13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-14, with 4,462 holding rows worth $437,889,181,453.
- Accession
- 0001390777-23-000032
- Filer
- CIK 1390777
- Filed
- 2023-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A combination report, 27,530 entries on the cover page, a total value of $437,889,181,453 stated on the cover page (in dollars after the unit check, H1), rows summing to $437,889,181,453 with VALUE read as dollars as filed, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCENTERSQUARE INVESTMENT MANAGEMENT LLC028-18741
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerNeuberger Berman Group LLC028-13573
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerMellon Investments Corporation 028-02900
- included managerBNY Mellon Investment Adviser, Inc. 028-00127
- included managerNewton Investment Management Limited 028-04797
- included managerBNY Mellon Securities Corporation 028-18785
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerLockwood Advisors, Inc. 028-11769
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerEAM Investors, LLC 028-14070
- included managerGeneva Capital Management LLC 028-03935
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerBoston Partners. 028-12484
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerInsight North America LLC 028-21789
- included managerRedwood Investments, LLC 028-12234
- included managerNationwide Fund Advisors 028-05161
- included managerAlaska Permanent Fund Corporation 028-20231
- included managerBNY Mellon Investor Solutions, LLC 028-22390
- included managerHeartland Advisors, Inc. 028-04131
- included managerNewton Investment Management North America, LLC 028-21404
- included managerAlcentra Limited 028-21788
- included managerDenali Advisors, LLC 028-10130
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Dimensional International Value ETF | 25434V807 | SHS | 17,890 | $543,841 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 87,199 | $542,377 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 295,654 | $541,046 | dollars as filed | |
| PRIME MEDICINE INC | 74168J101 | COM | 29,016 | $539,117 | dollars as filed | |
| VIA RENEWABLES INC | 92556D106 | COM | 105,465 | $538,924 | dollars as filed | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 12,581 | $538,361 | dollars as filed | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 78,894 | $537,268 | dollars as filed | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 30,874 | $534,423 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 16,169 | $531,637 | dollars as filed | |
| Coupa Software | 22266LAF3 | CONV BOND | 550,000 | $530,855 | dollars as filed | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 19,691 | $529,476 | dollars as filed | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 20,205 | $527,957 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 354,117 | $527,634 | dollars as filed | |
| IBEX LTD | G4690M101 | COMMON STOCK | 21,199 | $526,796 | dollars as filed | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 46,738 | $526,731 | dollars as filed | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 114,626 | $526,134 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 86,110 | $526,132 | dollars as filed | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 50,096 | $526,009 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 550,000 | $524,920 | dollars as filed | |
| SCIPLAY CORPORATION | 809087109 | CL A | 32,500 | $522,600 | dollars as filed | |
| VERTEX INC | 92538J106 | CL A | 35,928 | $521,316 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 4,949 | $520,876 | dollars as filed | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 22,664 | $520,583 | dollars as filed | |
| ENERPLUS CORP | 292766102 | COM | 29,449 | $519,770 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 563,543 | $518,742 | dollars as filed | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 501,573 | $516,620 | dollars as filed | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 61,581 | $514,817 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 191,758 | $513,912 | dollars as filed | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 83,060 | $513,308 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 14,011 | $511,674 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 181,016 | $510,465 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 334,582 | $508,565 | dollars as filed | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 5,260 | $507,380 | dollars as filed | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 5,546 | $505,474 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 193,243 | $504,364 | dollars as filed | |
| STERLING BANCORP INC | 85917W102 | COM | 82,586 | $502,949 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 98,399 | $501,835 | dollars as filed | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 8,587 | $500,972 | dollars as filed | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 89,782 | $499,188 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 77,034 | $498,410 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 800,000 | $497,386 | dollars as filed | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 11,010 | $497,099 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 600,000 | $497,064 | dollars as filed | |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 550,000 | $495,458 | dollars as filed | |
