13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-09, with 4,388 holding rows worth $457,218,433,130.
- Accession
- 0001390777-23-000047
- Filer
- CIK 1390777
- Filed
- 2023-05-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A combination report, 27,350 entries on the cover page, a total value of $457,218,433,130 stated on the cover page (in dollars after the unit check, H1), rows summing to $457,218,433,130 with VALUE read as dollars as filed, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCENTERSQUARE INVESTMENT MANAGEMENT LLC028-18741
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerNeuberger Berman Group LLC028-13573
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerMellon Investments Corporation 028-02900
- included managerBNY Mellon Investment Adviser, Inc. 028-00127
- included managerNewton Investment Management Limited 028-04797
- included managerBNY Mellon Securities Corporation 028-18785
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerLockwood Advisors, Inc. 028-11769
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerEAM Investors, LLC 028-14070
- included managerGeneva Capital Management LLC 028-03935
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerBoston Partners 028-12484
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerInsight North America LLC 028-21789
- included managerRedwood Investments, LLC 028-12234
- included managerNationwide Fund Advisors 028-05161
- included managerAlaska Permanent Fund Corporation 028-20231
- included managerBNY Mellon Investor Solutions, LLC 028-22390
- included managerHeartland Advisors, Inc. 028-04131
- included managerNewton Investment Management North America, LLC 028-21404
- included managerAlcentra Limited 028-21788
- included managerDenali Advisors, LLC 028-10130
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNIVERSAL ELECTRS INC | 913483103 | COM | 48,344 | $490,208 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 2,116 | $487,636 | dollars as filed | |
| NEOGAMES S A | L6673X107 | COM | 32,079 | $487,600 | dollars as filed | |
| CAREMAX INC | 14171W103 | COM | 182,364 | $486,912 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 420,000 | $486,427 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 14,306 | $486,245 | dollars as filed | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 2,871 | $485,773 | dollars as filed | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 13,879 | $484,654 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 9,519 | $482,134 | dollars as filed | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 96,924 | $481,712 | dollars as filed | |
| PROPHASE LABS INC | 74345W108 | COM | 62,935 | $479,565 | dollars as filed | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 26,726 | $476,791 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 151,557 | $475,888 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 400,000 | $474,160 | dollars as filed | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 2,869 | $473,540 | dollars as filed | |
| STEVANATO GROUP S P A ORD SHS | T9224W109 | Stock | 18,283 | $473,530 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 115,148 | $473,259 | dollars as filed | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 1,289,420 | $470,638 | dollars as filed | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 500,000 | $470,145 | dollars as filed | |
| BIOMEA FUSION INC | 09077A106 | CMN | 15,161 | $470,143 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 183,344 | $469,360 | dollars as filed | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 13,760 | $468,666 | dollars as filed | |
| ENERPLUS CORP | 292766102 | COM | 32,448 | $467,575 | dollars as filed | |
| RITE AID CORP | 767754872 | COM | 207,944 | $465,794 | dollars as filed | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 49,741 | $465,078 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 450,000 | $464,981 | dollars as filed | |
| ALLOVIR INC | 019818103 | COM | 117,987 | $464,869 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 600,000 | $464,190 | dollars as filed | |
| STERLING BANCORP INC | 85917W102 | COM | 81,921 | $463,673 | dollars as filed | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 40,281 | $463,232 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 9,205 | $463,203 | dollars as filed | |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 51,862 | $460,535 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 500,000 | $459,915 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 421,588 | $459,531 | dollars as filed | |
| INMODE LTD SHS | M5425M103 | Stock | 14,373 | $459,361 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 500,000 | $456,040 | dollars as filed | |
| HF FOODS GROUP INC | 40417F109 | COM | 116,026 | $454,822 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 212,177 | $454,059 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 284,940 | $453,054 | dollars as filed | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 16,923 | $450,715 | dollars as filed | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 44,040 | $449,644 | dollars as filed | |
