13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 4,313 holding rows worth $489,019,948,000.
- Accession
- 0001390777-21-000051
- Filer
- CIK 1390777
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A combination report, 23,773 entries on the cover page, a total value of $489,019,948,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $489,019,948,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerHardman Johnston Global Advisors LLC028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
- reports for this filerCENTERSQUARE INVESTMENT MANAGEMENT LLC028-18741
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerNeuberger Berman Group LLC028-13573
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerMellon Investments Corporation 028-02900
- included managerBNY Mellon Investment Adviser, Inc. 028-00127
- included managerNewton Investment Management Limited 028-04797
- included managerBNY Mellon Securities Corporation 028-18785
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerLockwood Advisors, Inc. 028-11769
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerEAM Investors, LLC 028-14070
- included managerGeneva Capital Management LLC 028-03935
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerBoston Partners Global Investors, Inc. 028-12484
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerBNY Mellon Investment Management Cayman Ltd. 028-17546
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerRedwood Investments, LLC 028-12234
- included managerNationwide Fund Advisors 028-05161
- included managerAlaska Permanent Fund Corporation 028-20231
- included managerHeartland Advisors, Inc. 028-04131
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 68,287 | $1,739,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 264,290 | $1,737,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 44,233 | $1,734,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 36,755 | $1,734,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 66,237 | $1,731,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 59,846 | $1,729,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 26,746 | $1,728,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 69,511 | $1,724,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 25,173 | $1,719,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 70,676 | $1,718,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 98,342 | $1,712,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 64,864 | $1,710,000 | thousands by filing date | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 69,032 | $1,710,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 68,775 | $1,709,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 40,440 | $1,708,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 78,793 | $1,704,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 65,183 | $1,703,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 100,069 | $1,703,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 60,046 | $1,701,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 1,650,000 | $1,691,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 63,194 | $1,689,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 176,220 | $1,687,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 24,790 | $1,686,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 64,556 | $1,684,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 53,704 | $1,684,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 11,429 | $1,680,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 357,113 | $1,679,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 84,837 | $1,676,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 44,329 | $1,673,000 | thousands by filing date | |
| PANDION THERAPEUTICS INC | 698340106 | COM | 27,751 | $1,667,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 46,138 | $1,663,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 43,832 | $1,662,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 83,875 | $1,654,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 577,980 | $1,653,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 50,727 | $1,650,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 176,016 | $1,645,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 88,721 | $1,645,000 | thousands by filing date | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 49,105 | $1,644,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 35,001 | $1,640,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 27,183 | $1,640,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 417,894 | $1,634,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 106,442 | $1,631,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 65,071 | $1,629,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 53,934 | $1,628,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 28,334 | $1,622,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 89,701 | $1,619,000 | thousands by filing date | |
| BIOATLA INC | 09077B104 | COM | 31,790 | $1,616,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 43,566 | $1,615,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 9,682 | $1,608,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 212,586 | $1,605,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 71,890 | $1,604,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 72,034 | $1,597,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 1,188,018 | $1,592,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 54,648 | $1,585,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 118,516 | $1,581,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 59,512 | $1,580,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 84,803 | $1,575,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 77,260 | $1,571,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 11,157 | $1,568,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 67,710 | $1,567,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 633,813 | $1,566,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 134,254 | $1,565,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 85,048 | $1,565,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 183,888 | $1,561,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 259,323 | $1,559,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 111,239 | $1,557,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 572,336 | $1,557,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 21,541 | $1,555,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 900,000 | $1,551,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 60,595 | $1,549,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 41,222 | $1,548,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 59,458 | $1,544,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 525,000 | $1,544,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 160,197 | $1,541,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 85,533 | $1,539,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 104,711 | $1,538,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 13,027 | $1,534,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 1,300,000 | $1,533,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 115,740 | $1,527,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 225,951 | $1,526,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 197,236 | $1,524,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 59,004 | $1,521,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 34,812 | $1,518,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 28,634 | $1,514,000 | thousands by filing date | |
| PULMONX CORP | 745848101 | COM | 33,111 | $1,514,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 1,300,000 | $1,514,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 140,424 | $1,513,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 168,821 | $1,511,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 64,422 | $1,504,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 59,747 | $1,502,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 81,609 | $1,500,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 58,595 | $1,499,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 12,636 | $1,496,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 18,960 | $1,494,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 61,474 | $1,491,000 | thousands by filing date | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 38,336 | $1,489,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 155,561 | $1,484,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 121,178 | $1,482,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 93,466 | $1,481,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 181,972 | $1,481,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 95,455 | $1,478,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 85,609 | $1,477,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 67,319 | $1,473,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 55,588 | $1,470,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 41,437 | $1,465,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 405,905 | $1,458,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 447,623 | $1,455,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 