13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-12, with 4,075 holding rows worth $374,524,251,000.
- Accession
- 0001390777-20-000074
- Filer
- CIK 1390777
- Filed
- 2020-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 22,675 entries on the cover page, a total value of $374,524,251,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $374,524,251,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerHardman Johnston Global Advisors LLC028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
- reports for this filerCENTERSQUARE INVESTMENT MANAGEMENT LLC028-18741
- reports for this filerFAYEZ SAROFIM & CO028-10991
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerMellon Investments Corporation 028-02900
- included managerBNY Mellon Investment Adviser, Inc. 028-00127
- included managerNewton Investment Management Limited 028-04797
- included managerBNY Mellon Securities Corporation 028-18785
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerLockwood Advisors, Inc. 028-11769
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerEAM Investors, LLC 028-14070
- included managerGeneva Capital Management, LTD 028-03935
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerBoston Partners Global Investors, Inc. 028-12484
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerBNY Mellon Investment Management Cayman Ltd. 028-17546
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerRedwood Investments, LLC 028-12234
- included managerNationwide Fund Advisors 028-05161
- included managerAlaska Permanent Fund Corporation 028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 106,676 | $1,181,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 22,648 | $1,180,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 165,906 | $1,180,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 43,138 | $1,180,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 29,086 | $1,180,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 59,687 | $1,179,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 1,200,000 | $1,176,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 1,250,000 | $1,171,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 48,330 | $1,168,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 108,529 | $1,168,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 662,718 | $1,160,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 43,344 | $1,159,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 22,357 | $1,157,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 78,418 | $1,156,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 109,251 | $1,155,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 749,347 | $1,154,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 90,036 | $1,154,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 43,231 | $1,153,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 478,466 | $1,153,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 921,220 | $1,152,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 277,180 | $1,151,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 75,277 | $1,150,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 53,734 | $1,150,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 856 | $1,149,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 13,600 | $1,149,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 47,155 | $1,145,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 197,437 | $1,143,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 198,485 | $1,142,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 140,305 | $1,141,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 1,300,000 | $1,141,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 571,351 | $1,139,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 661,123 | $1,137,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 8,739 | $1,135,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 1,100,000 | $1,135,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 43,155 | $1,130,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 239,053 | $1,126,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 134,951 | $1,126,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739CAB8 | NOTE 1.000%10/0 | 1,250,000 | $1,122,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 22,516 | $1,119,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 52,796 | $1,116,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 250,169 | $1,112,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 105,694 | $1,111,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 42,126 | $1,110,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 775,534 | $1,109,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 67,121 | $1,108,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 1,207,000 | $1,106,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 43,024 | $1,105,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 124,804 | $1,104,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 1,304,000 | $1,103,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 42,002 | $1,101,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 4,075 | $1,100,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 21,992 | $1,100,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 51,371 | $1,098,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 98,856 | $1,097,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 73,825 | $1,097,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 88,275 | $1,097,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 488,189 | $1,094,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 900,000 | $1,090,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 283,004 | $1,090,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 12,069 | $1,088,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 100,457 | $1,087,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 44,688 | $1,086,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 1,000,000 | $1,086,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 22,600 | $1,081,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 42,901 | $1,079,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 531,380 | $1,078,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 252,268 | $1,077,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 64,744 | $1,076,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 266,862 | $1,075,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 900,000 | $1,072,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 63,963 | $1,068,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 8,804 | $1,067,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 143,454 | $1,067,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 1,000,000 | $1,067,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 35,255 | $1,066,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 217,178 | $1,064,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 1,150,000 | $1,058,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 68,823 | $1,057,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 800,000 | $1,057,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 32,924 | $1,056,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 129,493 | $1,056,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 407,990 | $1,053,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 52,575 | $1,052,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 35,526 | $1,048,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 115,894 | $1,048,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 41,349 | $1,047,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 1,100,000 | $1,044,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 850,000 | $1,043,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 44,353 | $1,043,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 75,281 | $1,041,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 104,105 | $1,040,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 37,513 | $1,039,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 1,400,000 | $1,038,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 45,655 | $1,037,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 89,199 | $1,032,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 71,912 | $1,029,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 1,250,000 | $1,029,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 44,241 | $1,027,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 81,047 | $1,027,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 26,477 | $1,027,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 102,897 | $1,024,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 741,590 | $1,023,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1,032,736 | $1,022,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 1,000,000 | $1,021,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 48,750 | $1,020,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 188,114 | $1,019,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 124,668 | $1,019,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 8,212 | $1,015,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 24,853 | $1,014,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 40,688 | $1,014,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 67,499 | $1,012,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 36,559 | $1,010,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 177,705 | $1,007,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 71,960 | $1,003,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 125,523 | $1,003,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 50,904 | $1,002,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 39,232 | $999,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 20,382 | $994,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 9,906 | $992,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 850,000 | $991,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 36,587 | $990,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 950,000 | $990,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 25,332 | $989,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 38,557 | $988,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 8,814 | $987,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 367,497 | $985,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 224,159 | $982,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 219,771 | $981,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 700,000 | $977,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 72,080 | $976,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 1,000,000 | $976,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 3,531,668 | $975,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 106,523 | $975,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 94,446 | $967,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,304,000 | $967,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 1,000,000 | $966,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 29,751 | $960,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 77,028 | $960,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 91,741 | $960,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 1,000,000 | $960,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 69,969 | $958,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 174,420 | $957,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 169,653 | $956,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 42,634 | $956,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 31,158 | $953,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 102,075 | $947,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 57,469 | $946,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 101,508 | $944,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 214,407 | $943,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 1,000,000 | $943,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 268,155 | $936,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 166,946 | $933,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 66,620 | $928,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 72,868 | $926,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 1,000,000 | $923,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 112,524 | $916,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 72,172 | $913,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 25,579 | $913,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 109,931 | $911,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 763,857 | $909,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 87,993 | $908,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 89,222 | $906,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 151,224 | $904,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 122,573 | $903,000 | thousands by filing date | |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 1,050,000 | $903,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 28,615 | $897,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 41,367 | $897,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 37,617 | $893,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 249,728 | $893,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 160,301 | $892,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 105,838 | $892,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 68,829 | $890,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 700,000 | $889,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 250,000 | $887,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 35,133 | $885,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 81,325 | $884,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 900,000 | $884,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 136,659 | $882,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 35,861 | $880,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 91,626 | $879,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 800,000 | $878,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 90,687 | $878,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 300,000 | $878,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 21,485 | $877,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 130,704 | $873,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 750,000 | $871,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 63,462 | $870,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 273,239 | $864,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 83,371 | $859,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 82,265 | $857,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 6,034 | $856,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 48,736 | $856,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 76,607 | $856,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 29,499 | $855,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 82,480 | $854,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 78,336 | $853,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 34,482 | $853,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 95,001 | $850,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 32,246 | $847,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 104,475 | $847,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 245,191 | $844,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 55,821 | $841,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 70,933 | $840,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 120,037 | $840,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 31,090 | $839,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 65,830 | $839,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 54,590 | $839,000 | thousands by filing date | |
| BENEFYTT TECHNOLOGIES INC | 08182C106 | COM CL A | 40,875 | $837,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 10,695 | $835,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 108,274 | $835,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 350,000 | $831,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 850,000 | $830,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 52,061 | $828,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 45,204 | $823,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 73,182 | $820,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 26,261 | $818,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 137,903 | $818,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 900,000 | $815,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 123,404 | $813,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 20,541 | $811,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 206,083 | $810,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 26,612 | $806,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 204,907 | $806,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 14,903 | $804,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 163,230 | $803,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 83,720 | $803,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 34,344 | $801,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 16,877 | $800,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 29,921 | $796,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 172,538 | $796,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 194,166 | $794,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 121,563 | $792,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 53,077 | $787,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 253,888 | $787,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 700,000 | $787,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 12,617 | $786,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 56,603 | $786,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 27,362 | $786,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 21,128 | $785,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 62,778 | $785,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 268,930 | $784,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 123,142 | $784,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 43,145 | $781,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 54,324 | $780,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 38,842 | $780,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 112,075 | $779,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 57,888 | $778,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 216,311 | $774,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 95,852 | $774,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 164,569 | $772,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 30,923 | $767,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 22,706 | $766,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 64,421 | $766,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 83,376 | $766,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 31,662 | $759,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 850,000 | $758,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 20,465 | $757,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 87,003 | $756,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 7,788 | $753,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 10,926 | $753,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 123,526 | $753,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 700,000 | $753,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 81,479 | $750,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 143,367 | $748,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 18,071 | $743,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 28,686 | $742,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 14,174 | $740,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 47,264 | $739,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 144,986 | $739,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 31,771 | $739,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 291,131 | $739,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 44,269 | $734,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 75,621 | $734,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 151,108 | $733,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 800,000 | $732,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 800,000 | $725,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 754,000 | $725,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 31,272 | $724,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 152,134 | $724,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 225,514 | $724,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 628,401 | $723,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 84,499 | $723,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 23,432 | $720,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 107,415 | $718,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 181,915 | $718,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 109,145 | $713,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 169,413 | $713,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 500,000 | $710,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 150,871 | $709,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 14,970 | $708,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 149,273 | $707,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 285,838 | $706,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 115,561 | $705,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 70,307 | $703,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 78,147 | $702,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 45,677 | $702,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 15,972 | $701,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 96,329 | $701,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 50,018 | $700,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 303,267 | $695,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 30,812 | $694,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 463,131 | $691,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 299,352 | $691,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 5,150 | $689,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 216,583 | $689,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 18,282 | $688,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 91,508 | $688,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 55,799 | $686,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 37,194 | $685,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 18,190 | $682,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 52,340 | $681,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 278,269 | $679,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 78,361 | $678,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 7,531 | $677,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 12,491 | $677,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 49,937 | $676,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 213,750 | $675,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 19,120 | $672,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 31,349 | $669,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 51,790 | $669,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 550,000 | $669,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 313,689 | $668,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 147,974 | $665,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 69,493 | $664,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 51,656 | $660,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 41,300 | $660,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 