| LAKELAND INDS INC | 511795106 | COM | 30,715 | $448,439 | dollars as filed | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 69,201 | $447,728 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 73,827 | $447,390 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 400,000 | $447,068 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 500,000 | $444,740 | dollars as filed | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 400,000 | $443,644 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 500,000 | $441,675 | dollars as filed | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 71,032 | $440,399 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 450,000 | $439,889 | dollars as filed | |
| UNIFI INC | 904677200 | COM NEW | 53,774 | $439,334 | dollars as filed | |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 500,000 | $436,310 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 114,782 | $436,172 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 11,659 | $435,816 | dollars as filed | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 687,984 | $435,356 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | 53069QAB5 | BOND | 470,000 | $435,239 | dollars as filed | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 400,000 | $433,028 | dollars as filed | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 155,910 | $431,871 | dollars as filed | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 35,724 | $430,117 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 397,924 | $429,758 | dollars as filed | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 15,945 | $429,557 | dollars as filed | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 20,202 | $429,492 | dollars as filed | |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 500,000 | $429,375 | dollars as filed | |
| ORANGE COUNTY BANCORP INC | 68417L107 | COMMON STOCK | 9,749 | $428,944 | dollars as filed | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 53,748 | $428,909 | dollars as filed | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 24,615 | $427,809 | dollars as filed | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 17,143 | $427,718 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 285,067 | $427,600 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 6,356 | $426,275 | dollars as filed | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 20,449 | $425,339 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 552,839 | $425,133 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 500,000 | $424,900 | dollars as filed | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 12,407 | $424,053 | dollars as filed | |
| FONAR CORP | 344437405 | COM NEW | 26,060 | $422,164 | dollars as filed | |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 550,000 | $421,801 | dollars as filed | |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 500,000 | $421,300 | dollars as filed | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 130,853 | $420,038 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 97,618 | $419,757 | dollars as filed | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 381,318 | $419,450 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 400,000 | $417,352 | dollars as filed | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 500,000 | $416,125 | dollars as filed | |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | 132061706 | ETF | 14,582 | $415,159 | dollars as filed | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 4,730 | $415,146 | dollars as filed | |
| VINCO VENTURES INC | 927330100 | COM | 1,288,063 | $413,855 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 11,151 | $413,369 | dollars as filed | |
| J JILL INC | 46620W201 | COMMON STOCK | 15,873 | $413,333 | dollars as filed | |
| TRAVELZOO | 89421Q205 | CMN | 68,401 | $413,142 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 99,797 | $412,162 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 22,826 | $411,318 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 79,976 | $411,077 | dollars as filed | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 21,195 | $410,327 | dollars as filed | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 14,641 | $410,156 | dollars as filed | |
| CRICUT INC | 22658D100 | COM CL A | 40,184 | $409,877 | dollars as filed | |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 500,000 | $409,815 | dollars as filed | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 6,997 | $409,016 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 6,642 | $408,279 | dollars as filed | |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 500,000 | $406,800 | dollars as filed | |
| Anglogold Ashanti Plc | 035128206 | Common | 16,815 | $406,755 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 12,573 | $406,743 | dollars as filed | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 613,376 | $406,729 | dollars as filed | |
| TECNOGLASS INC | G87264100 | ORD SHS | 9,669 | $405,696 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 291,293 | $404,898 | dollars as filed | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 107,032 | $404,047 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D102 | COM | 533,557 | $403,956 | dollars as filed | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 50,471 | $403,766 | dollars as filed | |
| ICOSAVAX INC | 45114M109 | COM | 69,434 | $402,717 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 379,574 | $402,348 | dollars as filed | |
