13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 4,175 holding rows worth $387,815,020,000.
- Accession
- 0001390777-20-000030
- Filer
- CIK 1390777
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 20,399 entries on the cover page, a total value of $387,815,020,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $387,815,020,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerHardman Johnston Global Advisors LLC028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerMellon Investments Corporation 028-02900
- included managerBNY Mellon Investment Adviser, Inc. 028-00127
- included managerNewton Investment Management (North America) Limited 028-17543
- included managerNewton Investment Management Limited 028-04797
- included managerBNY Mellon Securities Corporation 028-18785
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerCenterSquare Investment Management, LLC 028-18741
- included managerLockwood Advisors, Inc. 028-11769
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerBoston Partners Global Investors, Inc. 028-12484
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerBNY Mellon Investment Management Cayman Ltd. 028-17546
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerRedwood Investments, LLC 028-12234
- included managerNationwide Fund Advisors 028-05161
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 22,048 | $1,501,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 24,862 | $1,501,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 74,121 | $1,501,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 83,552 | $1,500,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 62,592 | $1,498,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 1,054,000 | $1,495,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 57,503 | $1,493,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 77,725 | $1,493,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 188,387 | $1,489,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 13,467 | $1,488,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 155,599 | $1,483,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 1,000,000 | $1,483,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 107,389 | $1,480,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 230,895 | $1,478,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 149,780 | $1,478,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 265,643 | $1,477,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 34,569 | $1,475,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 688,933 | $1,474,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 355,619 | $1,473,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 1,605,000 | $1,471,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 90,676 | $1,467,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 100,526 | $1,466,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 354,167 | $1,466,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 416,304 | $1,465,000 | thousands by filing date | |
| SEA LTD | 81141RAB6 | CONV BD US | 700,000 | $1,465,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 168,238 | $1,462,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 77,429 | $1,460,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 263,640 | $1,460,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 321,707 | $1,457,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 30,793 | $1,456,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 1,500,000 | $1,455,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 1,000,000 | $1,454,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 82,893 | $1,451,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 157,199 | $1,450,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 59,135 | $1,446,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 34,010 | $1,445,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 425,769 | $1,443,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 128,168 | $1,439,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 56,274 | $1,435,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 34,199 | $1,433,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 1,059,000 | $1,432,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 49,400 | $1,424,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 208,729 | $1,416,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 25,573 | $1,411,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 208,867 | $1,410,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 1,355,000 | $1,410,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 67,575 | $1,409,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 1,300,000 | $1,409,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 159,957 | $1,409,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 39,829 | $1,408,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 87,472 | $1,408,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 63,594 | $1,406,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 125,500 | $1,401,000 | thousands by filing date | call |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 12,600 | $1,400,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 41,568 | $1,394,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 1,400,000 | $1,394,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 97,632 | $1,393,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 1,325,000 | $1,392,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 1,200,000 | $1,389,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 184,956 | $1,388,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 1,000,000 | $1,388,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 1,304,000 | $1,388,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 8,680 | $1,381,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 1,750,000 | $1,377,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 46,061 | $1,370,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 27,471 | $1,368,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 404,464 | $1,367,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 1,352,000 | $1,366,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 1,000,000 | $1,365,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 170,400 | $1,363,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 173,000 | $1,358,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 17,190 | $1,356,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 171,169 | $1,356,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 33,777 | $1,347,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 183,435 | $1,344,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 90,477 | $1,338,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 103,366 | $1,336,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 21,481 | $1,336,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 23,113 | $1,334,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 33,231 | $1,333,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 10,004 | $1,332,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 1,000,000 | $1,331,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 57,895 | $1,331,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 52,153 | $1,330,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 139,785 | $1,328,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 120,680 | $1,325,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 109,634 | $1,322,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 13,854 | $1,318,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 71,211 | $1,318,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 1,011,000 | $1,317,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 78,485 | $1,309,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 55,892 | $1,307,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 148,085 | $1,306,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 28,983 | $1,296,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 39,884 | $1,294,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 47,743 | $1,293,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 220,354 | $1,289,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 14,235 | $1,285,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 46,821 | $1,282,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 42,568 | $1,281,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 365,828 | $1,278,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 126,231 | $1,277,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 40,630 | $1,274,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 91,692 | $1,273,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 1,200,000 | $1,271,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 32,635 | $1,270,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 12,425 | $1,268,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 42,316 | $1,266,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 7,868 | $1,263,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 