| OAK STR HEALTH INC | 67181AAB3 | BOND | 650,000 | $492,881 | dollars as filed | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 20,769 | $490,357 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 123,155 | $487,694 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 12,539 | $487,638 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 500,000 | $485,745 | dollars as filed | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 18,219 | $485,074 | dollars as filed | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 500,000 | $483,995 | dollars as filed | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 3,965 | $482,817 | dollars as filed | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 388,095 | $481,238 | dollars as filed | |
| VELODYNE LIDAR INC | 92259F101 | COM | 651,111 | $480,976 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 550,000 | $480,557 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 163,869 | $480,136 | dollars as filed | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 220,836 | $479,214 | dollars as filed | |
| IVANHOE ELECTRIC INC US | 46578C108 | COMMON STOCK | 39,277 | $477,216 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 8,297 | $475,329 | dollars as filed | |
| LANDS END INC | 51509F105 | COMMON STOCK | 62,500 | $474,372 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 170,377 | $473,647 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 750,000 | $472,999 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 16,690 | $472,474 | dollars as filed | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 35,454 | $471,893 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 400,000 | $470,132 | dollars as filed | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 29,606 | $468,071 | dollars as filed | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 11,590 | $467,077 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 7,461 | $465,021 | dollars as filed | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 11,642 | $464,507 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 33,846 | $464,368 | dollars as filed | |
| LUNA INNOVATIONS INC | 550351100 | COM | 52,796 | $464,077 | dollars as filed | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 184,052 | $463,811 | dollars as filed | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 9,377 | $463,694 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 600,000 | $463,662 | dollars as filed | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 38,678 | $461,816 | dollars as filed | |
| UNIFI INC | 904677200 | COM NEW | 53,612 | $461,600 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 66,040 | $459,638 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 12,432 | $459,625 | dollars as filed | |
| ANNOVIS BIO INC | 03615A108 | COM | 34,223 | $459,615 | dollars as filed | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 500,000 | $459,460 | dollars as filed | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 12,395 | $459,234 | dollars as filed | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 500,000 | $458,126 | dollars as filed | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 45,303 | $457,561 | dollars as filed | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 60,000 | $457,200 | dollars as filed | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 37,382 | $456,060 | dollars as filed | |
| VACASA INC | 91854V107 | COM | 361,182 | $455,089 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 334,419 | $454,810 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 20,323 | $454,223 | dollars as filed | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 71,048 | $453,286 | dollars as filed | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 95,334 | $450,930 | dollars as filed | |
| ORANGE COUNTY BANCORP INC | 68417L107 | COMMON STOCK | 9,671 | $450,470 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 500,000 | $450,000 | dollars as filed | |
| DAKOTA GOLD CORP | 46655E100 | COM | 147,267 | $449,164 | dollars as filed | |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 500,000 | $448,475 | dollars as filed | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 68,580 | $447,827 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 360,750 | $447,330 | dollars as filed | |
| AUDIOCODES LTD | M15342104 | ORD | 24,997 | $447,187 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 450,000 | $446,264 | dollars as filed | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 97,403 | $446,106 | dollars as filed | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 16,404 | $444,385 | dollars as filed | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 24,747 | $443,960 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 420,000 | $443,524 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 137,739 | $443,520 | dollars as filed | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 18,376 | $443,410 | dollars as filed | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 46,733 | $442,091 | dollars as filed | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 679,834 | $441,824 | dollars as filed | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 50,430 | $440,758 | dollars as filed | |
| HF FOODS GROUP INC | 40417F109 | COM | 108,531 | $440,636 | dollars as filed | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 12,149 | $438,336 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 3,978 | $437,740 | dollars as filed | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 3,149 | $437,081 | dollars as filed | |