| EASTERN CO | 276317104 | COM | 20,635 | $401,970 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 400,000 | $401,296 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415FAB0 | BOND | 200,000 | $401,076 | dollars as filed | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 70,841 | $400,960 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 140,585 | $400,668 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 177,819 | $400,093 | dollars as filed | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 25,476 | $399,214 | dollars as filed | |
| VELO3D INC | 92259N104 | COM | 175,627 | $398,673 | dollars as filed | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 400,000 | $398,364 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 400,000 | $398,000 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 286,085 | $397,658 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 332,327 | $395,469 | dollars as filed | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 9,138 | $395,036 | dollars as filed | |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 500,000 | $394,625 | dollars as filed | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 37,617 | $393,095 | dollars as filed | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 400,000 | $391,736 | dollars as filed | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 287,308 | $390,739 | dollars as filed | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 11,712 | $388,004 | dollars as filed | |
| ENERFLEX LTD | 29269R105 | COM | 65,064 | $387,781 | dollars as filed | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 12,196 | $387,456 | dollars as filed | |
| AUDIOCODES LTD | M15342104 | ORD | 25,634 | $386,556 | dollars as filed | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 5,890 | $385,942 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 134,294 | $384,081 | dollars as filed | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,406 | $383,942 | dollars as filed | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 46,733 | $383,675 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 9,405 | $382,952 | dollars as filed | |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 400,000 | $382,416 | dollars as filed | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 31,925 | $380,864 | dollars as filed | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 400,000 | $380,660 | dollars as filed | |
| EMPIRE PETE CORP | 292034303 | COM | 30,620 | $379,994 | dollars as filed | |
| VIA RENEWABLES INC | 92556D304 | COM | 20,662 | $379,768 | dollars as filed | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 2,726 | $378,723 | dollars as filed | |
| LUNA INNOVATIONS INC | 550351100 | COM | 52,662 | $378,639 | dollars as filed | |
| JAKKS PAC INC | 47012E403 | COM NEW | 21,861 | $378,195 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 205,430 | $377,992 | dollars as filed | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 9,134 | $376,857 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 110,660 | $375,691 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 208,118 | $374,612 | dollars as filed | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 170,000 | $373,291 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 550,000 | $372,053 | dollars as filed | |
| NKARTA INC | 65487U108 | COMMON STOCK | 104,608 | $371,359 | dollars as filed | |
| PRINCETON BANCORP INC | 74179A107 | COMMON STOCK | 11,674 | $370,299 | dollars as filed | |
| PRIME MEDICINE INC | 74168J101 | COM | 30,068 | $369,837 | dollars as filed | |
| BERKELEY LTS INC | 084310101 | COM | 318,726 | $369,722 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 48,161 | $368,914 | dollars as filed | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 13,275 | $368,058 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 157,475 | $366,916 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 19,058 | $365,526 | dollars as filed | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 127,940 | $364,629 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 8,693 | $364,497 | dollars as filed | |
| Vanguard Materials ETF | 92204A801 | SHS | 2,050 | $364,476 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430388 | ACCESS EMNG MKTS | 8,931 | $362,237 | dollars as filed | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 27,504 | $360,852 | dollars as filed | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 36,443 | $360,421 | dollars as filed | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 160,757 | $360,095 | dollars as filed | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 30,874 | $359,678 | dollars as filed | |
| VERA BRADLEY INC | 92335C106 | COM | 60,013 | $359,477 | dollars as filed | |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 240,000 | $359,203 | dollars as filed | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 52,013 | $358,890 | dollars as filed | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 11,398 | $358,581 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 131,674 | $358,153 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 5,347 | $357,217 | dollars as filed | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 84,597 | $357,000 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 400,000 | $356,880 | dollars as filed | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 24,886 | $356,360 | dollars as filed | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 33,568 | $356,156 | dollars as filed | |
| FREEDOM HOLDING CORP | 356390104 | COM | 4,937 | $354,773 | dollars as filed | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 22,400 | $354,371 | dollars as filed | |
