13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 4,519 holding rows worth $512,341,430,000.
- Accession
- 0001390777-21-000108
- Filer
- CIK 1390777
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 26,735 entries on the cover page, a total value of $512,341,430,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $512,341,430,000 with VALUE read as thousands by filing date, 13F file number 028-12592. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerHardman Johnston Global Advisors LLC028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
- reports for this filerCENTERSQUARE INVESTMENT MANAGEMENT LLC028-18741
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerNeuberger Berman Group LLC028-13573
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerMellon Investments Corporation 028-02900
- included managerBNY Mellon Investment Adviser, Inc. 028-00127
- included managerNewton Investment Management Limited 028-04797
- included managerBNY Mellon Securities Corporation 028-18785
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerLockwood Advisors, Inc. 028-11769
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerEAM Investors, LLC 028-14070
- included managerGeneva Capital Management LLC 028-03935
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerBoston Partners Global Investors, Inc. 028-12484
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerBNY Mellon Investment Management Cayman Ltd. 028-17546
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerRedwood Investments, LLC 028-12234
- included managerNationwide Fund Advisors 028-05161
- included managerAlaska Permanent Fund Corporation 028-20231
- included managerHeartland Advisors, Inc. 028-04131
- included managerNewton Investment Management North America, LLC 028-21404
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SERES THERAPEUTICS INC | 81750R102 | COM | 274,150 | $1,908,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 67,710 | $1,907,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 76,096 | $1,905,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 68,827 | $1,903,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 52,095 | $1,898,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 52,945 | $1,898,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 284,759 | $1,896,000 | thousands by filing date | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 74,510 | $1,885,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 129,103 | $1,882,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 41,259 | $1,880,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 167,387 | $1,877,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 71,362 | $1,877,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 70,485 | $1,876,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 12,747 | $1,874,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 46,149 | $1,874,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 170,627 | $1,870,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 65,152 | $1,867,000 | thousands by filing date | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 69,218 | $1,867,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 58,142 | $1,867,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 118,136 | $1,866,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 28,778 | $1,865,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 100,168 | $1,865,000 | thousands by filing date | |
| CANTALOUPE INC | 138103106 | COM | 172,894 | $1,863,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 48,103 | $1,860,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 196,566 | $1,859,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 282,044 | $1,858,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 99,405 | $1,852,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 68,624 | $1,851,000 | thousands by filing date | |
| GULFPORT ENERGY CORP COMMON SHARES | 402635502 | Stock | 22,493 | $1,849,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 12,805 | $1,848,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 404,126 | $1,847,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 69,335 | $1,837,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W101 | ACCESS US AGRAT | 37,573 | $1,837,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 102,119 | $1,835,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 68,159 | $1,830,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 178,740 | $1,824,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 27,290 | $1,823,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 161,183 | $1,822,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 139,450 | $1,821,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 70,402 | $1,821,000 | thousands by filing date | |
| Sun Country Airlines Holding | 866683105 | COM | 54,191 | $1,817,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 111,972 | $1,811,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 255,558 | $1,810,000 | thousands by filing date | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 80,164 | $1,810,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 63,525 | $1,799,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 35,576 | $1,799,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 9,845 | $1,798,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 114,321 | $1,798,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 98,930 | $1,792,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 264,698 | $1,790,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 40,523 | $1,789,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 143,000 | $1,786,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 54,093 | $1,779,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 287,845 | $1,779,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 133,878 | $1,778,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 73,352 | $1,776,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 28,049 | $1,772,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 245,687 | $1,772,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 302,501 | $1,760,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 14,101 | $1,756,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 596,801 | $1,755,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 36,558 | $1,749,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 110,472 | $1,748,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 74,046 | $1,744,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 71,027 | $1,740,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 59,992 | $1,737,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 9,506 | $1,737,000 | thousands by filing date | |
