13F-HR/A filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR/A for the quarter ended 2021-09-30, filed 2021-11-18, with 4,519 holding rows worth $512,341,430,000.
- Accession
- 0001390777-21-000109
- Filer
- CIK 1390777
- Filed
- 2021-11-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, amendment of type restatement, 26,735 entries on the cover page, a total value of $512,341,430,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $512,341,430,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerHardman Johnston Global Advisors LLC028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
- reports for this filerCENTERSQUARE INVESTMENT MANAGEMENT LLC028-18741
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerNeuberger Berman Group LLC028-13573
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerMellon Investments Corporation 028-02900
- included managerBNY Mellon Investment Adviser, Inc. 028-00127
- included managerNewton Investment Management Limited 028-04797
- included managerBNY Mellon Securities Corporation 028-18785
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerLockwood Advisors, Inc. 028-11769
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerEAM Investors, LLC 028-14070
- included managerGeneva Capital Management LLC 028-03935
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerBoston Partners Global Investors, Inc. 028-12484
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerBNY Mellon Investment Management Cayman Ltd. 028-17546
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerRedwood Investments, LLC 028-12234
- included managerNationwide Fund Advisors 028-05161
- included managerAlaska Permanent Fund Corporation 028-20231
- included managerHeartland Advisors, Inc. 028-04131
- included managerNewton Investment Management North America, LLC 028-21404
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CANO HEALTH INC | 13781Y103 | COM | 65,663 | $833,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 124,856 | $833,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 117,864 | $832,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 58,631 | $830,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 140,077 | $830,000 | thousands by filing date | |
| INNOVATE CORP | 45784J105 | COM | 201,998 | $828,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 122,192 | $828,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 26,036 | $826,000 | thousands by filing date | |
| CYTEK BIOSCIENCES INC | 23285D109 | COMMON STOCK | 38,569 | $826,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 89,855 | $826,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 103,259 | $826,000 | thousands by filing date | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 500,000 | $826,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 32,521 | $825,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 17,335 | $824,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 52,251 | $819,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 50,584 | $818,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 96,220 | $818,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 145,456 | $813,000 | thousands by filing date | |
| OSCAR HEALTH INC | 687793109 | CL A | 46,691 | $812,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 800,000 | $812,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 97,894 | $811,000 | thousands by filing date | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 23,679 | $809,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 74,722 | $809,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 120,708 | $809,000 | thousands by filing date | |
| HONEST CO INC | 438333106 | COM | 77,790 | $807,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 700,000 | $807,000 | thousands by filing date | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 500,000 | $806,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 17,586 | $805,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 94,160 | $803,000 | thousands by filing date | |
| PROMETHEUS BIOSCIENCES INC | 74349U108 | COM | 33,854 | $803,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 800,000 | $803,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 27,468 | $802,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 20,560 | $802,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 85,454 | $797,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 611,566 | $796,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 57,893 | $795,000 | thousands by filing date | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 56,791 | $795,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 11,073 | $793,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 150,876 | $792,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 14,065 | $791,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 103,707 | $791,000 | thousands by filing date | |
| RYAN SPECIALTY HOLDINGS INC CL A | 78351F107 | Stock | 23,309 | $789,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 84,668 | $787,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 22,059 | $786,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 125,690 | $783,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 60,492 | $780,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 224,222 | $780,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 37,655 | $779,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 118,497 | $777,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 30,701 | $776,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 203,593 | $776,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 142,141 | $776,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 240,332 | $774,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 48,908 | $773,000 | thousands by filing date | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 93,771 | $771,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 700,000 | $771,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 727,537 | $771,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 700,000 | $766,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 58,906 | $763,000 | thousands by filing date | |
| WEBER INC | 94770D102 | COM | 43,220 | $761,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 101,183 | $761,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 246,984 | $759,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 83,828 | $757,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 268,725 | $755,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 500,000 | $755,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 2,758 | $753,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 48,501 | $752,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 211,265 | $752,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 29,693 | $749,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 71,734 | $747,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 112,056 | $746,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 60,072 | $745,000 | thousands by filing date | |
| MARQETA INC | 57142B104 | CLASS A COM | 33,686 | $745,000 | thousands by filing date | |
| Couchbase Inc | 22207T101 | Common Stock | 23,920 | $744,000 | thousands by filing date | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 53,118 | $740,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 94,004 | $740,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 996,622 | $739,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 101,388 | $739,000 | thousands by filing date | |
| ESPORTS TECHNOLOGIES INC | 29667L106 | COM | 22,017 | $739,000 | thousands by filing date | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 500,000 | $738,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 94,196 | $737,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 500,000 | $732,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 9,272 | $731,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 58,902 | $731,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 650,000 | $728,000 | thousands by filing date | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 28,932 | $727,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 223,681 | $727,000 | thousands by filing date | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 38,437 | $726,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430123 | MARKETBETA US EQ | 12,079 | $725,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 105,927 | $725,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 356,921 | $724,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 500,000 | $721,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 48,749 | $718,000 | thousands by filing date | |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 32,112 | $718,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 61,876 | $717,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 96,888 | $716,000 | thousands by filing date | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 500,000 | $715,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 97,525 | $714,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 94,569 | $713,000 | thousands by filing date | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 34,481 | $712,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 414,023 | $712,000 | thousands by filing date | |