| DIEBOLD NXDF INC | 253651103 | COM | 294,671 | $353,605 | dollars as filed | |
| INOTIV INC | 45783Q100 | COM | 81,161 | $351,428 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 127,226 | $351,144 | dollars as filed | |
| SPRINKLR INC | 85208T107 | CL A | 26,992 | $349,816 | dollars as filed | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 39,981 | $348,634 | dollars as filed | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 153,503 | $346,917 | dollars as filed | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 16,732 | $346,854 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 6,893 | $346,472 | dollars as filed | |
| AMERICAN PUB ED INC | 02913V103 | COM | 63,472 | $344,015 | dollars as filed | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 29,497 | $340,985 | dollars as filed | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 12,783 | $340,885 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 449,046 | $339,794 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 5,229 | $338,887 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 7,395 | $338,456 | dollars as filed | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 26,509 | $337,455 | dollars as filed | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 300,000 | $336,165 | dollars as filed | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 44,141 | $335,913 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 2,139 | $335,348 | dollars as filed | |
| ENLIVEN THERAPEUTICS INC COM | 29337E102 | Stock | 15,295 | $334,961 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 400,000 | $333,544 | dollars as filed | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 33,781 | $333,080 | dollars as filed | |
| DLH HLDGS CORP | 23335Q100 | COM | 29,022 | $332,883 | dollars as filed | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 45,895 | $332,280 | dollars as filed | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 42,765 | $331,429 | dollars as filed | |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 300,000 | $331,314 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 2,509 | $331,266 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 163,070 | $331,033 | dollars as filed | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 2,189 | $330,447 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 343,074 | $328,940 | dollars as filed | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 36,185 | $328,198 | dollars as filed | |
| GROUPON INC | 399473206 | COM NEW | 77,877 | $327,861 | dollars as filed | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 25,184 | $327,392 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 144,023 | $326,931 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 11,487 | $325,661 | dollars as filed | |
| VACASA INC | 91854V107 | COM | 338,409 | $325,618 | dollars as filed | |
| iShares Global 100 ETF | 464287572 | SHS | 4,642 | $325,219 | dollars as filed | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 7,591 | $325,032 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 25,215 | $325,023 | dollars as filed | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 5,445 | $324,169 | dollars as filed | |
| BANDWIDTH INC | 05988JAD5 | NOTE 0.500% 4/0 | 500,000 | $323,750 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 3,477 | $321,979 | dollars as filed | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 73,406 | $319,316 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 6,401 | $317,493 | dollars as filed | |
| Bluerock Private Real Estate F | 09631H100 | COM | 15,989 | $316,902 | dollars as filed | |
| FOCUS UNVL INC | 34417J104 | COM | 125,678 | $314,196 | dollars as filed | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 400,000 | $314,124 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 350,000 | $314,122 | dollars as filed | |
| AN2 THERAPEUTICS INC | 037326105 | COM | 31,684 | $312,721 | dollars as filed | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 69,025 | $311,993 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 300,000 | $311,916 | dollars as filed | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 400,000 | $311,448 | dollars as filed | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 16,057 | $310,054 | dollars as filed | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 18,838 | $309,512 | dollars as filed | |
| INNOVID CORP | 457679108 | COMMON STOCK | 218,702 | $308,370 | dollars as filed | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 73,030 | $308,187 | dollars as filed | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 4,151 | $307,397 | dollars as filed | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 21,755 | $306,963 | dollars as filed | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 79,402 | $305,698 | dollars as filed | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 7,798 | $304,902 | dollars as filed | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 39,750 | $304,881 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 400,000 | $303,500 | dollars as filed | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 3,127 | $302,287 | dollars as filed | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 29,258 | $301,650 | dollars as filed | |
| THORNE HEALTHTECH INC | 885260109 | COM | 65,151 | $300,998 | dollars as filed | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 300,000 | $299,874 | dollars as filed | |