| CS DISCO INC | 126327105 | COM | 36,202 | $1,736,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 74,107 | $1,734,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 100,958 | $1,733,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 231,791 | $1,733,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 65,733 | $1,732,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 297,381 | $1,731,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 61,811 | $1,729,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 77,114 | $1,724,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 361,603 | $1,722,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 69,235 | $1,722,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 159,374 | $1,722,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 343,898 | $1,716,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 84,128 | $1,715,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 205,598 | $1,715,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 226,540 | $1,715,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 34,214 | $1,711,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 30,489 | $1,705,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 55,560 | $1,704,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 591,829 | $1,704,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 241,086 | $1,704,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 42,955 | $1,700,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 76,328 | $1,700,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 313,223 | $1,698,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 458,477 | $1,687,000 | thousands by filing date | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 116,295 | $1,686,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 202,100 | $1,685,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 377,296 | $1,683,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 125,250 | $1,681,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 266,352 | $1,673,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 63,823 | $1,668,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 166,454 | $1,668,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 144,547 | $1,668,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 70,321 | $1,666,000 | thousands by filing date | |
| DOXIMITY INC CL A | 26622P107 | Stock | 20,568 | $1,660,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 170,568 | $1,660,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 458,201 | $1,659,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 129,599 | $1,654,000 | thousands by filing date | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 106,175 | $1,652,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 63,727 | $1,647,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 49,344 | $1,647,000 | thousands by filing date | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 53,569 | $1,645,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 54,171 | $1,645,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 70,088 | $1,639,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 23,742 | $1,638,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 900,000 | $1,637,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 83,010 | $1,630,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 26,615 | $1,628,000 | thousands by filing date | |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 71,061 | $1,627,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 593,380 | $1,625,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 39,596 | $1,624,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 176,334 | $1,624,000 | thousands by filing date | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 700,000 | $1,619,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 183,809 | $1,614,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 88,259 | $1,613,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 258,000 | $1,608,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 188,343 | $1,607,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 125,914 | $1,605,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 1,600,000 | $1,600,000 | thousands by filing date | |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 99,945 | $1,598,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 46,426 | $1,597,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 43,551 | $1,594,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 23,122 | $1,592,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 267,804 | $1,586,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 163,857 | $1,581,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 143,006 | $1,577,000 | thousands by filing date | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 99,746 | $1,575,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 84,949 | $1,574,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 63,513 | $1,571,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 421,858 | $1,569,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 253,426 | $1,569,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 48,106 | $1,565,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 107,136 | $1,561,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 88,223 | $1,560,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 1,000,000 | $1,560,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 76,681 | $1,558,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 477,291 | $1,556,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 303,763 | $1,555,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 133,467 | $1,553,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 22,417 | $1,551,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 312,717 | $1,548,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 34,340 | $1,545,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 176,945 | $1,545,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 133,590 | $1,543,000 | thousands by filing date | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 66,990 | $1,543,000 | thousands by filing date | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 1,300,000 | $1,542,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 70,146 | $1,541,000 | thousands by filing date | |
| CORE & MAIN INC CL A | 21874C102 | Stock | 58,692 | $1,538,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 28,734 | $1,538,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 831,130 | $1,538,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 109,556 | $1,537,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 134,997 | $1,537,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 70,221 | $1,534,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 1,118,339 | $1,532,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 517,647 | $1,532,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 219,323 | $1,531,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 149,917 | $1,525,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 59,937 | $1,525,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 95,069 | $1,523,000 | thousands by filing date | |
| INOTIV INC | 45783Q100 | COM | 52,058 | $1,522,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 426,322 | $1,518,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 30,085 | $1,517,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 23,941 | $1,515,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 61,654 | $1,511,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 54,237 | $1,508,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 75,427 | $1,502,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 154,727 | $1,501,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 20,849 | $1,498,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 86,468 | $1,496,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 133,420 | $1,494,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 10,595 | $1,492,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 80,555 | $1,486,000 | thousands by filing date | |
| STAGWELL INC | 85256A109 | COM CL A | 193,512 | $1,484,000 | thousands by filing date | |
| TASKUS INC | 87652V109 | CLASS A COM | 22,300 | $1,480,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 15,967 | $1,479,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 1,300,000 | $1,477,000 | thousands by filing date | |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 118,674 | $1,473,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 93,737 | $1,469,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 100,554 | $1,468,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 62,116 | $1,464,000 | thousands by filing date | |
