13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 4,544 holding rows worth $411,964,600,000.
- Accession
- 0001390777-22-000102
- Filer
- CIK 1390777
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A combination report, 27,584 entries on the cover page, a total value of $411,964,600,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $411,964,600,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCENTERSQUARE INVESTMENT MANAGEMENT LLC028-18741
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerNeuberger Berman Group LLC028-13573
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerMellon Investments Corporation 028-02900
- included managerBNY Mellon Investment Adviser, Inc. 028-00127
- included managerNewton Investment Management Limited 028-04797
- included managerBNY Mellon Securities Corporation 028-18785
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerLockwood Advisors, Inc. 028-11769
- included managerInsight Investment Management (Global) Limited 028-18887
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerEAM Investors, LLC 028-14070
- included managerGeneva Capital Management LLC 028-03935
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerBoston Partners Global Investors, Inc. 028-12484
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerBNY Mellon Investment Management Cayman Ltd. 028-17546
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerInsight North America LLC 028-21789
- included managerRedwood Investments, LLC 028-12234
- included managerNationwide Fund Advisors 028-05161
- included managerAlaska Permanent Fund Corporation 028-20231
- included managerBNY Mellon Investor Solutions, LLC 028-22390
- included managerHeartland Advisors, Inc. 028-04131
- included managerNewton Investment Management North America, LLC 028-21404
- included managerAlcentra Limited 028-21788
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 57,957 | $573,000 | thousands by filing date | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 500,000 | $573,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 166,934 | $571,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 21,058 | $570,000 | thousands by filing date | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 66,237 | $569,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 93,896 | $565,000 | thousands by filing date | |
| HELLO GROUP INC ADS | 423403104 | ADR | 121,829 | $563,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 145,435 | $563,000 | thousands by filing date | |
| VOLTA INC | 92873V102 | COM CL A | 465,584 | $563,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 67,184 | $561,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 63,612 | $561,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 39,206 | $556,000 | thousands by filing date | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 750,000 | $555,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 413,582 | $554,000 | thousands by filing date | |
| TWITTER INC | 90184LAN2 | NOTE 3/1 | 600,000 | $552,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043AB6 | NOTE 12/0 | 500,000 | $551,000 | thousands by filing date | |
| INVIVYD INC | 00534A102 | COMMON STOCK | 175,499 | $549,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 3,856 | $548,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 800,000 | $547,000 | thousands by filing date | |
| CONVEY HEALTH SOLUTIONS HLDG | 21258C108 | CMN | 52,035 | $547,000 | thousands by filing date | |
| ABSCI CORPORATION | 00091E109 | COM | 174,245 | $546,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 12,641 | $546,000 | thousands by filing date | |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 240,000 | $544,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 302,685 | $542,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 218,876 | $541,000 | thousands by filing date | |
| ADASINA SOCIAL JUSTICE ALL CAP GLOBAL ETF | 886364876 | UIT EXCHANGE TRADED | 40,250 | $541,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 28,627 | $540,000 | thousands by filing date | |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 148,196 | $537,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 180,803 | $537,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 49,801 | $536,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 22,858 | $535,000 | thousands by filing date | |
| INNOVID CORP | 457679108 | COMMON STOCK | 197,455 | $535,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 6,081 | $533,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 276,367 | $533,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AS4 | NOTE 5/0 | 400,000 | $530,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 20,432 | $528,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 68,810 | $526,000 | thousands by filing date | |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 800,000 | $526,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 98,811 | $523,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 564,188 | $523,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 9,770 | $522,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 71,772 | $520,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 5,197 | $519,000 | thousands by filing date | |
| CYXTERA TECHNOLOGIES INC | 23284C102 | COMMON STOCK | 126,660 | $517,000 | thousands by filing date | |
| USERTESTING INC | 91734E101 | COM | 131,911 | $517,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 27,097 | $516,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 4,909 | $515,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 728,351 | $514,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 11,323 | $510,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 500,000 | $509,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 84,656 | $508,000 | thousands by filing date | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 239,161 | $507,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 12,135 | $507,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 26,640 | $507,000 | thousands by filing date | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 554,000 | $506,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 31,055 | $505,000 | thousands by filing date | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 62,116 | $502,000 | thousands by filing date | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 49,463 | $502,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181AAB3 | BOND | 650,000 | $500,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 500,000 | $499,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 16,351 | $496,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 76,766 | $495,000 | thousands by filing date | |
| GREENLIGHT BIOSCIENCES HOLDING | 39536G105 | Common Stock | 213,329 | $495,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 457,000 | $494,000 | thousands by filing date | |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 480,374 | $494,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 11,902 | $491,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 554,000 | $491,000 | thousands by filing date | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 136,284 | $490,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 24,807 | $490,000 | thousands by filing date | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 176,000 | $489,000 | thousands by filing date | |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 145,836 | $489,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 83,100 | $488,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 294,870 | $487,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 111,173 | $486,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 10,951 | $485,000 | thousands by filing date | |
| SNAP INC | 83304AAF3 | NOTE 5/0 | 700,000 | $485,000 | thousands by filing date | |