| PROTERRA INC | 74374T109 | COM | 70,436 | $712,000 | thousands by filing date | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 450,000 | $711,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 67,013 | $710,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 73,422 | $709,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 700,000 | $708,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 116,856 | $707,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 500,000 | $706,000 | thousands by filing date | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 42,705 | $705,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 23,225 | $705,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 287,373 | $704,000 | thousands by filing date | |
| Hippo Holdings, Inc. (HIPO) | 433539103 | Common Stocks | 150,408 | $704,000 | thousands by filing date | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 47,029 | $703,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 322,495 | $700,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W302 | COM NEW CL A | 28,421 | $699,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 200,000 | $694,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 4,679 | $693,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 41,107 | $693,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 34,884 | $693,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 39,443 | $692,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 25,678 | $688,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 22,863 | $688,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 187,698 | $687,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 9,918 | $684,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 650,000 | $684,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 140,159 | $682,000 | thousands by filing date | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 31,473 | $681,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 55,833 | $680,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 252,888 | $680,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 127,753 | $679,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 68,470 | $678,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 23,604 | $676,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 350,000 | $676,000 | thousands by filing date | |
| SOMALOGIC INC | 83444K105 | COM | 54,586 | $676,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 25,333 | $675,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 550,000 | $674,000 | thousands by filing date | |
| ATI INC | 01741RAK8 | BOND | 500,000 | $673,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 3,907 | $671,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 9,979 | $670,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 35,615 | $670,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 19,477 | $667,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 3,275 | $662,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 12,929 | $661,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 29,506 | $661,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 27,051 | $660,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 73,991 | $660,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 162,186 | $660,000 | thousands by filing date | |
| INTAPP INC | 45827U109 | COM | 25,575 | $659,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 24,061 | $659,000 | thousands by filing date | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 78,075 | $657,000 | thousands by filing date | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 76,176 | $651,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 96,078 | $651,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 60,610 | $651,000 | thousands by filing date | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 10,892 | $650,000 | thousands by filing date | |
| LEGALZOOM COM INC | 52466B103 | COM | 24,599 | $649,000 | thousands by filing date | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 36,174 | $647,000 | thousands by filing date | |
| GRAPHITE BIO INC | 38870X104 | COM | 39,394 | $646,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 65,645 | $645,000 | thousands by filing date | |
| FARADAY FUTRE INTLGT ELCTR I | 307359109 | COM | 67,900 | $641,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 200,000 | $640,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 91,007 | $640,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 114,785 | $637,000 | thousands by filing date | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 26,795 | $635,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 9,828 | $633,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 41,626 | $631,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 33,882 | $630,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 128,347 | $630,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 12,304 | $628,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 124,696 | $627,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 21,296 | $626,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 17,300 | $625,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 620,000 | $625,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 88,263 | $622,000 | thousands by filing date | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 27,856 | $621,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 70,216 | $621,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 600,000 | $621,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 285,881 | $621,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 106,305 | $619,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 59,947 | $618,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 16,620 | $618,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W609 | FLEX BD LEAD ETF | 24,823 | $618,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 220,000 | $618,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 21,453 | $616,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 194,523 | $615,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 45,046 | $615,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 6,401 | $614,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 124,853 | $612,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 15,704 | $612,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 29,988 | $611,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 15,943 | $610,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 500,000 | $610,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 83,691 | $609,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 36,951 | $609,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 58,841 | $609,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 259,790 | $609,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 494,395 | $608,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 29,224 | $607,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 24,130 | $607,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 49,511 | $607,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 1,003,331 | $603,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 383,459 | $602,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 11,351 | $601,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 38,837 | $601,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 199,603 | $601,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 30,659 | $600,000 | thousands by filing date | |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 500,000 | $600,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 52,117 | $599,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 36,637 | $598,000 | thousands by filing date | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 450,000 | $597,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 26,583 | $597,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 500,000 | $595,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 26,920 | $594,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 10,842 | $594,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 69,518 | $593,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 40,306 | $591,000 | thousands by filing date | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 35,414 | $588,000 | thousands by filing date | |
| THRYV HLDGS INC | 886029206 | COM NEW | 19,574 | $588,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 243,891 | $588,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 500,000 | $585,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 50,888 | $584,000 | thousands by filing date | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 400,000 | $584,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 10,980 | $583,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 9,861 | $583,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 25,837 | $582,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 82,189 | $579,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 38,757 | $577,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 500,000 | $576,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 31,329 | $575,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 18,001 | $575,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 137,781 | $575,000 | thousands by filing date | |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 310,000 | $574,000 | thousands by filing date | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 28,613 | $573,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 32,360 | $573,000 | thousands by filing date | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 51,148 | $572,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 6,581 | $571,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 122,917 | $571,000 | thousands by filing date | |