10,721 | $1,454,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 140,737 | $1,453,000 | thousands by filing date | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 34,825 | $1,451,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 105,029 | $1,450,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 29,450 | $1,449,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 40,786 | $1,448,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 77,796 | $1,443,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 84,638 | $1,443,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 18,898 | $1,441,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 59,090 | $1,439,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 29,285 | $1,438,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 39,901 | $1,436,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 65,337 | $1,436,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 48,534 | $1,436,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 30,394 | $1,434,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W101 | ACCESS US AGRAT | 29,674 | $1,432,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 198,722 | $1,432,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 115,747 | $1,425,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 68,697 | $1,423,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 29,275 | $1,420,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 53,658 | $1,416,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 51,620 | $1,415,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 29,502 | $1,413,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 157,481 | $1,409,000 | thousands by filing date | |
| ABCAM PLC | 000380204 | ADR USD | 73,285 | $1,408,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 282,569 | $1,407,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 161,661 | $1,403,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 166,265 | $1,402,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 359,452 | $1,401,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 119,900 | $1,401,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 1,000,000 | $1,399,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 309,292 | $1,398,000 | thousands by filing date | |
| MEDIAALPHA INC | 58450V104 | CL A | 39,441 | $1,397,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 135,319 | $1,394,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 1,400,000 | $1,394,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 1,050,000 | $1,389,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 701,481 | $1,389,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 100,340 | $1,385,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 223,478 | $1,384,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 49,680 | $1,382,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 95,838 | $1,380,000 | thousands by filing date | |
| DATTO HOLDING CORPORATION | 23821D100 | COM | 60,138 | $1,378,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 85,378 | $1,378,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 10,587 | $1,376,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 249,279 | $1,373,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 6,292 | $1,371,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 128,638 | $1,370,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 196,938 | $1,368,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 62,531 | $1,366,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 1,250,000 | $1,366,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 107,866 | $1,362,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 101,396 | $1,361,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 580,865 | $1,359,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 323,702 | $1,359,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 65,463 | $1,348,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 1,400,000 | $1,348,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 31,036 | $1,345,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 110,020 | $1,342,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 15,970 | $1,341,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 80,421 | $1,335,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 1,000,000 | $1,334,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 58,313 | $1,333,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 1,300,000 | $1,332,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 40,413 | $1,329,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 46,953 | $1,329,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 147,178 | $1,329,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 1,300,000 | $1,329,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 590,000 | $1,328,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 238,516 | $1,328,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 135,805 | $1,320,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 239,528 | $1,320,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 59,117 | $1,319,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 16,308 | $1,318,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 65,907 | $1,318,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 60,694 | $1,314,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 118,470 | $1,305,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 27,805 | $1,303,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 37,048 | $1,300,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 30,141 | $1,300,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 136,311 | $1,299,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 720,637 | $1,298,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 29,839 | $1,297,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 36,745 | $1,297,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 176,876 | $1,296,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 23,126 | $1,296,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 71,131 | $1,295,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 43,315 | $1,294,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 32,404 | $1,294,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 44,239 | $1,293,000 | thousands by filing date | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 124,643 | $1,291,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 10,750 | $1,289,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 1,000,000 | $1,288,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 176,724 | $1,288,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 47,815 | $1,287,000 | thousands by filing date | |
| CI FINL CORP | 125491100 | COM | 88,808 | $1,285,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 69,109 | $1,285,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 297,642 | $1,277,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 89,455 | $1,274,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 5,008 | $1,263,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 97,077 | $1,262,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 31,668 | $1,261,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 119,747 | $1,260,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 38,673 | $1,259,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 276,420 | $1,255,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 137,505 | $1,252,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 1,150,000 | $1,250,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 35,183 | $1,247,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 1,000,000 | $1,230,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 21,263 | $1,227,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 122,272 | $1,226,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 5,644 | $1,225,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 154,281 | $1,224,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 24,484 | $1,223,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 355,893 | $1,221,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 19,336 | $1,218,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 182,918 | $1,216,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 41,502 | $1,216,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 240,788 | $1,216,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 87,065 | $1,210,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 32,338 | $1,208,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 75,057 | $1,206,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 44,710 | $1,205,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 128,711 | $1,204,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 70,942 | $1,202,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 700,000 | $1,202,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 188,106 | $1,202,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 47,580 | $1,199,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 1,200,000 | $1,199,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 47,930 | $1,195,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 19,306 | $1,191,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 40,710 | $1,191,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 65,191 | $1,190,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 171,390 | $1,187,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 1,100,000 | $1,184,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 201,416 | $1,182,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 4,269 | $1,175,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 168,861 | $1,175,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 22,924 | $1,168,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 166,573 | $1,158,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 77,220 | $1,158,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 38,375 | $1,156,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 170,986 | $1,152,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 72,241 | $1,151,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 48,666 | $1,144,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 1,100,000 | $1,143,000 | thousands by filing date | |