| FOCUS UNVL INC | 34417J104 | COM | 51,698 | $485,000 | thousands by filing date | |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 33,345 | $483,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 42,711 | $482,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 97,856 | $481,000 | thousands by filing date | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 550,000 | $480,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 13,937 | $478,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 13,718 | $477,000 | thousands by filing date | |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 400,000 | $477,000 | thousands by filing date | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 400,000 | $477,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 507,000 | $476,000 | thousands by filing date | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 95,088 | $475,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 57,683 | $475,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 14,551 | $471,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 34,329 | $470,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 39,924 | $470,000 | thousands by filing date | |
| WEAVE COMMUNICATIONS INC | 94724R108 | COM | 92,832 | $469,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 22,071 | $469,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 26,121 | $469,000 | thousands by filing date | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 1,430,628 | $469,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 7,397 | $468,000 | thousands by filing date | |
| DUTCH BROS INC | 26701L100 | CL A | 14,975 | $466,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 550,000 | $465,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 9,259 | $464,000 | thousands by filing date | |
| THE ARENA GROUP HOLDINGS INC | 040044109 | CMN | 35,465 | $464,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 64,480 | $464,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 13,438 | $463,000 | thousands by filing date | |
| Dimensional International Value ETF | 25434V807 | SHS | 17,890 | $461,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 500,000 | $460,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 461,000 | $459,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 9,618 | $458,000 | thousands by filing date | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 27,546 | $457,000 | thousands by filing date | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 500,000 | $456,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 76,555 | $455,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 5,412 | $454,000 | thousands by filing date | |
| 1Stdibs.Com Inc | 320551104 | COM | 71,948 | $453,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 5,695 | $452,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 23,278 | $450,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 175,632 | $450,000 | thousands by filing date | |
| FTC SOLAR INC | 30320C103 | COM | 152,102 | $450,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 450,000 | $450,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 82,200 | $447,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 106,311 | $447,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 607,000 | $447,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 133,537 | $447,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 22,973 | $445,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 19,038 | $445,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP | 780153BB7 | NOTE 4.250% 6/1 | 456,000 | $444,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 8,826 | $443,000 | thousands by filing date | |
| DAKOTA GOLD CORP | 46655E100 | COM | 145,170 | $443,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 50,464 | $443,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 73,497 | $443,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 12,274 | $442,000 | thousands by filing date | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 164,275 | $442,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 508,000 | $442,000 | thousands by filing date | |
| CELULARITY INC | 151190105 | COM | 191,134 | $442,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 293,593 | $441,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 62,544 | $441,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 38,092 | $440,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 18,280 | $439,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 79,651 | $438,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 11,558 | $437,000 | thousands by filing date | |
| TEADS HLDG CO | 69002R103 | COM | 119,658 | $437,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 357,907 | $437,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 503,000 | $436,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 19,246 | $436,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 59,011 | $435,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 8,588 | $434,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 18,627 | $434,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 220,687 | $434,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 28,886 | $433,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 24,605 | $433,000 | thousands by filing date | |
| ENETI INC | Y2294C107 | COM | 64,883 | $433,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 363,314 | $432,000 | thousands by filing date | |
| KARAT PACKAGING INC | 48563L101 | COM | 26,971 | $431,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 35,415 | $431,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 508,000 | $429,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 9,667 | $428,000 | thousands by filing date | |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 500,000 | $428,000 | thousands by filing date | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 672,215 | $428,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 24,493 | $425,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 420,000 | $425,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 500,000 | $425,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 356,000 | $424,000 | thousands by filing date | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 400,783 | $421,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 250,000 | $420,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 246,272 | $419,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 92,956 | $419,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 163,300 | $419,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 64,352 | $419,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 17,981 | $418,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 25,063 | $418,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 408,000 | $418,000 | thousands by filing date | |
| ISHARES TR | 46436E759 | COM | 8,913 | $415,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 18,973 | $414,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 15,057 | $414,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 46,729 | $413,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 31,938 | $412,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 18,466 | $411,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 223,488 | $411,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 67,215 | $411,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 14,498 | $410,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 9,743 | $409,000 | thousands by filing date | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 33,880 | $409,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 400,000 | $409,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 11,179 | $409,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 45,318 | $408,000 | thousands by filing date | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 400,000 | $408,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 17,783 | $407,000 | thousands by filing date | |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 500,000 | $406,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 42,135 | $403,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 25,620 | $403,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 114,277 | $402,000 | thousands by filing date | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 86,512 | $401,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 99,408 | $401,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 416,774 | $401,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 15,500 | $400,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 21,040 | $400,000 | thousands by filing date | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 370,313 | $400,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 68,655 | $400,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 31,135 | $398,000 | thousands by filing date | |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 550,000 | $398,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 504,000 | $398,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 8,371 | $397,000 | thousands by filing date | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 81,259 | $397,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 68,597 | $397,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 550,000 | $396,000 | thousands by filing date | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 500,000 | $395,000 | thousands by filing date | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 214,440 | $394,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 400,000 | $393,000 | thousands by filing date | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 500,000 | $392,000 | thousands by filing date | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 14,495 | $388,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 500,000 | $388,000 | thousands by filing date | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 406,000 | $388,000 | thousands by filing date | |
| AVALARA INC | 05338GAB2 | NOTE 0.250% 8/0 | 400,000 | $388,000 | thousands by filing date | |
| MONEYLION INC | 60938K106 | COM | 433,493 | $387,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 400,000 | $385,000 | thousands by filing date | |
| ROIVANT SCIENCES LTD | G76279101 | SHS | 119,063 | $384,000 | thousands by filing date | |
| CERBERUS CYBER SENTINEL CORP | 15672X102 | COM | 130,388 | $384,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 7,807 | $383,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 6,642 | $383,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 37,373 | $382,000 | thousands by filing date | |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 500,000 | $382,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 14,103 | $382,000 | thousands by filing date | |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 500,000 | $381,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 85,277 | $378,000 | thousands by filing date | |
| SOUTHERN STS BANCSHARES INC COM | 843878307 | Stock | 13,881 | $378,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 62,564 | $377,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 16,382 | $377,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 59,697 | $377,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 7,721 | $375,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 400,000 | $375,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 18,728 | $374,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 6,973 | $374,000 | thousands by filing date | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 149,558 | $374,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 28,912 | $373,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 46,220 | $372,000 | thousands by filing date | |
| LOCAL BOUNTI CORP | 53960E106 | COM | 131,206 | $372,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 41,793 | $371,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167172 | *W EXP 02/09/202 | 4,826 | $369,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 4,859 | $368,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 350,000 | $368,000 | thousands by filing date | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 27,985 | $367,000 | thousands by filing date | |
| DOUBLELINE ETF TRUST | 25861R105 | OPPO CORE BD ETF | 8,000 | $365,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 595,290 | $364,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 44,886 | $363,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 12,757 | $362,000 | thousands by filing date | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 400,000 | $362,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 11,750 | $361,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 37,849 | $360,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 159,300 | $360,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 4,714 | $358,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 91,735 | $358,000 | thousands by filing date | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 408,000 | $358,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 8,373 | $357,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 3,874 | $354,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 66,222 | $354,000 | thousands by filing date | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 300,000 | $352,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 356,000 | $350,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,672 | $349,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 12,924 | $348,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 350,000 | $347,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 15,836 | $345,000 | thousands by filing date | |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 39,250 | $345,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 400,000 | $342,000 | thousands by filing date | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 400,000 | $342,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 300,000 | $342,000 | thousands by filing date | |
| PEAR THERAPEUTICS INC | 704723105 | COM | 167,851 | $342,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 25,494 | $341,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167164 | *W EXP 02/09/202 | 4,344 | $341,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 300,000 | $340,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 350,000 | $340,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 144,700 | $339,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 81,354 | $339,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 124,261 | $338,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 98,514 | $338,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 400,000 | $337,000 | thousands by filing date | |
| EMPIRE PETE CORP | 292034303 | COM | 25,546 | $336,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 32,695 | $335,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 21,768 | $335,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 400,000 | $335,000 | thousands by filing date | |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 400,000 | $335,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415FAB0 | BOND | 200,000 | $334,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 13,771 | $332,000 | thousands by filing date | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 26,752 | $332,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 197,902 | $330,000 | thousands by filing date | |
| NERDY INC | 64081V109 | CL A COM | 156,183 | $330,000 | thousands by filing date | |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 500,000 | $330,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 5,646 | $329,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 2,186 | $328,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 5,185 | $326,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 109,796 | $326,000 | thousands by filing date | |