| MATTERPORT INC | 577096100 | COM CL A | 77,431 | $1,464,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 228,569 | $1,463,000 | thousands by filing date | |
| FIRST ADVANTAGE CORP NEW | 31846B108 | COM | 76,694 | $1,461,000 | thousands by filing date | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 800,000 | $1,461,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 355,819 | $1,459,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 137,022 | $1,458,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 29,128 | $1,445,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 27,128 | $1,442,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 11,428 | $1,437,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 34,168 | $1,436,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 55,830 | $1,424,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 22,223 | $1,419,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 29,081 | $1,419,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 95,971 | $1,417,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 238,231 | $1,413,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 80,219 | $1,407,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 80,348 | $1,407,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 150,955 | $1,406,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 389,564 | $1,406,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 273,296 | $1,404,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 120,771 | $1,399,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 54,095 | $1,396,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 7,426 | $1,395,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 66,612 | $1,390,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 126,534 | $1,390,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 1,020,939 | $1,389,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 225,671 | $1,388,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 145,832 | $1,388,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 17,517 | $1,385,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 93,222 | $1,383,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 27,339 | $1,373,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 73,745 | $1,373,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 26,500 | $1,370,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 346,491 | $1,369,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 1,400,000 | $1,369,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 197,237 | $1,369,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 30,743 | $1,366,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 74,207 | $1,366,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 67,984 | $1,360,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 265,213 | $1,360,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 24,884 | $1,353,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 166,744 | $1,353,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 118,897 | $1,353,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 97,851 | $1,350,000 | thousands by filing date | |
| AGILITI INC | 00848J104 | COMMON STOCK | 70,645 | $1,345,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 59,182 | $1,341,000 | thousands by filing date | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 112,182 | $1,339,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 94,678 | $1,332,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 400,000 | $1,330,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 4,141 | $1,326,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 7,396 | $1,325,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 68,664 | $1,325,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 193,254 | $1,313,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 192,716 | $1,312,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 10,751 | $1,311,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 68,178 | $1,310,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 176,421 | $1,306,000 | thousands by filing date | |
| Coupa Software | 22266LAF3 | CONV BOND | 1,200,000 | $1,306,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 98,025 | $1,305,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 94,140 | $1,304,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 55,595 | $1,297,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 112,779 | $1,295,000 | thousands by filing date | |
| BIOATLA INC | 09077B104 | COM | 43,817 | $1,290,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 41,732 | $1,289,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 112,758 | $1,289,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 35,410 | $1,282,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 73,236 | $1,278,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 4,229 | $1,277,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 50,110 | $1,277,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 21,668 | $1,275,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 202,963 | $1,273,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 94,324 | $1,273,000 | thousands by filing date | |
| ZENDESK INC | 98936JAD3 | NOTE 0.625% 6/1 | 1,000,000 | $1,270,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 159,488 | $1,268,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 71,458 | $1,267,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 51,601 | $1,267,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 88,907 | $1,264,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 59,148 | $1,262,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 1,000,000 | $1,261,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 33,928 | $1,260,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 529,077 | $1,260,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 71,006 | $1,259,000 | thousands by filing date | |
| MEDIAALPHA INC | 58450V104 | CL A | 67,355 | $1,258,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 74,470 | $1,257,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 71,512 | $1,257,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 260,990 | $1,255,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 34,465 | $1,254,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 16,055 | $1,253,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 60,561 | $1,253,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 686,480 | $1,249,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 11,307 | $1,244,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 99,316 | $1,244,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 23,185 | $1,242,000 | thousands by filing date | |