| NUVALENT INC COM | 670703107 | Stock | 25,208 | $568,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 107,550 | $568,000 | thousands by filing date | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 575,000 | $567,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 56,668 | $566,000 | thousands by filing date | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 24,917 | $566,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 24,771 | $566,000 | thousands by filing date | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 500,000 | $565,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 45,202 | $565,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 350,000 | $565,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 84,156 | $563,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 33,985 | $563,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 26,241 | $562,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 35,887 | $559,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 500,000 | $559,000 | thousands by filing date | |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 350,000 | $559,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 57,748 | $557,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 180,709 | $557,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 500,000 | $555,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 500,000 | $554,000 | thousands by filing date | |
| SQUARESPACE INC | 85225A107 | CLASS A | 14,305 | $553,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 500,000 | $553,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 21,651 | $552,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 16,928 | $551,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 9,517 | $550,000 | thousands by filing date | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 500,000 | $550,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 87,846 | $550,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 53,851 | $549,000 | thousands by filing date | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 20,599 | $547,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 66,822 | $543,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 24,350 | $542,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 57,996 | $542,000 | thousands by filing date | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 45,343 | $541,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 500,000 | $540,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 50,538 | $539,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 500,000 | $539,000 | thousands by filing date | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 36,476 | $536,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 385,262 | $535,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 16,007 | $534,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 54,055 | $534,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 450,000 | $530,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 25,752 | $529,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 18,914 | $529,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 24,523 | $529,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 4,774 | $528,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 37,308 | $528,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 16,132 | $528,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 106,582 | $528,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,978 | $527,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 11,616 | $526,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 17,636 | $526,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 106,367 | $525,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 14,550 | $523,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 21,678 | $522,000 | thousands by filing date | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 23,920 | $516,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 450,000 | $514,000 | thousands by filing date | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 30,736 | $513,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 17,021 | $512,000 | thousands by filing date | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 29,789 | $512,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 33,940 | $510,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 87,842 | $509,000 | thousands by filing date | |
| NUVASIVE INC | 670704AL9 | BOND | 500,000 | $509,000 | thousands by filing date | |
| DOMA HOLDINGS INC | 25703A104 | COM | 68,844 | $509,000 | thousands by filing date | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 25,758 | $507,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 61,171 | $507,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 45,494 | $505,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 6,612 | $504,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 500,000 | $503,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 115,043 | $502,000 | thousands by filing date | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 500,000 | $502,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 18,795 | $500,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 7,772 | $499,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 500,000 | $498,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 20,822 | $498,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 500,000 | $497,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 7,371 | $497,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 4,027 | $495,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 188,931 | $495,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 47,066 | $495,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 165,808 | $495,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 4,745 | $493,000 | thousands by filing date | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 72,302 | $493,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 35,608 | $493,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 138,403 | $491,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 47,535 | $490,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 131,120 | $489,000 | thousands by filing date | |
| DUOLINGO INC CL A COM | 26603R106 | Stock | 2,929 | $488,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 450,000 | $488,000 | thousands by filing date | |
| IMAGO BIOSCIENCES INC | 45250K107 | COM | 24,275 | $487,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 32,067 | $486,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 27,559 | $484,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 60,584 | $484,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 12,324 | $483,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 13,025 | $483,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 11,998 | $482,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 7,386 | $482,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 71,610 | $482,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 18,503 | $477,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269GAB3 | BOND | 500,000 | $477,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 9,159 | $476,000 | thousands by filing date | |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 41,878 | $476,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 100,887 | $475,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 23,844 | $475,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 27,972 | $474,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 500,000 | $474,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 178,737 | $474,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 5,547 | $473,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 73,988 | $473,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 197,929 | $473,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,100 | $472,000 | thousands by filing date | put |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 500,000 | $472,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 98,652 | $471,000 | thousands by filing date | |
| TRUST FOR PROFESSIONAL MANAG | 89834G836 | MAIRS & PWR MINN | 18,866 | $471,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 40,418 | $469,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 350,000 | $469,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 400,000 | $469,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 53,121 | $468,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 37,044 | $468,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 21,541 | $468,000 | thousands by filing date | |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 20,658 | $466,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 58,490 | $465,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 48,108 | $463,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 15,715 | $461,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 69,841 | $460,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 121,045 | $459,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 500,000 | $458,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 12,466 | $458,000 | thousands by filing date | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 21,791 | $457,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 124,507 | $455,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 19,214 | $455,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 200,000 | $455,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 34,763 | $454,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 400,000 | $454,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,513 | $452,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 45,901 | $451,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 350,000 | $451,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 50,793 | $450,000 | thousands by filing date | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 29,085 | $449,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 108,605 | $449,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 2,828 | $448,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 500,000 | $446,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 15,181 | $446,000 | thousands by filing date | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 450,000 | $445,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 16,552 | $444,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 12,028 | $444,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 15,253 | $439,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 4,416 | $438,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 550,842 | $437,000 | thousands by filing date | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 24,408 | $436,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 32,004 | $435,000 | thousands by filing date | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 400,000 | $434,000 | thousands by filing date | |