| TripAdvisor Inc | 896945AD4 | CONV | 400,000 | $325,000 | thousands by filing date | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 117,135 | $325,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 506,000 | $323,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 50,533 | $323,000 | thousands by filing date | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 114,313 | $322,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 11,345 | $322,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 13,856 | $321,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,268 | $321,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 6,778 | $321,000 | thousands by filing date | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 28,577 | $320,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 191,532 | $320,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 66,947 | $319,000 | thousands by filing date | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 72,186 | $318,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 6,444 | $318,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 23,446 | $318,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 3,660 | $317,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 350,000 | $317,000 | thousands by filing date | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 359,000 | $316,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 10,173 | $314,000 | thousands by filing date | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 64,452 | $314,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 20,570 | $314,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 54,761 | $314,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 300,000 | $314,000 | thousands by filing date | |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 400,000 | $313,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAC2 | NOTE 3.500% 2/1 | 300,000 | $313,000 | thousands by filing date | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 13,638 | $311,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 250,000 | $311,000 | thousands by filing date | |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 400,000 | $310,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 91,312 | $310,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 209,333 | $309,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 94,867 | $308,000 | thousands by filing date | |
| THORNE HEALTHTECH INC | 885260109 | COM | 65,222 | $308,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 43,874 | $307,000 | thousands by filing date | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 400,000 | $307,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 116,378 | $307,000 | thousands by filing date | |
| SCIENCE 37 HOLDINGS INC | 808644108 | COM | 190,824 | $307,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 14,058 | $306,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 11,700 | $306,000 | thousands by filing date | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 400,000 | $305,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 68,505 | $305,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 6,164 | $304,000 | thousands by filing date | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 18,586 | $302,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 299,168 | $302,000 | thousands by filing date | |
| BANDWIDTH INC | 05988JAD5 | NOTE 0.500% 4/0 | 500,000 | $301,000 | thousands by filing date | |
| MICROSTRATEGY INC | 594972AC5 | NOTE 0.750%12/1 | 400,000 | $301,000 | thousands by filing date | |
| TRANSPHORM INC | 89386L100 | COM | 59,922 | $301,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 300,000 | $299,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 17,647 | $299,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 300,000 | $299,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 56,536 | $298,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 2,138 | $297,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 39,556 | $297,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 12,895 | $296,000 | thousands by filing date | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 63,950 | $295,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 11,867 | $294,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 300,000 | $294,000 | thousands by filing date | |
| LATCH ORD | 51818V106 | COMMON STOCK | 307,009 | $293,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 23,353 | $292,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 6,298 | $291,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W609 | FLEX BD LEAD ETF | 13,942 | $291,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 3,186 | $290,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 38,122 | $290,000 | thousands by filing date | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 93,742 | $290,000 | thousands by filing date | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 4,375 | $289,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 8,847 | $289,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 7,887 | $289,000 | thousands by filing date | |
| PLUG PWR INC | 72919PAD5 | NOTE 3.750% 6/0 | 50,000 | $288,000 | thousands by filing date | |
| IVANHOE ELECTRIC INC US | 46578C108 | COMMON STOCK | 34,813 | $287,000 | thousands by filing date | |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 300,000 | $287,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 300,000 | $286,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 74,205 | $285,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 104,144 | $284,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C509 | ISHA US AWAR ETF | 7,112 | $284,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 261,139 | $284,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 482,246 | $284,000 | thousands by filing date | |
| ALTERYX INC | 02156BAF0 | BOND | 350,000 | $284,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 11,991 | $280,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 4,157 | $279,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 39,750 | $279,000 | thousands by filing date | |
| ARTERIS INC | 04302A104 | COM | 41,650 | $277,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 4,642 | $276,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 6,021 | $276,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 300,000 | $276,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 300,000 | $276,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 300,000 | $276,000 | thousands by filing date | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 62,322 | $274,000 | thousands by filing date | |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 53,431 | $274,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 140,858 | $273,000 | thousands by filing date | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 123,881 | $273,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 300,000 | $273,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 451,441 | $273,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 25,021 | $272,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 90,012 | $271,000 | thousands by filing date | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 18,233 | $271,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 300,000 | $271,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 20,071 | $270,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 118,790 | $269,000 | thousands by filing date | |
| NOVOCURE LTD | 67011XAB9 | NOTE 11/0 | 300,000 | $268,000 | thousands by filing date | |
| CHICAGO ATLANTIC REAL ESTATE F COM | 167239102 | REIT | 18,528 | $267,000 | thousands by filing date | |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 48,347 | $267,000 | thousands by filing date | |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 250,000 | $266,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 47,096 | $265,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 307,000 | $265,000 | thousands by filing date | |