| FONAR CORP | 344437405 | COM NEW | 26,060 | $436,497 | dollars as filed | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 35,302 | $435,627 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 449,974 | $432,380 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 500,000 | $431,550 | dollars as filed | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 15,925 | $429,972 | dollars as filed | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 6,611 | $429,640 | dollars as filed | |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 350,000 | $429,625 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 400,000 | $429,416 | dollars as filed | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 400,000 | $428,784 | dollars as filed | |
| DIEBOLD NXDF INC | 253651103 | COM | 301,443 | $428,048 | dollars as filed | |
| EHEALTH INC | 28238P109 | COM | 88,160 | $426,695 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 500,000 | $426,075 | dollars as filed | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 73,501 | $425,572 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 400,000 | $425,125 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 6,642 | $424,952 | dollars as filed | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 139,035 | $424,057 | dollars as filed | |
| NEURONETICS INC | 64131A105 | COM | 61,680 | $423,742 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 500,000 | $422,928 | dollars as filed | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 500,000 | $422,745 | dollars as filed | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 15,119 | $422,262 | dollars as filed | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 81,935 | $421,965 | dollars as filed | |
| STEVANATO GROUP S P A ORD SHS | T9224W109 | Stock | 23,415 | $420,768 | dollars as filed | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 283,108 | $419,000 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 115,743 | $418,989 | dollars as filed | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 18,780 | $418,746 | dollars as filed | |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 550,000 | $418,523 | dollars as filed | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 26,307 | $418,019 | dollars as filed | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 2,683 | $417,801 | dollars as filed | |
| JAKKS PAC INC | 47012E403 | COM NEW | 23,758 | $415,527 | dollars as filed | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 6,452 | $415,162 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 97,618 | $414,877 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 22,348 | $412,983 | dollars as filed | |
| Avantis US Equity ETF | 025072885 | SHS | 6,071 | $412,889 | dollars as filed | |
| LAKELAND INDS INC | 511795106 | COM | 30,960 | $411,768 | dollars as filed | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 36,110 | $411,654 | dollars as filed | |
| ENERFLEX LTD | 29269R105 | COM | 65,064 | $411,204 | dollars as filed | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 17,510 | $410,606 | dollars as filed | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 7,020 | $410,541 | dollars as filed | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 500,000 | $410,000 | dollars as filed | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 33,961 | $408,550 | dollars as filed | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 71,494 | $408,230 | dollars as filed | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 27,344 | $407,972 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 360,773 | $407,674 | dollars as filed | |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 500,000 | $407,565 | dollars as filed | |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 500,000 | $407,496 | dollars as filed | |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | 132061706 | ETF | 14,500 | $406,580 | dollars as filed | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 14,597 | $404,538 | dollars as filed | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 44,141 | $404,332 | dollars as filed | |
| CRICUT INC | 22658D100 | COM CL A | 43,369 | $402,030 | dollars as filed | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 52,316 | $401,785 | dollars as filed | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 550,000 | $400,971 | dollars as filed | |
| THE ARENA GROUP HOLDINGS INC | 040044109 | CMN | 37,750 | $400,528 | dollars as filed | |
| YELLOW CORP | 985510106 | COM | 159,146 | $399,455 | dollars as filed | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 400,000 | $396,436 | dollars as filed | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 170,000 | $396,083 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 340,990 | $395,549 | dollars as filed | |
| EASTERN CO | 276317104 | COM | 20,486 | $394,961 | dollars as filed | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 12,126 | $394,812 | dollars as filed | |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 500,000 | $394,375 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,859 | $392,208 | dollars as filed | |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 500,000 | $392,085 | dollars as filed | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 4,750 | $391,012 | dollars as filed | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 14,018 | $390,687 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 4,262 | $390,186 | dollars as filed | |