| SECUREWORKS CORP | 81374A105 | CL A | 34,860 | $298,750 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 214,869 | $298,668 | dollars as filed | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 6,319 | $298,062 | dollars as filed | |
| ALLAKOS INC | 01671P100 | COM | 66,934 | $297,856 | dollars as filed | |
| ABSCI CORPORATION | 00091E109 | COM | 170,151 | $297,765 | dollars as filed | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 34,045 | $297,553 | dollars as filed | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 300,000 | $296,250 | dollars as filed | |
| YELLOW CORP | 985510106 | COM | 144,671 | $293,681 | dollars as filed | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 5,548 | $293,459 | dollars as filed | |
| RALLYBIO CORP | 75120L100 | COM | 51,334 | $293,117 | dollars as filed | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 250,000 | $293,078 | dollars as filed | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 9,961 | $293,052 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 300,000 | $292,299 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 300,000 | $291,705 | dollars as filed | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 7,875 | $290,980 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 300,000 | $290,469 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 23,012 | $290,185 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 300,000 | $290,031 | dollars as filed | |
| ACRIVON THERAPEUTICS INC | 004890109 | CMN | 22,837 | $289,801 | dollars as filed | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 70,164 | $289,778 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 134,604 | $289,398 | dollars as filed | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 3,636 | $287,922 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 247,615 | $287,233 | dollars as filed | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 11,994 | $286,292 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,935 | $285,497 | dollars as filed | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 4,095 | $285,328 | dollars as filed | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 54,761 | $285,305 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 71,794 | $285,022 | dollars as filed | |
| TRANSPHORM INC | 89386L100 | COM | 71,432 | $285,014 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 40,767 | $283,736 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 4,312 | $282,755 | dollars as filed | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 19,394 | $281,213 | dollars as filed | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 39,821 | $281,139 | dollars as filed | |
| ALTERYX INC | 02156BAD5 | BOND | 300,000 | $281,046 | dollars as filed | |
| PARTNERS BANCORP | 70213Q108 | COM | 35,813 | $280,412 | dollars as filed | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 7,404 | $279,871 | dollars as filed | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 52,316 | $279,365 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 119,840 | $278,028 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 64,859 | $277,595 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 300,000 | $276,687 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 110,365 | $275,913 | dollars as filed | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 51,586 | $275,467 | dollars as filed | |
| CALLAWAY GOLF CO | 131193AE4 | NOTE 2.750% 5/0 | 200,000 | $274,928 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 217,054 | $273,488 | dollars as filed | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 17,353 | $271,922 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 320,000 | $271,302 | dollars as filed | |
| INFINERA CORP | 45667GAF0 | CNV | 200,000 | $271,270 | dollars as filed | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 320,000 | $271,069 | dollars as filed | |
| INOZYME PHARMA INC | 45790W108 | COM | 47,165 | $270,255 | dollars as filed | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 17,087 | $270,142 | dollars as filed | |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 300,000 | $269,373 | dollars as filed | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 300,000 | $269,310 | dollars as filed | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 300,000 | $268,878 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 62,464 | $268,595 | dollars as filed | |
| Afya Ltd-Class A | G01125106 | COM | 24,028 | $268,152 | dollars as filed | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 43,532 | $267,722 | dollars as filed | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 11,449 | $267,616 | dollars as filed | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 13,342 | $266,831 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 56,025 | $266,679 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 356,847 | $266,066 | dollars as filed | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 300,000 | $265,935 | dollars as filed | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 8,563 | $265,611 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 4,047 | $263,732 | dollars as filed | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 400,000 | $263,668 | dollars as filed | |