| PEPGEN INC COM | 713317105 | Stock | 28,975 | $263,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 123,683 | $263,000 | thousands by filing date | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 300,000 | $262,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193AE4 | NOTE 2.750% 5/0 | 200,000 | $262,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 13,157 | $261,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 120,248 | $261,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 30,651 | $260,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 9,415 | $260,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 150,000 | $260,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 2,168 | $259,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 8,980 | $259,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 68,979 | $259,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 135,466 | $259,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 300,000 | $259,000 | thousands by filing date | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 300,000 | $258,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 3,635 | $258,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 3,084 | $257,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 5,229 | $255,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 13,693 | $254,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 4,141 | $254,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 24,850 | $254,000 | thousands by filing date | |
| ROCKLEY PHOTONICS HLDGS LTD | G7614L109 | COM | 357,864 | $254,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 4,310 | $252,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 400,000 | $252,000 | thousands by filing date | |
| SOLO BRANDS INC | 83425V104 | COM CL A | 66,200 | $252,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 250,000 | $251,000 | thousands by filing date | |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 43,144 | $250,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,763 | $249,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 205,000 | $249,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 44,141 | $248,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 17,990 | $248,000 | thousands by filing date | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 300,000 | $248,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 989 | $247,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 66,163 | $247,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 25,448 | $246,000 | thousands by filing date | |
| JAMF HLDG CORP | 47074LAB1 | NOTE 0.125% 9/0 | 300,000 | $245,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 11,169 | $244,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 17,338 | $243,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 55,866 | $243,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 19,497 | $243,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 250,000 | $243,000 | thousands by filing date | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 300,000 | $243,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 300,000 | $241,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 10,444 | $240,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 38,735 | $240,000 | thousands by filing date | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 300,000 | $240,000 | thousands by filing date | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 127,236 | $239,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 7,830 | $239,000 | thousands by filing date | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 50,583 | $239,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 139,696 | $239,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 22,969 | $238,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 4,785 | $238,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 10,959 | $238,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 200,000 | $238,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 7,574 | $237,000 | thousands by filing date | |
| AN2 THERAPEUTICS INC | 037326105 | COM | 13,581 | $236,000 | thousands by filing date | |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 195,236 | $236,000 | thousands by filing date | |
| GUESS INC | 401617AD7 | BOND | 250,000 | $236,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 68,590 | $234,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 34,993 | $232,000 | thousands by filing date | |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 300,000 | $232,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 30,775 | $231,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 2,029 | $230,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3,662 | $229,000 | thousands by filing date | |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 200,000 | $229,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 184,366 | $229,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 13,012 | $228,000 | thousands by filing date | |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 200,000 | $228,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 34,073 | $228,000 | thousands by filing date | |
| HUMACYTE INC | 44486Q103 | COM | 69,776 | $227,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 206,000 | $227,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 4,044 | $226,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 4,416 | $226,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 3,327 | $226,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 10,705 | $225,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,571 | $224,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,804 | $224,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 15,416 | $224,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 76,045 | $224,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 61,238 | $224,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 34,206 | $223,000 | thousands by filing date | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 250,000 | $222,000 | thousands by filing date | |
| UPWORK INC | 91688FAB0 | NOTE 0.250% 8/1 | 300,000 | $221,000 | thousands by filing date | |
| BOX INC | 10316TAB0 | NOTE 1/1 | 200,000 | $221,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 40,426 | $221,000 | thousands by filing date | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 75,940 | $220,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,473 | $219,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 26,586 | $219,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 4,796 | $218,000 | thousands by filing date | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 300,000 | $218,000 | thousands by filing date | |
| SK TELECOM CO LTD SPONSORED ADR | 78440P306 | ADR | 11,288 | $217,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 6,495 | $217,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 24,641 | $216,000 | thousands by filing date | |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 300,000 | $216,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 12,513 | $215,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 37,581 | $215,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 45,592 | $213,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 21,115 | $212,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 2,913 | $211,000 | thousands by filing date | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 167,169 | $210,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 179 | $210,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 30,000 | $210,000 | thousands by filing date | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 250,000 | $210,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | 83205YAB0 | BOND | 200,000 | $209,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 51,003 | $208,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 9,573 | $208,000 | thousands by filing date | |
| EVENTBRITE INC | 29975EAD1 | NOTE 0.750% 9/1 | 300,000 | $208,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 131,000 | $207,000 | thousands by filing date | |
| EMBARK TECHNOLOGY INC | 29079J202 | COM NEW | 27,940 | $207,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 3,486 | $206,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-22-000102 | this filing | 2022-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-22-000118 | added | 2022-12-08 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-23-000044 | added | 2023-04-28 | acceptance time not in the bulk data set |