| NEOGAMES S A | L6673X107 | COM | 32,005 | $390,141 | dollars as filed | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 54,263 | $389,608 | dollars as filed | |
| VIEW INC | 92671V106 | COM | 403,582 | $389,416 | dollars as filed | |
| TRANSPHORM INC | 89386L100 | COM | 71,293 | $387,834 | dollars as filed | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 400,000 | $387,628 | dollars as filed | |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 240,000 | $386,243 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 357,598 | $386,206 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 53,850 | $386,101 | dollars as filed | |
| AFFIRM HLDGS INC | 00827BAB2 | NOTE 11/1 | 700,000 | $385,280 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 117,217 | $382,127 | dollars as filed | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 246,272 | $381,722 | dollars as filed | |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 500,000 | $381,328 | dollars as filed | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 43,874 | $380,826 | dollars as filed | |
| INNOVID CORP | 457679108 | COMMON STOCK | 222,527 | $380,522 | dollars as filed | |
| EMPIRE PETE CORP | 292034303 | COM | 30,789 | $378,705 | dollars as filed | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,334 | $378,545 | dollars as filed | |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 400,000 | $377,500 | dollars as filed | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 50,711 | $375,769 | dollars as filed | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 1,287,327 | $373,711 | dollars as filed | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 56,536 | $373,138 | dollars as filed | |
| Afya Ltd-Class A | G01125106 | COM | 23,861 | $372,709 | dollars as filed | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 134,549 | $372,701 | dollars as filed | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 15,690 | $372,638 | dollars as filed | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 9,196 | $372,510 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 7,991 | $371,962 | dollars as filed | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 400,000 | $369,000 | dollars as filed | |
| Ouster Inc | 68989M103 | COM | 427,564 | $368,988 | dollars as filed | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 11,604 | $368,078 | dollars as filed | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 4,939 | $367,995 | dollars as filed | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 35,499 | $367,410 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 72,284 | $367,203 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 48,099 | $366,513 | dollars as filed | |
| J JILL INC | 46620W201 | COMMON STOCK | 14,768 | $366,246 | dollars as filed | |
| Vanguard Materials ETF | 92204A801 | SHS | 2,151 | $366,121 | dollars as filed | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 50,471 | $365,914 | dollars as filed | |
| DLH HLDGS CORP | 23335Q100 | COM | 30,712 | $364,398 | dollars as filed | |
| ABSCI CORPORATION | 00091E109 | COM | 172,200 | $361,620 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 12,573 | $360,347 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 400,000 | $359,095 | dollars as filed | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 272,554 | $357,046 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 5,347 | $355,987 | dollars as filed | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 42,729 | $355,502 | dollars as filed | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 370,313 | $355,500 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 112,070 | $355,262 | dollars as filed | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 63,507 | $353,099 | dollars as filed | |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 46,369 | $352,405 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 400,000 | $351,988 | dollars as filed | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 400,000 | $351,979 | dollars as filed | |
| NERDY INC | 64081V109 | CL A COM | 156,183 | $351,412 | dollars as filed | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 21,654 | $349,925 | dollars as filed | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 29,290 | $349,723 | dollars as filed | |
| SNAP INC | 83304AAF3 | NOTE 5/0 | 500,000 | $349,523 | dollars as filed | |
| CAPITAL GROUP GBL GROWTH EQT | 14020X104 | SHS CREAT UNIT | 16,607 | $348,908 | dollars as filed | |
| Bluerock Private Real Estate F | 09631H100 | COM | 16,363 | $348,695 | dollars as filed | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 30,343 | $347,730 | dollars as filed | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 7,607 | $346,941 | dollars as filed | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 16,387 | $345,110 | dollars as filed | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 250,000 | $344,823 | dollars as filed | |
| 89BIO INC | 282559103 | COM | 27,083 | $344,767 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 400,000 | $343,828 | dollars as filed | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 350,000 | $343,438 | dollars as filed | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 12,534 | $343,432 | dollars as filed | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 10,266 | $343,282 | dollars as filed | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 32,695 | $342,970 | dollars as filed | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 51,585 | $342,009 | dollars as filed | |