| DENBURY INC | 24790A101 | COM | 23,761 | $1,138,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 143,273 | $1,135,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 60,370 | $1,132,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 20,133 | $1,131,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 38,605 | $1,130,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 11,853 | $1,125,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 116,538 | $1,124,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 138,824 | $1,122,000 | thousands by filing date | |
| ON24 INC | 68339B104 | COM | 23,117 | $1,121,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G201 | S&P INVSTMNT GRD | 46,258 | $1,120,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 40,562 | $1,119,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 44,008 | $1,118,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 6,265 | $1,117,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 11,659 | $1,117,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 118,623 | $1,116,000 | thousands by filing date | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 35,766 | $1,115,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 52,385 | $1,112,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 42,872 | $1,110,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 15,575 | $1,107,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 19,531 | $1,102,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 26,424 | $1,102,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 147,357 | $1,102,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 416,154 | $1,099,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 272,834 | $1,096,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 1,000,000 | $1,096,000 | thousands by filing date | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 29,517 | $1,092,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 1,100,000 | $1,091,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 70,080 | $1,089,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 33,248 | $1,089,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 187,680 | $1,087,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 3,426 | $1,084,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 90,149 | $1,083,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 295,667 | $1,082,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 251,473 | $1,082,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 550,000 | $1,080,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 36,874 | $1,077,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 18,598 | $1,076,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 76,985 | $1,075,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 21,185 | $1,070,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 32,765 | $1,066,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 112,970 | $1,065,000 | thousands by filing date | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 32,030 | $1,063,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 33,698 | $1,063,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 5,714 | $1,058,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 336,639 | $1,057,000 | thousands by filing date | |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 1,050,000 | $1,057,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 62,498 | $1,056,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 32,077 | $1,055,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 61,405 | $1,054,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 42,571 | $1,052,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 46,272 | $1,051,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 108,717 | $1,050,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 1,000,000 | $1,046,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 307,842 | $1,040,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 50,667 | $1,039,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 59,370 | $1,036,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 62,282 | $1,035,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 650,000 | $1,034,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 53,031 | $1,033,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 36,234 | $1,033,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 79,941 | $1,028,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 278,993 | $1,027,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 46,207 | $1,026,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 67,391 | $1,025,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 87,201 | $1,024,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 57,371 | $1,018,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 19,239 | $1,016,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 49,253 | $1,015,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 182,923 | $1,015,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 37,838 | $1,014,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 143,189 | $1,012,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 98,190 | $1,012,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 41,976 | $1,011,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 55,835 | $1,010,000 | thousands by filing date | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 30,639 | $1,008,000 | thousands by filing date | |
| BNY MELLON SHORT DURATION CORP BD ETF | 09661T701 | ETF | 19,651 | $1,007,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 950,000 | $1,007,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 700,000 | $1,005,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 119,839 | $997,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 900,000 | $994,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 40,748 | $991,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 76,102 | $988,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 61,715 | $987,000 | thousands by filing date | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 700,000 | $987,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 900,000 | $985,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 182,477 | $981,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 71,359 | $980,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 142,968 | $979,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 19,571 | $972,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 36,495 | $971,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 900,000 | $970,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 53,494 | $968,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 21,364 | $963,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 42,162 | $962,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 35,882 | $962,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 28,359 | $961,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 850,000 | $960,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 850,000 | $960,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 67,247 | $959,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 100,911 | $958,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 69,028 | $957,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 24,473 | $955,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 90,783 | $955,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 109,686 | $954,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 90,870 | $953,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 183,500 | $953,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 53,214 | $952,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 94,004 | $951,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 58,245 | $950,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 850,000 | $949,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 94,866 | $947,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 61,556 | $947,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 4,750 | $945,000 | thousands by filing date | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 700,000 | $945,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 140,510 | $944,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 9,932 | $940,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 118,663 | $939,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 50,967 | $939,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 73,657 | $939,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 69,933 | $938,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 27,296 | $935,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 17,486 | $933,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 63,172 | $931,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 130,283 | $920,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 15,810 | $919,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 103,848 | $919,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 17,200 | $917,000 | thousands by filing date | call |