| AYRO INC | 054748108 | COM | 478,607 | $261,128 | dollars as filed | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 910,819 | $260,949 | dollars as filed | |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 300,000 | $260,592 | dollars as filed | |
| NOVOCURE LTD | 67011XAB9 | NOTE 11/0 | 300,000 | $260,016 | dollars as filed | |
| ATI INC | 01741RAK8 | BOND | 100,000 | $259,910 | dollars as filed | |
| MEDICINOVA INC | 58468P206 | COM NEW | 120,200 | $259,632 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 300,000 | $257,028 | dollars as filed | |
| MONEYLION INC | 60938K106 | COM | 452,478 | $256,917 | dollars as filed | |
| LATCH ORD | 51818V106 | COMMON STOCK | 336,943 | $256,784 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 5,869 | $256,776 | dollars as filed | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 9,203 | $256,221 | dollars as filed | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 300,000 | $255,324 | dollars as filed | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 5,523 | $254,895 | dollars as filed | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 160,000 | $254,302 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 9,587 | $252,421 | dollars as filed | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,324 | $252,290 | dollars as filed | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 50,690 | $250,915 | dollars as filed | |
| CITIZENS FINANCIAL SERVICES | 174615104 | COMMON STOCK | 3,002 | $250,819 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 1,910 | $249,264 | dollars as filed | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 11,990 | $249,024 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 58,954 | $248,786 | dollars as filed | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 3,839 | $248,345 | dollars as filed | |
| JAMF HLDG CORP | 47074LAB1 | NOTE 0.125% 9/0 | 300,000 | $248,250 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 44,509 | $247,916 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 53,278 | $247,740 | dollars as filed | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 68,905 | $247,368 | dollars as filed | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 133,680 | $247,308 | dollars as filed | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 34,066 | $246,979 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 124,513 | $246,536 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 200,000 | $246,480 | dollars as filed | |
| EVANS BANCORP INC | 29911Q208 | COM | 7,343 | $246,479 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 3,205 | $245,624 | dollars as filed | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 367,179 | $245,276 | dollars as filed | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,231 | $245,221 | dollars as filed | |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 200,000 | $245,184 | dollars as filed | |
| LIVENT CORP | 53814LAB4 | BOND | 100,000 | $245,000 | dollars as filed | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 2,074 | $244,048 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 42,514 | $244,030 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 11,473 | $243,796 | dollars as filed | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 4,442 | $243,510 | dollars as filed | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 62,140 | $242,346 | dollars as filed | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 33,050 | $241,596 | dollars as filed | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 20,388 | $241,394 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 300,000 | $240,747 | dollars as filed | |
| KEY TRONIC CORP | 493144109 | COM | 33,071 | $240,426 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 14,436 | $238,627 | dollars as filed | |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 300,000 | $238,074 | dollars as filed | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 17,083 | $236,939 | dollars as filed | |
| UPWORK INC | 91688FAB0 | NOTE 0.250% 8/1 | 300,000 | $236,658 | dollars as filed | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 250,000 | $236,445 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,002 | $234,038 | dollars as filed | |
| TECHTARGET INC | 87874RAD2 | NOTE 12/1 | 300,000 | $233,016 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 119,405 | $232,840 | dollars as filed | |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 250,000 | $232,323 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 134,122 | $232,032 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 4,232 | $230,479 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,571 | $230,396 | dollars as filed | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 25,497 | $230,238 | dollars as filed | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 200,000 | $230,120 | dollars as filed | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 2,788 | $229,370 | dollars as filed | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 10,382 | $229,235 | dollars as filed | |
| EXPAND ENERGY CORPORATION | 165167164 | *W EXP 02/09/202 | 3,544 | $227,737 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 73,363 | $226,691 | dollars as filed | |
| CHICAGO ATLANTIC REAL ESTATE F COM | 167239102 | REIT | 16,743 | $226,198 | dollars as filed | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 4,825 | $224,208 | dollars as filed | |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 485,335 | $224,128 | dollars as filed | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 1,691 | $223,319 | dollars as filed | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 6,343 | $223,285 | dollars as filed | |