| META MATERIALS INC | 59134N104 | COM | 286,178 | $340,552 | dollars as filed | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 14,180 | $340,455 | dollars as filed | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 169,175 | $340,042 | dollars as filed | |
| RALLYBIO CORP | 75120L100 | COM | 51,740 | $339,932 | dollars as filed | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 25,494 | $338,306 | dollars as filed | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 8,054 | $338,186 | dollars as filed | |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 53,122 | $335,731 | dollars as filed | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 910,819 | $333,815 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430388 | ACCESS EMNG MKTS | 8,362 | $333,644 | dollars as filed | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 400,000 | $332,855 | dollars as filed | |
| CERBERUS CYBER SENTINEL CORP | 15672X102 | COM | 130,388 | $332,489 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 2,139 | $331,791 | dollars as filed | |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 400,000 | $330,572 | dollars as filed | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 400,000 | $330,461 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 17,694 | $330,349 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 300,000 | $329,605 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 350,000 | $327,577 | dollars as filed | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 84,597 | $326,544 | dollars as filed | |
| TripAdvisor Inc | 896945AD4 | CONV | 400,000 | $326,269 | dollars as filed | |
| FOCUS UNVL INC | 34417J104 | COM | 50,842 | $325,898 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 3,437 | $324,796 | dollars as filed | |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 500,000 | $324,750 | dollars as filed | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 300,000 | $324,552 | dollars as filed | |
| PARTNERS BANCORP | 70213Q108 | COM | 36,529 | $323,645 | dollars as filed | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 62,345 | $322,948 | dollars as filed | |
| VELO3D INC | 92259N104 | COM | 179,375 | $321,081 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 265,206 | $320,899 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 300,000 | $320,838 | dollars as filed | |
| INOTIV INC | 45783Q100 | COM | 64,544 | $318,848 | dollars as filed | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 300,000 | $318,630 | dollars as filed | |
| BANDWIDTH INC | 05988JAD5 | NOTE 0.500% 4/0 | 500,000 | $316,875 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 6,400 | $316,544 | dollars as filed | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 400,000 | $315,242 | dollars as filed | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,721 | $314,256 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 111,325 | $313,937 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 61,819 | $311,568 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 4,181 | $310,286 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 6,020 | $310,271 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 112,516 | $309,420 | dollars as filed | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 60,256 | $309,114 | dollars as filed | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 108,013 | $307,837 | dollars as filed | |
| VOLTA INC | 92873V102 | COM CL A | 864,937 | $307,399 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 6,346 | $307,344 | dollars as filed | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 36,460 | $306,629 | dollars as filed | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,933 | $304,542 | dollars as filed | |
| Anglogold Ashanti Plc | 035128206 | Common | 15,674 | $304,390 | dollars as filed | |
| TRAVELZOO | 89421Q205 | CMN | 68,401 | $304,385 | dollars as filed | |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 300,000 | $303,696 | dollars as filed | |
| CASA SYS INC | 14713L102 | COM | 109,905 | $300,041 | dollars as filed | |
| CAPITAL GROUP DIVIDEND VALUE | 14020W106 | SHS CREAT UNIT | 12,659 | $298,617 | dollars as filed | |
| EXPAND ENERGY CORPORATION | 165167164 | *W EXP 02/09/202 | 3,544 | $298,405 | dollars as filed | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 161,904 | $297,904 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 442,663 | $297,425 | dollars as filed | |
| iShares Global 100 ETF | 464287572 | SHS | 4,643 | $297,384 | dollars as filed | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 17,345 | $297,119 | dollars as filed | |
| PFSWEB INC | 717098206 | COM | 48,299 | $297,039 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 300,000 | $296,490 | dollars as filed | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 8,099 | $296,334 | dollars as filed | |
| SUNNOVA ENERGY INTL INC. | 86745KAF1 | NOTE 0.250%12/0 | 400,000 | $296,000 | dollars as filed | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 73,406 | $295,093 | dollars as filed | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 300,000 | $294,555 | dollars as filed | |
| AN2 THERAPEUTICS INC | 037326105 | COM | 30,860 | $294,096 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 300,000 | $293,222 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 300,000 | $292,454 | dollars as filed | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 144,351 | $291,588 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAC2 | NOTE 3.500% 2/1 | 300,000 | $291,549 | dollars as filed | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 13,271 | $290,503 | dollars as filed | |