| TRUST FOR PROFESSIONAL MANAG | 89834G836 | MAIRS & PWR MINN | 36,592 | $917,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 700,000 | $916,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 28,996 | $916,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 32,408 | $912,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 122,901 | $909,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 24,587 | $908,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 501,361 | $907,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 67,501 | $905,000 | thousands by filing date | |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 101,531 | $904,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 800,000 | $903,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 87,127 | $902,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 200,000 | $901,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 19,247 | $900,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 51,061 | $899,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 53,550 | $897,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 21,416 | $896,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 700,000 | $893,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 196,804 | $891,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 36,691 | $890,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 144,655 | $886,000 | thousands by filing date | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 20,417 | $885,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 131,684 | $881,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 550,000 | $880,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 24,244 | $878,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 37,061 | $878,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 4,013 | $874,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 500,000 | $874,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 652,026 | $874,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 35,455 | $873,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 13,730 | $872,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 850,000 | $870,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 104,528 | $870,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 302,755 | $866,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 109,729 | $864,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 75,778 | $864,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 180,000 | $864,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 157,760 | $862,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 19,375 | $860,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 35,647 | $857,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 49,338 | $856,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 164,259 | $854,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 250,000 | $852,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 500,000 | $851,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 40,627 | $850,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 156,151 | $848,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 700,000 | $848,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 41,125 | $846,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 74,722 | $846,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 9,655 | $845,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 300,000 | $840,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 288,003 | $838,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 700,000 | $838,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 56,106 | $835,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 850,000 | $835,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W609 | FLEX BD LEAD ETF | 33,461 | $834,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 37,866 | $833,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 6,484 | $832,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 176,590 | $831,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 83,225 | $830,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 40,591 | $827,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 9,401 | $824,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 85,789 | $823,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 29,401 | $823,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 11,160 | $823,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 41,978 | $823,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 45,503 | $820,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 65,867 | $815,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 100,668 | $814,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 265,430 | $812,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 64,436 | $812,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 700,000 | $811,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 229,678 | $811,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 57,858 | $811,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 66,383 | $808,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 750,000 | $806,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 275,047 | $806,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 28,097 | $805,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 43,111 | $799,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 16,856 | $798,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 81,278 | $797,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 19,405 | $797,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 55,387 | $797,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 600,000 | $797,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 385,991 | $795,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 96,562 | $790,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 74,456 | $789,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 109,302 | $789,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 63,717 | $788,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 66,487 | $788,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 72,888 | $787,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 511,086 | $787,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 55,357 | $782,000 | thousands by filing date | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 12,987 | $782,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 600,000 | $780,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 68,249 | $772,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 70,726 | $771,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 17,280 | $766,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 15,858 | $765,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 650,000 | $765,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 6,364 | $764,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 700,000 | $763,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 23,321 | $761,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 192,704 | $760,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 421,487 | $759,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 184,114 | $757,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 478,311 | $756,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 165,842 | $747,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 36,314 | $746,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 8,771 | $744,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 700,000 | $744,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 171,167 | $742,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 29,162 | $741,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 20,642 | $741,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 7,988 | $740,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 9,271 | $738,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 75,307 | $735,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 102,692 | $735,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 500,000 | $732,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 71,171 | $731,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 32,846 | $727,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 163,693 | $726,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-21-000051 | this filing | 2021-05-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-21-000092 | added | 2021-10-08 | acceptance time not in the bulk data set |