| GREENHILL & CO INC COM | 395259104 | Stock | 25,097 | $222,607 | dollars as filed | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 16,320 | $222,436 | dollars as filed | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 200,000 | $221,324 | dollars as filed | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 13,099 | $220,849 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 724 | $220,647 | dollars as filed | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 300,000 | $219,948 | dollars as filed | |
| SONIM TECHNOLOGIES INC | 83548F200 | COM NEW | 217,478 | $219,653 | dollars as filed | |
| SOUTHERN STS BANCSHARES INC COM | 843878307 | Stock | 9,732 | $219,455 | dollars as filed | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 31,117 | $219,375 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 4,461 | $219,251 | dollars as filed | |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 200,000 | $218,594 | dollars as filed | |
| PC TEL INC | 69325Q105 | COM | 51,446 | $217,616 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D606 | LNG DUR OPRTUN | 9,503 | $216,776 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 42,542 | $216,113 | dollars as filed | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 145,621 | $215,519 | dollars as filed | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 41,201 | $215,070 | dollars as filed | |
| VBI VACCINES INC | 91822J103 | COM NEW | 708,042 | $214,536 | dollars as filed | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 83,014 | $214,176 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081GAB8 | NOTE 0.750% 8/0 | 200,000 | $213,564 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 3,994 | $213,200 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 26,209 | $213,078 | dollars as filed | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 25,741 | $212,878 | dollars as filed | |
| TATTOOED CHEF INC | 87663X102 | COM | 149,418 | $212,174 | dollars as filed | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 3,422 | $211,967 | dollars as filed | |
| VIEW INC | 92671V106 | COM | 423,906 | $211,954 | dollars as filed | |
| URBAN ONE INC | 91705J105 | CL A | 28,005 | $211,436 | dollars as filed | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 71,860 | $211,268 | dollars as filed | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,090 | $211,083 | dollars as filed | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 11,162 | $209,397 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 173,465 | $208,158 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 59,973 | $208,106 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 1,970 | $207,199 | dollars as filed | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 18,668 | $207,033 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 465 | $206,744 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 95,899 | $206,183 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 5,311 | $205,253 | dollars as filed | |
| FREIGHTCAR AMER INC | 357023100 | COM | 65,702 | $204,989 | dollars as filed | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 5,324 | $204,548 | dollars as filed | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 100,000 | $204,327 | dollars as filed | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 168,857 | $204,317 | dollars as filed | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 150,000 | $204,135 | dollars as filed | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 92,077 | $203,490 | dollars as filed | |
| ERO COPPER CORP COM | 296006109 | Stock | 11,523 | $203,265 | dollars as filed | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 3,706 | $203,015 | dollars as filed | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 256,707 | $202,361 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 8,883 | $202,350 | dollars as filed | |
| PFSWEB INC | 717098206 | COM | 47,710 | $202,290 | dollars as filed | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 140,000 | $201,750 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 2,499 | $201,208 | dollars as filed | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 20,297 | $201,143 | dollars as filed | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 19,946 | $200,457 | dollars as filed | |
| MAGNITE INC | 55955DAB6 | NOTE 0.250% 3/1 | 250,000 | $200,158 | dollars as filed | |
| ABACUS FCF ETF TR | 89628W609 | FLEX BD LEAD ETF | 9,491 | $200,055 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 469,028 | $199,337 | dollars as filed | |
| BERKSHIRE GREY INC | 084656107 | COM | 144,149 | $198,926 | dollars as filed | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 243,576 | $198,539 | dollars as filed | |
| NUVASIVE INC | 670704AL9 | BOND | 200,000 | $198,000 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 53,047 | $197,337 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 86,684 | $196,772 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 200,000 | $196,344 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 183,193 | $196,017 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 451,441 | $195,204 | dollars as filed | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 35,074 | $192,907 | dollars as filed | |
