13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-11, with 4,652 holding rows worth $516,073,508,000.
- Accession
- 0001390777-22-000053
- Filer
- CIK 1390777
- Filed
- 2022-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A combination report, 27,469 entries on the cover page, a total value of $516,073,508,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $516,073,508,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCENTERSQUARE INVESTMENT MANAGEMENT LLC028-18741
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerNeuberger Berman Group LLC028-13573
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerMellon Investments Corporation 028-02900
- included managerBNY Mellon Investment Adviser, Inc. 028-00127
- included managerNewton Investment Management Limited 028-04797
- included managerBNY Mellon Securities Corporation 028-18785
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerLockwood Advisors, Inc. 028-11769
- included managerInsight Investment Management (Global) Limited 028-18887
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerEAM Investors, LLC 028-14070
- included managerGeneva Capital Management LLC 028-03935
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerBoston Partners Global Investors, Inc. 028-12484
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerBNY Mellon Investment Management Cayman Ltd. 028-17546
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerInsight North America LLC 028-21789
- included managerRedwood Investments, LLC 028-12234
- included managerNationwide Fund Advisors 028-05161
- included managerAlaska Permanent Fund Corporation 028-20231
- included managerBNY Mellon Investor Solutions, LLC 028-22390
- included managerHeartland Advisors, Inc. 028-04131
- included managerNewton Investment Management North America, LLC 028-21404
- included managerAlcentra Limited 028-21788
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NOODLES & CO | 65540B105 | COM CL A | 121,153 | $724,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 18,129 | $724,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 27,047 | $723,000 | thousands by filing date | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 550,000 | $723,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 3,638 | $720,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 58,907 | $720,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 12,617 | $719,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 135,466 | $715,000 | thousands by filing date | |
| TOASTINCCLASSCLASSA | 888787108 | STOK | 32,873 | $714,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 15,463 | $714,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 4,673 | $713,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 37,244 | $712,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 12,493 | $708,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 62,999 | $706,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 800,000 | $702,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 45,735 | $701,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 36,572 | $696,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 21,740 | $695,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 425,000 | $694,000 | thousands by filing date | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 46,982 | $693,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 125,883 | $690,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 179,111 | $688,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 33,000 | $683,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 17,837 | $683,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 6,380 | $681,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 78,874 | $681,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 369,994 | $681,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 21,161 | $679,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 800,000 | $679,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 379,314 | $679,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 267,626 | $677,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 700,000 | $676,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 15,109 | $675,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 600,000 | $675,000 | thousands by filing date | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 550,000 | $674,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 44,313 | $674,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 265,152 | $674,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 318,591 | $672,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 141,176 | $671,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 37,308 | $670,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 101,007 | $668,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 64,235 | $665,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 19,583 | $663,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 95,391 | $662,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 72,720 | $662,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 443,996 | $661,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 27,167 | $661,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 550,000 | $661,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 10,076 | $660,000 | thousands by filing date | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 46,001 | $660,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 136,930 | $660,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 6,802 | $659,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 159,854 | $658,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 15,502 | $656,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 100,364 | $656,000 | thousands by filing date | |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 42,327 | $654,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 157,941 | $651,000 | thousands by filing date | |
| Hippo Holdings, Inc. (HIPO) | 433539103 | Common Stocks | 326,732 | $650,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 9,087 | $649,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 506,941 | $649,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 253,729 | $649,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 490,000 | $646,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 48,699 | $645,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 222,863 | $644,000 | thousands by filing date | |
| TEADS HLDG CO | 69002R103 | COM | 59,671 | $641,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 27,115 | $640,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 496,150 | $640,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 510,540 | $639,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 19,228 | $636,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 73,070 | $636,000 | thousands by filing date | |
| NUVALENT INC COM | 670703107 | Stock | 45,656 | $634,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 282,877 | $634,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 72,265 | $634,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F843 | MACK MU INSD ETF | 24,790 | $634,000 | thousands by filing date | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 19,106 | $633,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 410,895 | $633,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 22,076 | $631,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 190,629 | $631,000 | thousands by filing date | |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 31,452 | $631,000 | thousands by filing date | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 54,512 | $630,000 | thousands by filing date | |