| BARK Inc. | 68622E104 | COM | 63,149 | $433,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 79,314 | $433,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 250,000 | $433,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 8,373 | $432,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 28,125 | $430,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 13,288 | $429,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 15,771 | $429,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 205,963 | $429,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 49,344 | $429,000 | thousands by filing date | |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 500,000 | $429,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 36,192 | $428,000 | thousands by filing date | |
| FTC SOLAR INC | 30320C103 | COM | 55,000 | $428,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 3,864 | $427,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 500,000 | $427,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 12,462 | $420,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 4,945 | $420,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 17,910 | $419,000 | thousands by filing date | |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 34,420 | $419,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 400,000 | $418,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 61,036 | $417,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 2,211 | $416,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 400,000 | $416,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 182,450 | $415,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 22,747 | $413,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 500,000 | $413,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 26,558 | $412,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 40,310 | $410,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,024 | $409,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 41,887 | $409,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 6,690 | $406,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 7,949 | $406,000 | thousands by filing date | |
| JOANN INC | 47768J101 | COM | 36,403 | $406,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 23,801 | $405,000 | thousands by filing date | |
| ROVER GROUP INC | 77936F103 | COM CL A | 29,803 | $405,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 400,000 | $405,000 | thousands by filing date | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 300,000 | $404,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 13,894 | $403,000 | thousands by filing date | |
| LATCH ORD | 51818V106 | COMMON STOCK | 35,709 | $402,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 91,534 | $401,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 79,725 | $401,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 25,428 | $398,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 117,500 | $396,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 15,984 | $395,000 | thousands by filing date | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 160,000 | $395,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 298,795 | $394,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 26,056 | $394,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 90,565 | $393,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 54,761 | $393,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 20,900 | $393,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 16,609 | $393,000 | thousands by filing date | |
| GUESS INC | 401617AD7 | BOND | 350,000 | $392,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 21,678 | $390,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 17,219 | $390,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 8,914 | $389,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 16,636 | $389,000 | thousands by filing date | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 400,000 | $389,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 81,419 | $389,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 9,933 | $388,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 22,693 | $388,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 14,362 | $383,000 | thousands by filing date | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 15,481 | $382,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 7,622 | $382,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 7,157 | $380,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 69,754 | $380,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 17,908 | $378,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 47,882 | $378,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 11,919 | $376,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 3,908 | $376,000 | thousands by filing date | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 49,330 | $374,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 42,293 | $374,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 250,000 | $372,000 | thousands by filing date | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 27,422 | $372,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 4,259 | $371,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 13,050 | $371,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 25,742 | $371,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 62,455 | $368,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 26,280 | $367,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 12,289 | $367,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 23,252 | $365,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 10,082 | $364,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 9,744 | $363,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 137,531 | $359,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 2,339 | $357,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 32,998 | $357,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 35,309 | $357,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 5,229 | $355,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 4,415 | $353,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 8,490 | $353,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 350,000 | $353,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 116,673 | $351,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 5,739 | $349,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 8,329 | $349,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 28,476 | $348,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 28,428 | $346,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 350,000 | $345,000 | thousands by filing date | |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 158,305 | $345,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 4,842 | $344,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 7,745 | $344,000 | thousands by filing date | |
| KALTURA INC | 483467106 | COMMON STOCK | 33,402 | $344,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 3,095 | $344,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 13,343 | $343,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 85,375 | $343,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 26,505 | $342,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 13,219 | $341,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 9,073 | $339,000 | thousands by filing date | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 30,796 | $338,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 220,000 | $337,000 | thousands by filing date | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 15,456 | $336,000 | thousands by filing date | |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 45,752 | $335,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 300,000 | $334,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 35,468 | $334,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 92,014 | $333,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 27,218 | $333,000 | thousands by filing date | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 31,585 | $332,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-21-000108 | superseded | 2021-11-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-21-000109 | this filing | 2021-11-18 | acceptance time not in the bulk data set |