| KRONOS BIO INC | 50107A104 | COM | 131,738 | $192,338 | dollars as filed | |
| XBIOTECH INC | 98400H102 | COM | 55,693 | $192,141 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 66,140 | $191,145 | dollars as filed | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 200,000 | $189,900 | dollars as filed | |
| GATOS SILVER INC | 368036109 | COM | 28,875 | $188,554 | dollars as filed | |
| SOBR SAFE INC | 833592207 | COM NEW | 84,527 | $187,650 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 200,000 | $185,168 | dollars as filed | |
| IBIO INC COM | 451033609 | Stock | 88,056 | $183,156 | dollars as filed | |
| ARTERIS INC | 04302A104 | COM | 43,220 | $182,821 | dollars as filed | |
| LEE ENTERPRISES INC | 523768406 | COM | 14,667 | $182,604 | dollars as filed | |
| SADOT GROUP INC | 627333107 | COM | 170,174 | $182,086 | dollars as filed | |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 200,000 | $181,668 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 200,000 | $181,222 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 61,385 | $181,086 | dollars as filed | |
| ENTRADA THERAPEUTICS INC COM | 29384C108 | Stock | 12,439 | $180,366 | dollars as filed | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 200,000 | $180,000 | dollars as filed | |
| NEURONETICS INC | 64131A105 | COM | 61,680 | $179,489 | dollars as filed | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 102,264 | $178,963 | dollars as filed | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 20,190 | $178,883 | dollars as filed | |
| APPHARVEST INC | 03783T103 | COM | 291,923 | $178,744 | dollars as filed | |
| KARAT PACKAGING INC | 48563L101 | COM | 13,384 | $178,408 | dollars as filed | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 74,722 | $177,838 | dollars as filed | |
| EMCORE CORP | 290846203 | COM | 154,608 | $177,799 | dollars as filed | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 52,631 | $177,366 | dollars as filed | |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 200,000 | $177,248 | dollars as filed | |
| CMB.TECH NV SHS | B38564108 | Stock | 10,557 | $176,053 | dollars as filed | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 15,053 | $175,669 | dollars as filed | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 200,000 | $174,036 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 204,229 | $173,431 | dollars as filed | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 13,149 | $172,126 | dollars as filed | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 236,473 | $171,064 | dollars as filed | |
| ARQ INC | 00770C101 | COM | 86,368 | $171,009 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 200,000 | $170,700 | dollars as filed | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 10,582 | $170,263 | dollars as filed | |
| BIOVIE INC | 09074F207 | COM | 20,886 | $168,759 | dollars as filed | |
| DOMA HOLDINGS INC | 25703A104 | COM | 414,116 | $168,752 | dollars as filed | |
| MCEWEN INC. | 58039P305 | COM NEW | 19,902 | $168,570 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 33,403 | $168,351 | dollars as filed | |
| ADITXT INC | 007025505 | COM NEW | 183,612 | $167,362 | dollars as filed | |
| Zedge Inc | 98923T104 | COM | 85,756 | $167,225 | dollars as filed | |
| EVERBRIDGE INC | 29978AAE4 | BOND | 200,000 | $167,150 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 30,012 | $165,966 | dollars as filed | |
| INNOVATE CORP | 45784J105 | COM | 55,656 | $165,298 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 18,867 | $165,278 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 16,215 | $164,582 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 200,000 | $164,488 | dollars as filed | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 200,000 | $162,728 | dollars as filed | |
| ATERIAN INC | 02156U101 | COM | 186,783 | $160,652 | dollars as filed | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 241,262 | $159,426 | dollars as filed | |
| EYENOVIA INC | 30234E104 | COM | 45,081 | $159,134 | dollars as filed | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 17,338 | $158,643 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 272,268 | $158,569 | dollars as filed | |
| PERFICIENT INC | 71375UAF8 | BOND | 200,000 | $158,524 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 20,072 | $157,967 | dollars as filed | |
| BILL HOLDINGS INC | 090043AD2 | NOTE 4/0 | 200,000 | $157,492 | dollars as filed | |
| INNOVIVA INC | 45781MAD3 | NOTE 2.125% 3/1 | 200,000 | $156,862 | dollars as filed | |
| THE ARENA GROUP HOLDINGS INC | 040044109 | CMN | 36,730 | $156,103 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 200,000 | $155,104 | dollars as filed | |
| COMMERCE.COM INC | 08975PAB4 | NOTE 0.250%10/0 | 200,000 | $152,834 | dollars as filed | |
| DERMTECH INC | 24984K105 | COM | 41,479 | $152,643 | dollars as filed | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 316,539 | $152,635 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 50,884 | $151,125 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 89,168 | $150,694 | dollars as filed | |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 200,000 | $150,526 | dollars as filed | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 48,648 | $150,322 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-23-000047 | this filing | 2023-05-09 | acceptance time not in the bulk data set |