| TECNOGLASS INC | G87264100 | ORD SHS | 9,396 | $289,110 | dollars as filed | |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 500,000 | $288,860 | dollars as filed | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 12,639 | $288,168 | dollars as filed | |
| FREEDOM HOLDING CORP | 356390104 | COM | 4,940 | $287,607 | dollars as filed | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 3,636 | $286,900 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 300,000 | $285,391 | dollars as filed | |
| SOUTHERN STS BANCSHARES INC COM | 843878307 | Stock | 9,837 | $284,781 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 400,000 | $284,760 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 4,311 | $284,634 | dollars as filed | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 39,749 | $283,808 | dollars as filed | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 14,677 | $283,707 | dollars as filed | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 17,356 | $283,597 | dollars as filed | |
| GREENLIGHT BIOSCIENCES HOLDING | 39536G105 | Common Stock | 239,604 | $282,732 | dollars as filed | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 118,790 | $282,720 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 5,303 | $281,964 | dollars as filed | |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 300,000 | $280,456 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 150,000 | $280,211 | dollars as filed | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 80,048 | $280,169 | dollars as filed | |
| VBI VACCINES INC | 91822J103 | COM NEW | 714,748 | $279,538 | dollars as filed | |
| MONEYLION INC | 60938K106 | COM | 450,576 | $279,358 | dollars as filed | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 18,838 | $278,802 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 300,000 | $278,429 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 43,480 | $278,271 | dollars as filed | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 27,979 | $276,433 | dollars as filed | |
| ALTERYX INC | 02156BAD5 | BOND | 300,000 | $275,483 | dollars as filed | |
| VERA BRADLEY INC | 92335C106 | COM | 60,503 | $274,078 | dollars as filed | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 300,000 | $273,116 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 300,000 | $272,571 | dollars as filed | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 17,248 | $272,518 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 40,001 | $272,406 | dollars as filed | |
| ABACUS FCF ETF TR | 89628W609 | FLEX BD LEAD ETF | 13,310 | $272,389 | dollars as filed | |
| EVANS BANCORP INC | 29911Q208 | COM | 7,284 | $272,349 | dollars as filed | |
| LEE ENTERPRISES INC | 523768406 | COM | 14,667 | $272,220 | dollars as filed | |
| HELIOGEN INC | 42329E105 | COM | 387,680 | $270,679 | dollars as filed | |
| CAPITAL GROUP GROWTH ETF | 14020G101 | SHS CREAT UNIT | 13,565 | $270,490 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 300,000 | $267,768 | dollars as filed | |
| NOVOCURE LTD | 67011XAB9 | NOTE 11/0 | 300,000 | $267,717 | dollars as filed | |
| CELULARITY INC | 151190105 | COM | 207,169 | $267,248 | dollars as filed | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 261,139 | $266,361 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 250,000 | $265,828 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 22,992 | $265,560 | dollars as filed | |
| GUESS INC | 401617AD7 | BOND | 250,000 | $265,490 | dollars as filed | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 21,949 | $264,918 | dollars as filed | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 8,215 | $264,756 | dollars as filed | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 175,261 | $262,892 | dollars as filed | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 300,000 | $262,110 | dollars as filed | |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 300,000 | $261,375 | dollars as filed | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 2,168 | $261,309 | dollars as filed | |
| CALLAWAY GOLF CO | 131193AE4 | NOTE 2.750% 5/0 | 200,000 | $261,303 | dollars as filed | |
| BOX INC | 10316TAB0 | NOTE 1/1 | 200,000 | $261,295 | dollars as filed | |
| GREENHILL & CO INC COM | 395259104 | Stock | 25,356 | $259,898 | dollars as filed | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 300,000 | $258,998 | dollars as filed | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 48,783 | $258,550 | dollars as filed | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 34,066 | $257,539 | dollars as filed | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 13,099 | $257,395 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,677 | $257,129 | dollars as filed | |
| CHICAGO ATLANTIC REAL ESTATE F COM | 167239102 | REIT | 17,059 | $257,079 | dollars as filed | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 68,905 | $256,327 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 6,539 | $254,956 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 36,428 | $254,629 | dollars as filed | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 6,538 | $254,459 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 300,000 | $253,730 | dollars as filed | |
| CYXTERA TECHNOLOGIES INC | 23284C102 | COMMON STOCK | 131,360 | $252,211 | dollars as filed | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 250,000 | $250,940 | dollars as filed | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 300,000 | $249,898 | dollars as filed | |