| ON24 INC | 68339B104 | COM | 62,160 | $1,240,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 16,721 | $1,235,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 104,778 | $1,235,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 16,006 | $1,230,000 | thousands by filing date | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 58,793 | $1,230,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 820,000 | $1,226,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 55,123 | $1,226,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 140,473 | $1,221,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 56,767 | $1,221,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 475,508 | $1,218,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 1,100,000 | $1,210,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 16,528 | $1,208,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 145,037 | $1,208,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 53,671 | $1,207,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 6,935 | $1,201,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 133,524 | $1,198,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 287,267 | $1,195,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 43,220 | $1,191,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 207,049 | $1,187,000 | thousands by filing date | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 71,744 | $1,176,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 62,996 | $1,174,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 146,231 | $1,173,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 22,122 | $1,173,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 242,226 | $1,172,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 30,722 | $1,170,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 47,885 | $1,168,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 1,000,000 | $1,168,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 88,720 | $1,156,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 186,102 | $1,155,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 36,233 | $1,154,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 348,835 | $1,151,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 179,333 | $1,150,000 | thousands by filing date | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 48,131 | $1,149,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 29,775 | $1,146,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 220,533 | $1,144,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 179,082 | $1,144,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 231,336 | $1,143,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 145,152 | $1,143,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 31,453 | $1,138,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 33,713 | $1,137,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 20,133 | $1,135,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 47,816 | $1,130,000 | thousands by filing date | |
| XOMETRY INC | 98423F109 | CLASS A COM | 19,576 | $1,129,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 59,830 | $1,128,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 10,683 | $1,125,000 | thousands by filing date | |
| MISTER CAR WASH INC | 60646V105 | COM | 61,492 | $1,122,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 67,463 | $1,119,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 22,385 | $1,116,000 | thousands by filing date | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 550,000 | $1,116,000 | thousands by filing date | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 15,915 | $1,116,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 63,827 | $1,115,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 21,945 | $1,112,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 92,049 | $1,109,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 228,770 | $1,109,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 194,317 | $1,104,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 4,673 | $1,103,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 118,273 | $1,103,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 256,921 | $1,102,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 352,077 | $1,099,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 85,637 | $1,096,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 66,941 | $1,096,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 28,590 | $1,095,000 | thousands by filing date | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 43,936 | $1,094,000 | thousands by filing date | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 79,323 | $1,093,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 49,801 | $1,092,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 119,353 | $1,085,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 38,535 | $1,084,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 87,725 | $1,083,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 10,252 | $1,081,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 153,578 | $1,081,000 | thousands by filing date | |
| STEVANATO GROUP S P A ORD SHS | T9224W109 | Stock | 42,625 | $1,079,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 11,408 | $1,079,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 34,312 | $1,072,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 625,000 | $1,072,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 425,009 | $1,071,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 73,536 | $1,070,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 210,087 | $1,069,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 12,078 | $1,068,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 156,833 | $1,068,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 129,090 | $1,068,000 | thousands by filing date | |
| ERASCA INC COM | 29479A108 | Stock | 50,273 | $1,067,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 123,327 | $1,066,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 35,664 | $1,064,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 105,057 | $1,064,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 270,906 | $1,057,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP | 780153BB7 | NOTE 4.250% 6/1 | 750,000 | $1,057,000 | thousands by filing date | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 104,949 | $1,056,000 | thousands by filing date | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 151,115 | $1,055,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 5,251 | $1,051,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 146,321 | $1,051,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 900,000 | $1,040,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 144,412 | $1,036,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 40,944 | $1,036,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 1,000,000 | $1,033,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 61,334 | $1,032,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 90,206 | $1,031,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 111,668 | $1,029,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 31,122 | $1,028,000 | thousands by filing date | |
| SHARECARE INC | 81948W104 | COM | 124,591 | $1,026,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 132,397 | $1,024,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 850,000 | $1,024,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 197,714 | $1,022,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 22,276 | $1,019,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 106,282 | $1,018,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 368,504 | $1,017,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 100,546 | $1,017,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 700,000 | $1,013,000 | thousands by filing date | |
| JUST EAT TAKEAWAY COM N V NPV | 48214T305 | SPONSORED ADS | 69,616 | $1,011,000 | thousands by filing date | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 50,370 | $1,009,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 14,041 | $1,007,000 | thousands by filing date | |