| Coupa Software | 22266LAF3 | CONV BOND | 750,000 | $630,000 | thousands by filing date | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 700,000 | $628,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 37,981 | $628,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 20,773 | $625,000 | thousands by filing date | |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 500,000 | $623,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 94,066 | $621,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 5,386 | $618,000 | thousands by filing date | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 62,765 | $617,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 600,000 | $617,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 194,356 | $616,000 | thousands by filing date | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 82,811 | $616,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 54,105 | $615,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 157,597 | $615,000 | thousands by filing date | |
| HELIOGEN INC | 42329E105 | COM | 116,926 | $615,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 35,000 | $614,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 14,654 | $612,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 26,764 | $612,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 6,747 | $611,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 18,045 | $611,000 | thousands by filing date | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 750,000 | $610,000 | thousands by filing date | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 51,226 | $609,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 500,000 | $609,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 210,976 | $608,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 6,622 | $606,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 27,540 | $606,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 84,070 | $602,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 69,615 | $602,000 | thousands by filing date | |
| Dimensional International Value ETF | 25434V807 | SHS | 17,940 | $601,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 75,817 | $595,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 284,610 | $595,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 88,087 | $594,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 332,411 | $592,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 288,339 | $591,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 110,440 | $590,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP | 780153BB7 | NOTE 4.250% 6/1 | 450,000 | $590,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 18,278 | $589,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 549,816 | $588,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 67,486 | $588,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 65,712 | $587,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 8,523 | $586,000 | thousands by filing date | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 59,622 | $586,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 156,719 | $585,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 28,607 | $585,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 126,145 | $585,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 65,814 | $583,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 450,000 | $583,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 116,431 | $580,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 7,367 | $576,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 540,000 | $576,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 10,950 | $573,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 187,415 | $573,000 | thousands by filing date | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 57,490 | $570,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 18,295 | $568,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 212,293 | $567,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 91,193 | $566,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 186,009 | $566,000 | thousands by filing date | |
| CINCOR PHARMA INC | 17240Y109 | COM | 32,210 | $565,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 17,618 | $564,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 86,070 | $564,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 183,068 | $564,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 11,148 | $563,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 14,550 | $559,000 | thousands by filing date | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 30,487 | $559,000 | thousands by filing date | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 34,835 | $558,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 22,201 | $553,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 73,940 | $553,000 | thousands by filing date | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 43,881 | $552,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 89,138 | $552,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 64,414 | $551,000 | thousands by filing date | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 400,000 | $551,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 13,624 | $551,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 41,627 | $550,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 11,739 | $548,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 500,000 | $548,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 16,671 | $547,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 23,473 | $547,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 226,617 | $547,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 47,825 | $547,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,979 | $545,000 | thousands by filing date | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 550,000 | $544,000 | thousands by filing date | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 500,000 | $544,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 127,084 | $543,000 | thousands by filing date | |
| FTC SOLAR INC | 30320C103 | COM | 109,835 | $542,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 71,993 | $541,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 180,424 | $540,000 | thousands by filing date | |
| DAVE INC | 23834J102 | CLASS A COM | 75,300 | $538,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 65,767 | $537,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 109,168 | $533,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 50,994 | $531,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 11,193 | $530,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 15,659 | $528,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 13,037 | $527,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 500,000 | $527,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 78,235 | $524,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 108,842 | $522,000 | thousands by filing date | |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 500,000 | $522,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 85,812 | $522,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 600,000 | $522,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 10,669 | $521,000 | thousands by filing date | |
