 11/01/2026 | 300,000 | $283,821 | dollars as filed | |
| Dynavax Technologies Corp. | 268158AD4 | CCB | 200,000 | $283,500 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 10,312 | $282,750 | dollars as filed | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 20,300 | $282,170 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 300,000 | $281,985 | dollars as filed | |
| REPLIGEN CORP | 759916AC3 | BOND | 250,000 | $280,988 | dollars as filed | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 14,507 | $280,274 | dollars as filed | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 300,000 | $279,000 | dollars as filed | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 300,000 | $278,625 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 3,696 | $278,369 | dollars as filed | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 12,681 | $277,971 | dollars as filed | |
| KVH INDS INC | 482738101 | COM | 52,726 | $277,336 | dollars as filed | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 9,535 | $277,093 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 312,075 | $276,592 | dollars as filed | |
| LONGBOARD PHARMACEUTICALS IN | 54300N103 | COM | 45,752 | $275,885 | dollars as filed | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 8,573 | $275,812 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 78,118 | $275,366 | dollars as filed | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 10,050 | $274,153 | dollars as filed | |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 300,000 | $272,700 | dollars as filed | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 11,001 | $272,372 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 300,000 | $271,695 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,003 | $271,228 | dollars as filed | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 85,132 | $269,869 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 496,388 | $269,688 | dollars as filed | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 300,000 | $268,500 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 3,020 | $267,919 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 738,122 | $265,723 | dollars as filed | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 9,294 | $264,878 | dollars as filed | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,443 | $264,779 | dollars as filed | |
| GPGI INC COM CL A | 20459V105 | Stock | 49,022 | $264,719 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 300,000 | $264,306 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,572 | $264,100 | dollars as filed | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 51,984 | $264,079 | dollars as filed | |
| GENERATION BIO CO | 37148K100 | COM | 159,537 | $263,235 | dollars as filed | |
| TripAdvisor Inc | 896945AD4 | CONV | 300,000 | $263,073 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 27,498 | $262,060 | dollars as filed | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 4,763 | $262,044 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 49,177 | $261,622 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 4,846 | $261,535 | dollars as filed | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 39,755 | $259,202 | dollars as filed | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 342,324 | $258,968 | dollars as filed | |
| TINGO GROUP INC | 55328R109 | COM | 373,124 | $257,456 | dollars as filed | |
| ARQ INC | 00770C101 | COM | 86,368 | $257,377 | dollars as filed | |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 300,000 | $256,617 | dollars as filed | |
| JAMF HLDG CORP | 47074LAB1 | NOTE 0.125% 9/0 | 300,000 | $256,233 | dollars as filed | |
| DLH HLDGS CORP | 23335Q100 | COM | 16,259 | $256,080 | dollars as filed | |
| UPWORK INC | 91688FAB0 | NOTE 0.250% 8/1 | 300,000 | $255,375 | dollars as filed | |
| ENDAVA PLC ADS | 29260V105 | ADR | 3,265 | $254,142 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 25,625 | $253,432 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 173,185 | $252,850 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 7,322 | $252,313 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 67,382 | $252,009 | dollars as filed | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 200,000 | $250,924 | dollars as filed | |
| PAYSIGN INC | 70451A104 | COM | 89,535 | $250,698 | dollars as filed | |
| TECHTARGET INC | 87874RAD2 | NOTE 12/1 | 300,000 | $249,750 | dollars as filed | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 8,148 | $249,505 | dollars as filed | |
| SKILLSOFT CORP | 83066P309 | CL A | 14,122 | $248,266 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 30,117 | $248,164 | dollars as filed | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 8,001 | $246,276 | dollars as filed | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 18,293 | $245,858 | dollars as filed | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 9,793 | $245,696 | dollars as filed | |
| CARISMA THERAPEUTICS INC | 14216R101 | COM | 83,529 | $244,740 | dollars as filed | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,110 | $244,622 | dollars as filed | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 6,241 | $244,513 | dollars as filed | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 7,127 | $244,241 | dollars as filed | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,624 | $244,232 | dollars as filed | |
| VOR BIOPHARMA INC | 929033108 | COM | 108,209 | $243,470 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 110,121 | $243,367 | dollars as filed | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 25,615 | $243,338 | dollars as filed | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 8,283 | $242,374 | dollars as filed | |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 200,000 | $241,558 | dollars as filed | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 7,118 | $241,508 | dollars as filed | |
| Perion Network Ltd | M78673114 | COM | 7,823 | $241,482 | dollars as filed | |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 59,553 | $241,189 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 44,539 | $240,511 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 35,500 | $240,334 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 4,955 | $240,091 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 97,654 | $239,740 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 6,482 | $238,029 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 148,531 | $237,649 | dollars as filed | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 110,774 | $237,057 | dollars as filed | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 9,894 | $236,765 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 4,398 | $236,763 | dollars as filed | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 16,532 | $236,083 | dollars as filed | |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | 132061706 | ETF | 7,503 | $235,222 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 164,907 | $234,168 | dollars as filed | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 38,993 | $233,958 | dollars as filed | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 1,700 | $232,192 | dollars as filed | |
| DLOCAL LTD | G29018101 | CLASS A COM | 13,123 | $232,146 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 334,260 | $230,439 | dollars as filed | |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 250,000 | $229,758 | dollars as filed | |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 200,000 | $228,346 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 1,500 | $227,910 | dollars as filed | put |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 62,246 | $227,819 | dollars as filed | |