36,976 | $1,263,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 125,065 | $1,263,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 68,878 | $1,262,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 185,600 | $1,259,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 21,705 | $1,257,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 251,899 | $1,257,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 1,250,000 | $1,255,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 45,829 | $1,250,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 27,359 | $1,250,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 265,737 | $1,249,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 91,628 | $1,248,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 1,304,000 | $1,248,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 56,676 | $1,246,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 1,300,000 | $1,245,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 65,093 | $1,243,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 134,527 | $1,242,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 1,107,000 | $1,241,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 1,250,000 | $1,241,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 115,535 | $1,240,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 35,712 | $1,239,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 1,000,000 | $1,238,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 21,590 | $1,231,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 76,107 | $1,228,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 65,807 | $1,228,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 550,000 | $1,225,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 1,000,000 | $1,224,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 70,058 | $1,223,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 1,200,000 | $1,221,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AP4 | NOTE 2.000% 2/0 | 1,005,000 | $1,220,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 1,000,000 | $1,218,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 1,300,000 | $1,217,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 20,062 | $1,211,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 60,618 | $1,207,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 1,400,000 | $1,206,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 52,764 | $1,200,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 1,000,000 | $1,200,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 386,707 | $1,198,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 139,019 | $1,198,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 224,866 | $1,197,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 900,000 | $1,196,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 141,145 | $1,195,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 97,626 | $1,184,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 1,200,000 | $1,184,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 86,704 | $1,181,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 1,250,000 | $1,181,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 30,523 | $1,180,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 58,933 | $1,180,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 238,873 | $1,180,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 5,602 | $1,176,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 88,374 | $1,169,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 8,700 | $1,166,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 104,802 | $1,166,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 34,447 | $1,164,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 241,483 | $1,162,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 293,349 | $1,158,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 7,431 | $1,154,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 50,406 | $1,152,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 1,100,000 | $1,142,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 179,929 | $1,139,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 34,900 | $1,138,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 107,360 | $1,138,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 421,180 | $1,137,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 38,310 | $1,136,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 287,851 | $1,136,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 36,863 | $1,133,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 76,085 | $1,133,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 39,095 | $1,131,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 18,385 | $1,129,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 61,329 | $1,129,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 74,864 | $1,127,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 267,137 | $1,125,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 3,865 | $1,123,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 77,698 | $1,121,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 22,060 | $1,117,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 74,020 | $1,115,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 1,100,000 | $1,114,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 194,243 | $1,113,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 44,525 | $1,110,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 815,447 | $1,109,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 20,000 | $1,109,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 60,155 | $1,106,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 367,524 | $1,106,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 1,100,000 | $1,104,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 541,307 | $1,104,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 56,891 | $1,103,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 51,053 | $1,097,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 143,461 | $1,097,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739CAB8 | NOTE 1.000%10/0 | 1,250,000 | $1,095,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 21,554 | $1,093,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 65,033 | $1,093,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 1,100,000 | $1,093,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 199,193 | $1,088,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 29,689 | $1,087,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 194,941 | $1,086,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 122,052 | $1,086,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 29,426 | $1,086,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 58,728 | $1,085,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 378,762 | $1,083,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 196,595 | $1,083,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 950,000 | $1,081,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 49,298 | $1,079,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 17,976 | $1,077,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 159,542 | $1,076,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 46,515 | $1,075,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 35,168 | $1,074,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 1,004,000 | $1,074,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 700,000 | $1,072,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 1,006,000 | $1,071,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 1,000,000 | $1,070,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 800,000 | $1,067,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 76,886 | $1,060,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 149,808 | $1,056,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 194,346 | $1,055,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 71,239 | $1,055,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 66,282 | $1,052,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 183,126 | $1,046,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 24,534 | $1,043,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 249,329 | $1,042,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 127,775 | $1,040,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 35,860 | $1,036,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 1,000,000 | $1,036,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 24,586 | $1,034,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 900,000 | $1,030,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 35,695 | $1,028,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 85,211 | $1,026,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 1,000,000 | $1,026,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 60,477 | $1,025,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 35,155 | $1,020,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 17,351 | $1,018,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 242,532 | $1,018,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 1,000,000 | $1,016,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 83,081 | $1,011,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 128,119 | $1,010,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 56,749 | $1,009,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 26,081 | $1,004,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 130,965 | $1,003,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 18,136 | $1,003,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 39,640 | $1,003,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 38,592 | $1,000,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 45,836 | $997,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 208,430 | $994,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 299,407 | $988,000 | thousands by filing date | |