| VINE ENERGY INC CL A | 92735P103 | Stock | 60,998 | $1,005,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 90,339 | $1,003,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 61,166 | $1,002,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 540,000 | $999,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 69,194 | $998,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 254,294 | $997,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 104,854 | $996,000 | thousands by filing date | |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 1,000,000 | $996,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 16,340 | $994,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 142,612 | $991,000 | thousands by filing date | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 700,000 | $991,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 12,912 | $990,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 7,114 | $990,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 9,642 | $987,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 299,521 | $985,000 | thousands by filing date | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 800,000 | $983,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 28,634 | $981,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 79,045 | $981,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 121,098 | $981,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 950,000 | $981,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 27,563 | $980,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 31,707 | $978,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 84,209 | $978,000 | thousands by filing date | |
| PAYCOR HCM INC | 70435P102 | COM | 27,591 | $970,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 90,588 | $968,000 | thousands by filing date | |
| ICOSAVAX INC | 45114M109 | COM | 32,621 | $965,000 | thousands by filing date | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 41,727 | $962,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 83,961 | $962,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 66,039 | $960,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 700,000 | $958,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 4,750 | $957,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 169,402 | $957,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 36,209 | $956,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 128,079 | $952,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 41,050 | $951,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 1,031,963 | $948,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 53,840 | $947,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 35,140 | $945,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 88,922 | $943,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 1,000,000 | $937,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 33,351 | $934,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 700,241 | $931,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 30,243 | $930,000 | thousands by filing date | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 114,062 | $930,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 44,207 | $928,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 137,156 | $925,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 19,722 | $924,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 68,992 | $922,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 147,965 | $920,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 19,205 | $918,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 97,401 | $914,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 107,342 | $913,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 249,796 | $911,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 25,989 | $909,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 80,554 | $909,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 175,367 | $909,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 19,571 | $908,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 148,855 | $908,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 21,747 | $901,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 12,059 | $901,000 | thousands by filing date | |
| MAXCYTE INC | 57777K106 | COM | 73,176 | $893,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 30,031 | $893,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 70,594 | $893,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 261,357 | $893,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 900,000 | $892,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 50,175 | $891,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 288,197 | $890,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 122,766 | $887,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 102,759 | $887,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 14,061 | $886,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 143,834 | $886,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 532,527 | $884,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 35,674 | $883,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 3,195 | $882,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 33,156 | $881,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 30,470 | $881,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 24,616 | $878,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 196,145 | $876,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 8,116 | $875,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 850,000 | $873,000 | thousands by filing date | |
| LYELL IMMUNOPHARMA INC | 55083R104 | COM | 58,618 | $867,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 55,016 | $867,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 65,805 | $867,000 | thousands by filing date | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 107,938 | $866,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 42,610 | $865,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 118,646 | $863,000 | thousands by filing date | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 32,087 | $863,000 | thousands by filing date | |
| INTEGRAL AD SCIENCE HLDNG CO | 45828L108 | COM | 41,813 | $863,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 13,386 | $862,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 5,453 | $860,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 159,699 | $859,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 39,747 | $858,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 26,593 | $858,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 669,784 | $857,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 300,811 | $854,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 183,398 | $854,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 800,000 | $854,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 80,747 | $851,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 700,000 | $848,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 60,136 | $847,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 800,000 | $846,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 280,542 | $844,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 113,980 | $842,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 800,000 | $842,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 99,384 | $841,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 119,681 | $839,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 600,000 | $838,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 82,294 | $837,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 22,990 | $835,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 38,114 | $835,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 61,124 | $833,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-21-000108 | this filing | 2021-11-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-21-000109 | base | 2021-11-18 | acceptance time not in the bulk data set |