| KRANESHARES TRUST | 500767678 | INDX FD | 6,845 | $249,643 | dollars as filed | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 39,723 | $249,063 | dollars as filed | |
| JAMF HLDG CORP | 47074LAB1 | NOTE 0.125% 9/0 | 300,000 | $249,020 | dollars as filed | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 250,000 | $248,875 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 300,000 | $248,723 | dollars as filed | |
| INFINERA CORP | 45667GAF0 | CNV | 200,000 | $248,492 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 250,000 | $248,460 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 200,000 | $248,310 | dollars as filed | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 11,395 | $248,076 | dollars as filed | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 300,000 | $246,919 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 10,960 | $246,471 | dollars as filed | |
| MEDICINOVA INC | 58468P206 | COM NEW | 120,200 | $246,410 | dollars as filed | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 250,000 | $245,905 | dollars as filed | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 56,716 | $245,581 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 58,003 | $245,353 | dollars as filed | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 34,206 | $245,257 | dollars as filed | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 9,179 | $243,158 | dollars as filed | |
| CI FINL CORP | 125491100 | COM | 24,236 | $242,115 | dollars as filed | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 134,459 | $242,027 | dollars as filed | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 25,021 | $241,453 | dollars as filed | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 4,429 | $241,206 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 451,441 | $240,212 | dollars as filed | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 48,265 | $239,392 | dollars as filed | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 25,741 | $238,104 | dollars as filed | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 3,296 | $238,103 | dollars as filed | |
| LATCH ORD | 51818V106 | COMMON STOCK | 334,910 | $237,752 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 20,072 | $237,452 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 9,573 | $237,315 | dollars as filed | |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 300,000 | $237,251 | dollars as filed | |
| THORNE HEALTHTECH INC | 885260109 | COM | 65,151 | $236,498 | dollars as filed | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 7,165 | $236,445 | dollars as filed | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 4,443 | $236,078 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,661 | $235,550 | dollars as filed | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 20,328 | $233,770 | dollars as filed | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 65,620 | $232,951 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 275,729 | $232,301 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 907 | $232,027 | dollars as filed | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 200,000 | $232,000 | dollars as filed | |
| LOCAL BOUNTI CORP | 53960E106 | COM | 166,889 | $231,975 | dollars as filed | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 400,000 | $229,840 | dollars as filed | |
| PEAR THERAPEUTICS INC | 704723105 | COM | 194,401 | $229,393 | dollars as filed | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 11,162 | $228,820 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 144,594 | $228,458 | dollars as filed | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 200,000 | $228,053 | dollars as filed | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 863,269 | $227,730 | dollars as filed | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 3,512 | $227,288 | dollars as filed | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 250,000 | $226,230 | dollars as filed | |
| UPWORK INC | 91688FAB0 | NOTE 0.250% 8/1 | 300,000 | $225,733 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 3,038 | $225,536 | dollars as filed | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 4,045 | $224,759 | dollars as filed | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 16,320 | $224,721 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 10,070 | $222,839 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 4,232 | $222,592 | dollars as filed | |
| EARGO INC | 270087109 | COM | 387,110 | $222,588 | dollars as filed | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 78,872 | $222,419 | dollars as filed | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 300,000 | $222,294 | dollars as filed | |
| PC TEL INC | 69325Q105 | COM | 51,446 | $221,218 | dollars as filed | |
| LOYALTY VENTURES INC | 54911Q107 | COMMON STOCK | 91,629 | $220,826 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,571 | $219,990 | dollars as filed | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 54,761 | $219,044 | dollars as filed | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 12,283 | $218,760 | dollars as filed | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 3,706 | $218,691 | dollars as filed | |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 43,493 | $216,595 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 60,659 | $216,553 | dollars as filed | |