| ARBOR RLTY TR INC | 038923AF5 | NOTE 5.250% 7/0 | 750,000 | $982,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 900,000 | $980,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 57,838 | $980,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 50,818 | $978,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 26,957 | $977,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 31,018 | $977,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 30,621 | $976,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 71,933 | $974,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 69,416 | $973,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 73,776 | $971,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 133,066 | $967,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 40,240 | $965,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 113,747 | $965,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 118,350 | $964,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 1,000,000 | $962,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 84,300 | $956,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 33,681 | $954,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 44,449 | $954,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 5,687 | $953,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 62,868 | $953,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 41,057 | $952,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 448,450 | $951,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 925,000 | $951,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 36,974 | $949,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 38,559 | $946,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 700,000 | $946,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 111,672 | $944,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 55,946 | $944,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 67,025 | $938,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 37,095 | $935,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 12,775 | $933,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 30,879 | $931,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 916,000 | $930,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 93,208 | $929,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 36,315 | $923,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 900,000 | $919,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 17,713 | $918,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 104,932 | $917,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 30,949 | $917,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 904,000 | $916,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 117,372 | $913,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 73,903 | $909,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 858,000 | $909,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 49,027 | $904,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 78,185 | $904,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 7,760 | $903,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 26,186 | $900,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 20,064 | $900,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 35,847 | $899,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 809,000 | $899,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 28,000 | $898,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 31,395 | $897,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAC7 | BOND | 350,000 | $896,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 16,681 | $895,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 41,013 | $894,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 35,983 | $894,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 35,277 | $892,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 50,890 | $889,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 45,989 | $887,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 96,961 | $887,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 15,919 | $886,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 6,782 | $881,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 38,431 | $878,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 69,703 | $877,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 59,078 | $877,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 10,474 | $874,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 28,091 | $870,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 24,110 | $864,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 6,180 | $862,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 186,168 | $857,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 192,636 | $857,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 16,546 | $856,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 750,000 | $856,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 81,498 | $851,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 89,913 | $850,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 9,460 | $849,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 93,915 | $849,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 1,000,000 | $849,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 99,751 | $847,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 850,000 | $846,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 400,000 | $841,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 87,979 | $841,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 3,885 | $838,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 57,497 | $838,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 219,064 | $833,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 96,643 | $829,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 148,571 | $828,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 850,000 | $823,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 595,527 | $816,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 148,834 | $813,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 16,145 | $805,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 800,000 | $805,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 5,450 | $804,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 30,441 | $803,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 132,230 | $800,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 68,395 | $798,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 750,000 | $798,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 32,487 | $789,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 25,839 | $786,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 8,302 | $785,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 28,561 | $784,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 67,668 | $783,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 465,046 | $781,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 84,442 | $779,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 90,255 | $778,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 85,716 | $776,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 39,395 | $775,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 24,794 | $772,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 46,807 | $772,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 30,941 | $771,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 30,020 | $770,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 158,334 | $770,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 111,363 | $770,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 33,966 | $766,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 29,888 | $763,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 41,517 | $762,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 252,864 | $761,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 550,000 | $760,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 16,567 | $760,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 57,607 | $759,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 68,259 | $752,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 105,547 | $752,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 4,636 | $751,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 18,883 | $748,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 15,450 | $748,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J569 | BULSHS 2021 MUNI | 29,798 | $748,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 700,000 | $746,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 203,324 | $745,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 750,000 | $745,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 59,088 | $744,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 37,826 | $740,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 43,299 | $735,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 81,902 | $735,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 59,672 | $732,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 18,835 | $729,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 70,224 | $728,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 73,762 | $725,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 386,706 | $724,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 90,209 | $722,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 99,984 | $721,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 88,814 | $721,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 29,590 | $720,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 45,073 | $720,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 16,357 | $718,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 89,687 | $718,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 10,409 | $715,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 100,570 | $715,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 58,586 | $714,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 256,327 | $713,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 37,224 | $708,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 127,174 | $708,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 47,506 | $708,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 600,000 | $708,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 28,805 | $706,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 22,660 | $705,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 119,653 | $705,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 700,000 | $705,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 71,693 | $704,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 53,222 | $704,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 275,731 | $703,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 6,825 | $701,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 14,820 | $697,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 36,773 | $697,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 62,356 | $697,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 61,484 | $696,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 27,180 | $696,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 41,616 | $694,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 38,822 | $693,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 600,000 | $693,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 90,343 | $691,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 146,533 | $690,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 98,876 | $689,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 145,125 | $689,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 21,650 | $686,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 31,987 | $686,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 14,417 | $684,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 34,930 | $681,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 80,676 | $681,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 34,454 | $680,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 58,809 | $680,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 41,100 | $680,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 219,189 | $678,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 17,556 | $678,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 707,000 | $678,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 40,626 | $676,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 9,795 | $673,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 154,246 | $671,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 26,659 | $670,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 518,737 | $669,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 60,551 | $667,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 200,000 | $667,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 500,000 | $666,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 34,503 | $665,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 500,000 | $665,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 165,208 | $662,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 59,647 | $659,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 74,987 | $658,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 31,208 | $656,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 103,349 | $656,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 106,434 | $653,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 199,765 | $652,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 22,000 | $651,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 6,585 | $650,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 153,998 | $650,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 23,286 | $648,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 161,653 | $647,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 705,000 | $645,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 39,486 | $644,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 38,075 | $643,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 28,964 | $641,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 107,062 | $640,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 17,694 | $637,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 57,199 | $637,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 71,477 | $635,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 800,000 | $635,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 39,354 | $632,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 41,906 | $631,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 600,000 | $630,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 238,993 | $629,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 32,217 | $628,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 500,000 | $627,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 17,867 | $624,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 34,999 | $623,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 21,364 | $617,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 84,441 | $615,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 18,714 | $614,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 55,320 | $613,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 750,000 | $613,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 17,191 | $612,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 650,000 | $612,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 23,964 | $611,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 22,402 | $611,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 50,860 | $611,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 10,874 | $610,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 10,090 | $609,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 19,818 | $608,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 350,000 | $607,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 221,480 | $606,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 500,000 | $606,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 86,883 | $604,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 36,218 | $604,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 14,315 | $601,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 4,503 | $600,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 32,572 | $599,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 113,032 | $598,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 42,857 | $597,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 19,719 | $596,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 118,443 | $596,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 83,398 | $596,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-20-000030 | this filing | 2020-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-21-000087 | added | 2021-10-08 | acceptance time not in the bulk data set |