| EMBARK TECHNOLOGY INC | 29079J103 | COM | 88,451 | $521,000 | thousands by filing date | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 109,215 | $520,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 124,445 | $519,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 10,384 | $518,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181AAB3 | BOND | 650,000 | $517,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 23,368 | $515,000 | thousands by filing date | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 7,061 | $515,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 121,948 | $514,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 9,613 | $513,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 73,299 | $513,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 33,996 | $513,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 16,114 | $512,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 500,000 | $512,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 18,511 | $511,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 61,528 | $511,000 | thousands by filing date | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 500,000 | $511,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 46,543 | $511,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 79,384 | $510,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 78,237 | $510,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 159,690 | $510,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 8,991 | $509,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 22,173 | $507,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 128,900 | $506,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 205,406 | $505,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 95,302 | $505,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 81,392 | $505,000 | thousands by filing date | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 36,464 | $504,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 804,141 | $504,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 500,000 | $503,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 500,000 | $503,000 | thousands by filing date | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 500,000 | $502,000 | thousands by filing date | |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 550,000 | $502,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 17,841 | $499,000 | thousands by filing date | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 400,000 | $498,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 450,000 | $497,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y103 | COM | 78,241 | $497,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 56,919 | $496,000 | thousands by filing date | |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 350,000 | $496,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 10,091 | $495,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 19,660 | $494,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 6,605 | $494,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 600,000 | $493,000 | thousands by filing date | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 500,000 | $492,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 7,400 | $491,000 | thousands by filing date | call |
| GENIE ENERGY LTD | 372284208 | CL B | 72,665 | $490,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 424,776 | $489,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 500,000 | $488,000 | thousands by filing date | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 500,000 | $486,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP | 780153BF8 | NOTE 2.875%11/1 | 400,000 | $485,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 17,253 | $484,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 350,000 | $483,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 295,907 | $483,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 8,087 | $482,000 | thousands by filing date | |
| RXSIGHT INC | 78349D107 | COM | 38,663 | $479,000 | thousands by filing date | |
| LIVEPERSON INC | 538146AD3 | NOTE 12/1 | 600,000 | $478,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 83,016 | $478,000 | thousands by filing date | |
| CLEAR SECURE INC | 18467V109 | COM CL A | 17,679 | $475,000 | thousands by filing date | |
| CADRE HLDGS INC COM | 12763L105 | Stock | 19,298 | $474,000 | thousands by filing date | |
| TPG INC COM CL A | 872657101 | Stock | 15,735 | $474,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 21,048 | $474,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 208,765 | $474,000 | thousands by filing date | |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 500,000 | $472,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 155,203 | $472,000 | thousands by filing date | |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 650,000 | $472,000 | thousands by filing date | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 500,000 | $472,000 | thousands by filing date | |
| KARAT PACKAGING INC | 48563L101 | COM | 23,696 | $470,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 47,051 | $469,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 45,602 | $468,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 12,245 | $466,000 | thousands by filing date | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 76,483 | $466,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 3,994 | $464,000 | thousands by filing date | |
| TASKUS INC | 87652V109 | CLASS A COM | 12,036 | $463,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 8,222 | $463,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 55,839 | $462,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 20,668 | $462,000 | thousands by filing date | |
| SK TELECOM CO LTD SPONSORED ADR | 78440P306 | ADR | 17,988 | $461,000 | thousands by filing date | |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 27,948 | $461,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 100,941 | $460,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 638,883 | $459,000 | thousands by filing date | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 400,000 | $458,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 400,000 | $457,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 102,049 | $457,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 681,986 | $457,000 | thousands by filing date | |
| OSCAR HEALTH INC | 687793109 | CL A | 45,716 | $456,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 39,209 | $456,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 6,064 | $454,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 20,054 | $453,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 35,076 | $453,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 450,000 | $453,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 118,264 | $452,000 | thousands by filing date | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 27,492 | $451,000 | thousands by filing date | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 450,000 | $451,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 98,748 | $451,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 500,000 | $450,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 500,000 | $449,000 | thousands by filing date | |
| ICOSAVAX INC | 45114M109 | COM | 63,841 | $449,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 126,275 | $448,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 687,184 | $448,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 66,857 | $447,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 14,379 | $447,000 | thousands by filing date | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 47,903 | $446,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 15,455 | $446,000 | thousands by filing date | |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 500,000 | $446,000 | thousands by filing date | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 87,850 | $444,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 147,521 | $444,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 386,074 | $444,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 500,000 | $443,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 40,544 | $443,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 199,351 | $443,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 49,155 | $441,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 8,373 | $440,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 400,000 | $439,000 | thousands by filing date | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 48,683 | $438,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 25,827 | $438,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 117,133 | $438,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 331,885 | $438,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 6,641 | $436,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 47,956 | $436,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 8,012 | $436,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 76,456 | $434,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 197,366 | $434,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 44,949 | $432,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 16,890 | $432,000 | thousands by filing date | |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 600,000 | $430,000 | thousands by filing date | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 49,453 | $429,000 | thousands by filing date | |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 63,178 | $429,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 707,649 | $428,000 | thousands by filing date | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 500,000 | $426,000 | thousands by filing date | |
| PARAGON 28 INC | 69913P105 | COM | 25,479 | $426,000 | thousands by filing date | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 38,517 | $425,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 2,354 | $425,000 | thousands by filing date | |
| CVENT HOLDING CORP | 126677103 | COM | 59,044 | $425,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 45,350 | $424,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 323,185 | $424,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 25,111 | $423,000 | thousands by filing date | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 450,000 | $423,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 122,663 | $423,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 53,235 | $422,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 400,000 | $421,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS IN | 02553EAB2 | NOTE 3.750% 4/1 | 200,000 | $421,000 | thousands by filing date | |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 450,000 | $417,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 17,061 | $417,000 | thousands by filing date | |
| EQRX INC | 26886C107 | COM | 100,393 | $415,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 269,701 | $415,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 4,607 | $414,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 10,735 | $412,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 57,365 | $412,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 34,861 | $412,000 | thousands by filing date | |
| PLANET LABS PBC | 72703X106 | COM CL A | 81,079 | $412,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 59,820 | $412,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 8,100 | $411,000 | thousands by filing date | |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 500,000 | $411,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 40,470 | $409,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 142,048 | $409,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 43,098 | $409,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 119,557 | $408,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 32,695 | $407,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 137,094 | $407,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 15,979 | $406,000 | thousands by filing date | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 8,725 | $405,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 400,000 | $404,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 200,000 | $403,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 10,612 | $403,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 550,000 | $402,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 68,785 | $401,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 61,225 | $401,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 1,049,708 | $399,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 4,516 | $398,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 54,761 | $398,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 128,397 | $398,000 | thousands by filing date | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 51,292 | $396,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 67,042 | $396,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 84,391 | $396,000 | thousands by filing date | |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 48,956 | $395,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 26,056 | $395,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 7,420 | $394,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 400,000 | $391,000 | thousands by filing date | |
| GRAPHITE BIO INC | 38870X104 | COM | 76,598 | $391,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 16,266 | $390,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 100,399 | $389,000 | thousands by filing date | |
| GUESS INC | 401617AD7 | BOND | 350,000 | $387,000 | thousands by filing date | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 45,551 | $387,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 642,257 | $387,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 2,260 | $386,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 250,000 | $386,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 7,002 | $384,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 36,529 | $384,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 350,000 | $384,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 24,949 | $383,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 80,487 | $382,000 | thousands by filing date | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 400,000 | $381,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U845 | HENDRSON AAA CL | 7,574 | $380,000 | thousands by filing date | |
| BOX INC | 10316TAB0 | NOTE 1/1 | 300,000 | $380,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 48,238 | $379,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 13,330 | $379,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 182,208 | $379,000 | thousands by filing date | |
| 1Stdibs.Com Inc | 320551104 | COM | 47,361 | $378,000 | thousands by filing date | |
| DIDI GLOBAL INC ADR | 23292E108 | SPONSORED ADS | 150,875 | $377,000 | thousands by filing date | |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 500,000 | $377,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 627,200 | $376,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 48,580 | $376,000 | thousands by filing date | |
| ATI INC | 01741RAK8 | BOND | 200,000 | $376,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 400,000 | $375,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 17,801 | $374,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 300,000 | $374,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 142,253 | $374,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 4,845 | $372,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 48,344 | $372,000 | thousands by filing date | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 87,365 | $372,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 8,135 | $372,000 | thousands by filing date | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 74,239 | $372,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 45,807 | $372,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 117,226 | $372,000 | thousands by filing date | |