| KRONOS BIO INC | 50107A104 | COM | 133,477 | $216,233 | dollars as filed | |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 491,016 | $216,047 | dollars as filed | |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 26,760 | $214,348 | dollars as filed | |
| CAPITAL GROUP INTL FOCUS EQT | 14019W109 | SHS CREAT UNIT | 10,284 | $214,205 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 45,479 | $214,204 | dollars as filed | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 10,382 | $214,181 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 200,000 | $214,020 | dollars as filed | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 50,690 | $213,910 | dollars as filed | |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 250,000 | $213,352 | dollars as filed | |
| SK TELECOM CO LTD SPONSORED ADR | 78440P306 | ADR | 10,360 | $213,306 | dollars as filed | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,069 | $212,797 | dollars as filed | |
| IMARA INC | 45249V107 | COM | 52,027 | $212,790 | dollars as filed | |
| SECUREWORKS CORP | 81374A105 | CL A | 33,295 | $212,755 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 52,246 | $212,641 | dollars as filed | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 136,776 | $212,003 | dollars as filed | |
| ADITXT INC | 007025505 | COM NEW | 183,612 | $211,998 | dollars as filed | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 200,000 | $211,297 | dollars as filed | |
| FREIGHTCAR AMER INC | 357023100 | COM | 65,702 | $210,245 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 35,297 | $210,017 | dollars as filed | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 10,498 | $209,957 | dollars as filed | |
| ARQ INC | 00770C101 | COM | 86,368 | $209,874 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 200,000 | $209,152 | dollars as filed | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 125,000 | $208,613 | dollars as filed | |
| EVENTBRITE INC | 29975EAD1 | NOTE 0.750% 9/1 | 300,000 | $207,832 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 3,178 | $207,665 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 204,229 | $206,271 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 40,551 | $205,594 | dollars as filed | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 140,000 | $205,531 | dollars as filed | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 1,691 | $205,066 | dollars as filed | |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 200,000 | $204,847 | dollars as filed | |
| LULUS FASHION LOUNGE HOLDING | 55003A108 | COM | 81,252 | $203,942 | dollars as filed | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 997 | $202,133 | dollars as filed | |
| CHEFS WHSE INC | 163086AB7 | BOND | 200,000 | $201,600 | dollars as filed | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 39,099 | $201,360 | dollars as filed | |
| SMART GLOBAL HLDGS INC | 83205YAB0 | BOND | 200,000 | $201,047 | dollars as filed | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 200,000 | $198,750 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 84,280 | $198,058 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 39,306 | $197,709 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 95,899 | $197,552 | dollars as filed | |
| ROYAL CARIBBEAN GROUP | 780153BF8 | NOTE 2.875%11/1 | 200,000 | $196,599 | dollars as filed | |
| NUVASIVE INC | 670704AL9 | BOND | 200,000 | $196,250 | dollars as filed | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 200,000 | $195,970 | dollars as filed | |
| XBIOTECH INC | 98400H102 | COM | 55,693 | $195,482 | dollars as filed | |
| DOMA HOLDINGS INC | 25703A104 | COM | 431,267 | $195,321 | dollars as filed | |
| ANNEXON INC | 03589W102 | COM | 37,667 | $194,738 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 17,228 | $193,987 | dollars as filed | |
| KARAT PACKAGING INC | 48563L101 | COM | 13,473 | $193,607 | dollars as filed | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 66,908 | $193,364 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 61,385 | $193,363 | dollars as filed | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 13,485 | $192,970 | dollars as filed | |
| MAGNITE INC | 55955DAB6 | NOTE 0.250% 3/1 | 250,000 | $192,604 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 443,870 | $192,551 | dollars as filed | |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 200,000 | $191,502 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 36,166 | $190,233 | dollars as filed | |
| MICROSTRATEGY INC | 594972AC5 | NOTE 0.750%12/1 | 400,000 | $189,744 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 71,583 | $189,695 | dollars as filed | |
| TATTOOED CHEF INC | 87663X102 | COM | 151,647 | $186,526 | dollars as filed | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 150,000 | $185,463 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 200,000 | $185,344 | dollars as filed | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 200,000 | $185,292 | dollars as filed | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 200,000 | $183,500 | dollars as filed | |
| AYRO INC | 054748108 | COM | 478,607 | $183,163 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 135,466 | $181,524 | dollars as filed | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 19,803 | $181,198 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-23-000032 | this filing | 2023-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-23-000045 | added | 2023-04-28 | acceptance time not in the bulk data set |