| ProKidney Corp | G7S53R104 | Common Stock | 127,956 | $227,762 | dollars as filed | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 300,000 | $227,691 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 9,797 | $226,504 | dollars as filed | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,651 | $226,353 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 11,610 | $225,591 | dollars as filed | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 7,844 | $225,391 | dollars as filed | |
| XBIOTECH INC | 98400H102 | COM | 55,693 | $222,772 | dollars as filed | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 23,820 | $222,479 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 200,000 | $220,818 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 290,455 | $220,078 | dollars as filed | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,187 | $219,845 | dollars as filed | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 41,835 | $218,797 | dollars as filed | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 40,359 | $217,130 | dollars as filed | |
| WISDOMTREE TR | 97717Y725 | MORTGAGE PLUS BD | 4,932 | $216,421 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 50,600 | $216,062 | dollars as filed | |
| RALLYBIO CORP | 75120L100 | COM | 90,278 | $215,764 | dollars as filed | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 10,026 | $215,355 | dollars as filed | |
| MAGNITE INC | 55955DAB6 | NOTE 0.250% 3/1 | 250,000 | $215,000 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 16,524 | $214,647 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 21,697 | $214,155 | dollars as filed | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 36,545 | $214,152 | dollars as filed | |
| PEPGEN INC COM | 713317105 | Stock | 31,418 | $213,642 | dollars as filed | |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 186,741 | $212,885 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 4,996 | $212,415 | dollars as filed | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,105 | $211,040 | dollars as filed | |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 200,000 | $210,690 | dollars as filed | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 222,217 | $210,529 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 102,789 | $208,662 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 4,145 | $208,186 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 200,000 | $208,034 | dollars as filed | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 2,833 | $207,862 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,818 | $207,817 | dollars as filed | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 16,320 | $205,798 | dollars as filed | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 2,537 | $205,598 | dollars as filed | |
| HYPERFINE INC | 44916K106 | Common Stock | 182,238 | $204,107 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 394,758 | $202,432 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 21,617 | $202,119 | dollars as filed | |
| WISDOMTREE TR | 97717X156 | US SHT TRM CORP | 4,203 | $201,626 | dollars as filed | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 41,786 | $201,409 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 46,433 | $201,055 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 2,645 | $200,123 | dollars as filed | |
| GRAPHITE BIO INC | 38870X104 | COM | 76,058 | $199,272 | dollars as filed | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 40,366 | $198,197 | dollars as filed | |
| ENVESTNET INC | 29404KAG1 | NOTE 2.625%12/0 | 200,000 | $197,854 | dollars as filed | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 28,004 | $197,428 | dollars as filed | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 12,472 | $196,938 | dollars as filed | |
| OP BANCORP | 67109R109 | COMMON STOCK | 17,913 | $196,144 | dollars as filed | |
| NATIONAL CINEMEDIA INC | 635309206 | COMMON STOCK | 47,175 | $195,305 | dollars as filed | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 18,818 | $194,770 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 65,134 | $194,750 | dollars as filed | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 145,621 | $193,676 | dollars as filed | |
| ZURA BIO LTD | G9TY5A101 | COMMON STOCK | 41,407 | $193,371 | dollars as filed | |
| Zedge Inc | 98923T104 | COM | 81,934 | $192,545 | dollars as filed | |
| PROPHASE LABS INC | 74345W108 | COM | 42,531 | $192,238 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 34,167 | $191,676 | dollars as filed | |
| TANDEM DIABETES CARE INC | 875372AB0 | NOTE 1.500% 5/0 | 200,000 | $189,956 | dollars as filed | |
| LEXEO THERAPEUTICS INC | 52886X107 | COMMON STOCK | 14,110 | $189,356 | dollars as filed | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 200,000 | $187,796 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 10,000 | $185,400 | dollars as filed | call |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 200,000 | $184,522 | dollars as filed | |
| ADICET BIO INC | 007002108 | COM | 97,539 | $184,349 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 220,393 | $183,808 | dollars as filed | |
| BLEND LABS INC | 09352U108 | CL A | 71,423 | $182,129 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 21,128 | $181,704 | dollars as filed | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 200,000 | $181,276 | dollars as filed | |
| OPAL FUELS INC | 68347P103 | CLASS A COM | 32,753 | $180,796 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 200,000 | $180,000 | dollars as filed | |
| MEDICINOVA INC | 58468P206 | COM NEW | 119,894 | $179,841 | dollars as filed | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 133,381 | $178,731 | dollars as filed | |
| VERITONE INC | 92347M100 | COM | 98,739 | $178,718 | dollars as filed | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 200,000 | $177,814 | dollars as filed | |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 200,000 | $177,440 | dollars as filed | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 10,088 | $176,834 | dollars as filed | |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 200,000 | $175,402 | dollars as filed | |
| INNOVIVA INC | 45781MAD3 | NOTE 2.125% 3/1 | 200,000 | $174,000 | dollars as filed | |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 122,914 | $173,308 | dollars as filed | |
| EVERBRIDGE INC | 29978AAE4 | BOND | 200,000 | $173,250 | dollars as filed | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 30,775 | $172,952 | dollars as filed | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 14,318 | $172,677 | dollars as filed | |
| NEURONETICS INC | 64131A105 | COM | 59,246 | $171,813 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 434,567 | $171,219 | dollars as filed | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 15,485 | $170,183 | dollars as filed | |
| IMMUNOME INC | 45257U108 | COM | 15,844 | $169,531 | dollars as filed | |
| FREIGHTCAR AMER INC | 357023100 | COM | 62,763 | $169,461 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 37,651 | $169,051 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 19,984 | $167,861 | dollars as filed | |
| BILL HOLDINGS INC | 090043AD2 | NOTE 4/0 | 200,000 | $166,898 | dollars as filed | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 17,339 | $165,761 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-24-000028 | this filing | 2024-01-29 | acceptance time not in the bulk data set |