| BRAZE INC | 10576N102 | COM CL A | 8,916 | $370,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 9,542 | $369,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W609 | FLEX BD LEAD ETF | 15,847 | $369,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 23,943 | $369,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 350,000 | $369,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 5,229 | $368,000 | thousands by filing date | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 41,174 | $366,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 39,612 | $365,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 4,359 | $363,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 120,035 | $363,000 | thousands by filing date | |
| POINTS COM INC | 73085G109 | COM | 19,624 | $363,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 157,657 | $362,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 4,742 | $361,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 7,337 | $359,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 4,416 | $358,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 4,267 | $358,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 110,381 | $357,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 300,000 | $356,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 157,794 | $355,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 84,057 | $355,000 | thousands by filing date | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 39,141 | $354,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 83,273 | $354,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 26,583 | $354,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 288,062 | $354,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 200,000 | $354,000 | thousands by filing date | |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 26,998 | $352,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 8,404 | $352,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 10,508 | $351,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 7,081 | $351,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 307,789 | $351,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 98,245 | $350,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 50,214 | $350,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 11,990 | $350,000 | thousands by filing date | |
| EVGO INC | 30052F100 | CL A COM | 27,148 | $349,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 91,142 | $349,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 350,000 | $348,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 9,120 | $347,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,009 | $347,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 79,455 | $346,000 | thousands by filing date | |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 200,000 | $346,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 350,000 | $346,000 | thousands by filing date | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 55,277 | $344,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 200,000 | $344,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 4,762 | $343,000 | thousands by filing date | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 33,342 | $343,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 71,440 | $343,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 251,988 | $343,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 54,514 | $343,000 | thousands by filing date | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 350,000 | $341,000 | thousands by filing date | |
| AMYLYX PHARMACEUTICALS INC | 03237H101 | COM | 26,451 | $340,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 25,525 | $340,000 | thousands by filing date | |
| VITA COCO CO INC | 92846Q107 | COM | 37,913 | $340,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 4,815 | $338,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 39,749 | $338,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 13,632 | $338,000 | thousands by filing date | |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 29,379 | $338,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 2,122 | $337,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 300,000 | $337,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 179,930 | $337,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 300,000 | $336,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 55,375 | $335,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 34,339 | $335,000 | thousands by filing date | |
| TRICON RESIDENTIAL INC | 89612W102 | COM NPV | 20,959 | $333,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 9,415 | $333,000 | thousands by filing date | |
| ARCELLX INC COMMON STOCK | 03940C100 | Stock | 23,701 | $332,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 6,925 | $332,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 115,396 | $332,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 15,356 | $332,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 19,406 | $331,000 | thousands by filing date | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 47,941 | $331,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 300,000 | $331,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 300,000 | $331,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 7,018 | $329,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 69,044 | $329,000 | thousands by filing date | |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 24,242 | $329,000 | thousands by filing date | |
| TYRA BIOSCIENCES INC | 90240B106 | COMMON STOCK | 30,620 | $328,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 250,000 | $328,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 11,390 | $327,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 126,542 | $327,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 42,601 | $325,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 45,036 | $324,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 67,233 | $323,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 13,445 | $323,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 3,787 | $323,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 121,045 | $323,000 | thousands by filing date | |
| VACASA INC | 91854V107 | COM | 39,028 | $323,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 150,000 | $323,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 15,515 | $321,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 6,421 | $320,000 | thousands by filing date | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 14,496 | $319,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 200,000 | $318,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 23,299 | $317,000 | thousands by filing date | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 25,863 | $317,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 213,098 | $317,000 | thousands by filing date | |
| REMITLY GLOBAL INC | 75960P104 | COM | 32,026 | $316,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 31,387 | $316,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 8,368 | $316,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 10,604 | $316,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 6,675 | $315,000 | thousands by filing date | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 48,431 | $314,000 | thousands by filing date | |
| DOCGO INC | 256086109 | COM | 33,992 | $314,000 | thousands by filing date | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 28,026 | $314,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 10,869 | $313,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 261,609 | $312,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 16,410 | $311,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 7,325 | $310,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 91,041 | $309,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 721,132 | $309,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-22-000053 | this filing | 2022-05-11 | acceptance time not in the bulk data set |