190,741 | $660,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 170,683 | $660,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 105,664 | $659,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 45,462 | $659,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 108,764 | $658,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 700,000 | $658,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 63,331 | $657,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 24,305 | $656,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 20,142 | $654,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 700,000 | $653,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 48,853 | $652,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 382,609 | $651,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 67,079 | $650,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 4,637 | $650,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 650,000 | $650,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 35,892 | $649,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 700,000 | $648,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 115,999 | $644,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 12,973 | $643,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 39,066 | $643,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 41,582 | $640,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 47,701 | $639,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 300,000 | $639,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 450,000 | $639,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 23,407 | $638,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 49,086 | $637,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 30,706 | $637,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 216,837 | $635,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 30,248 | $635,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 11,091 | $633,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 132,827 | $632,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 91,371 | $631,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 500,000 | $631,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 24,114 | $629,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 59,989 | $628,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 444,665 | $628,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 246,745 | $627,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 47,052 | $625,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 5,137 | $622,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 52,099 | $620,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 30,040 | $619,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 198,400 | $615,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 72,726 | $615,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 600,000 | $615,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 354,989 | $614,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 102,286 | $613,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 68,544 | $611,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 91,897 | $611,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 125,937 | $609,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 30,317 | $609,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,815 | $606,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 43,432 | $606,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 27,798 | $606,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 131,159 | $602,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 18,097 | $602,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 80,710 | $601,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 79,293 | $601,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 33,585 | $600,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 103,201 | $599,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 13,731 | $597,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 122,272 | $596,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 4,750 | $594,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 406,159 | $593,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 21,550 | $593,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 216,472 | $593,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 5,872 | $591,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 68,308 | $591,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 8,256 | $589,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 37,380 | $589,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 400,000 | $586,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 43,096 | $584,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 66,465 | $584,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 210,048 | $584,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 9,696 | $583,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 31,914 | $583,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 92,193 | $582,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 350,000 | $582,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 22,443 | $580,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 32,692 | $579,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 250,000 | $575,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 58,365 | $574,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 493,931 | $573,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 63,574 | $572,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 106,148 | $571,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 167,676 | $570,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 35,559 | $569,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 216,230 | $569,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 144,137 | $566,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 8,157 | $564,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 39,102 | $564,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 400,000 | $562,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 209,545 | $562,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 37,396 | $560,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 559,000 | $557,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 133,534 | $557,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 52,282 | $555,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 36,059 | $554,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 88,183 | $553,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 18,594 | $550,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 19,020 | $549,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 38,484 | $547,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 24,702 | $546,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 22,297 | $544,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 38,011 | $543,000 | thousands by filing date | |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 3,219,913 | $542,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 27,456 | $541,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 42,815 | $541,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 13,206 | $541,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 7,786 | $540,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 41,229 | $537,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 18,819 | $531,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 600,000 | $531,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 72,144 | $530,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 30,295 | $527,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 101,721 | $527,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 45,259 | $526,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 88,969 | $526,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 184,942 | $525,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 109,899 | $522,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 116,235 | $519,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 20,253 | $518,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 450,000 | $518,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 31,154 | $517,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 154,849 | $517,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 61,288 | $516,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 75,483 | $516,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 158,201 | $514,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 93,235 | $513,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 63,689 | $512,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 581,794 | $511,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 42,180 | $511,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 400,000 | $511,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 132,036 | $510,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 227,115 | $508,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 500,000 | $508,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 56,237 | $507,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 97,328 | $507,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 56,709 | $507,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 88,269 | $507,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 34,828 | $506,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 21,774 | $506,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 35,467 | $505,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 70,220 | $504,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 46,762 | $503,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 131,004 | $503,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,711 | $501,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 6,730 | $501,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 66,606 | $500,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 172,672 | $499,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 441,356 | $498,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 33,762 | $498,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 32,808 | $497,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 5,001 | $497,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 71,967 | $496,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 37,104 | $494,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 57,382 | $494,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 13,480 | $494,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 33,134 | $493,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 43,814 | $492,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 22,990 | $491,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 3,014 | $491,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 117,984 | $491,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 40,129 | $490,000 | thousands by filing date | |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 500,000 | $490,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 43,816 | $489,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 500,000 | $489,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 138,288 | $488,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 322,494 | $486,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 500,000 | $486,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 248,901 | $486,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 83,113 | $485,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 99,299 | $482,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 500,000 | $481,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 304,238 | $481,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-20-000074 | this filing | 2020-08-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-21-000089 | added | 2021-10-08 | acceptance time not in the bulk data set |