13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-07, with 4,209 holding rows worth $364,459,420,000.
- Accession
- 0001390777-19-000105
- Filer
- CIK 1390777
- Filed
- 2019-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 19,652 entries on the cover page, a total value of $364,459,420,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $364,459,420,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerHardman Johnston Global Advisors LLC028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerMellon Investments Corporation 028-02900
- included managerBNY Mellon Investment Adviser, Inc. 028-00127
- included managerNewton Investment Management (North America) Limited 028-17543
- included managerNewton Investment Management Limited 028-04797
- included managerBNY Mellon Securities Corporation 028-18785
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerCenterSquare Investment Management, LLC 028-18741
- included managerLockwood Advisors, Inc. 028-11769
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH 028-17545
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerBoston Partners Global Investors, Inc. 028-12484
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerBNY Mellon Investment Management Cayman Ltd. 028-17546
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerRedwood Investments, LLC 028-12234
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 36,641 | $3,210,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 350,891 | $3,207,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 156,648 | $3,202,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 3,156,000 | $3,202,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 86,434 | $3,201,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 296,812 | $3,200,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 650,314 | $3,187,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 3,200,000 | $3,181,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 164,730 | $3,171,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 297,525 | $3,159,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 119,046 | $3,154,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 68,084 | $3,143,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 3,190,000 | $3,135,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 191,677 | $3,120,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 220,203 | $3,110,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 208,524 | $3,107,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 2,950,000 | $3,102,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 78,239 | $3,098,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 904,451 | $3,085,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 91,190 | $3,077,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 47,587 | $3,041,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 92,178 | $3,040,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 290,880 | $3,039,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 210,816 | $3,028,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 131,701 | $3,026,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 27,574 | $3,022,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 146,772 | $3,020,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 132,277 | $3,013,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 140,418 | $2,993,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 350,325 | $2,988,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 112,818 | $2,984,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 577,644 | $2,977,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 58,996 | $2,976,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 78,290 | $2,974,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 44,654 | $2,972,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 74,432 | $2,970,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 172,740 | $2,967,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 674,226 | $2,967,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 55,059 | $2,952,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 79,499 | $2,941,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 336,295 | $2,938,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 240,490 | $2,925,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 130,342 | $2,917,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 170,052 | $2,913,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 55,909 | $2,907,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 240,117 | $2,900,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 291,438 | $2,888,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 493,989 | $2,885,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 40,660 | $2,884,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 132,482 | $2,880,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 445,478 | $2,871,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 214,602 | $2,865,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 282,651 | $2,856,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 148,369 | $2,856,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 93,217 | $2,845,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 21,114 | $2,840,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 57,492 | $2,836,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 558,975 | $2,834,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 271,662 | $2,832,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 449,109 | $2,825,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 181,244 | $2,824,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 247,018 | $2,816,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 100,117 | $2,807,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 750,000 | $2,806,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 32,495 | $2,802,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 525,506 | $2,801,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 356,963 | $2,791,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 15,306 | $2,787,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 166,128 | $2,776,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 47,326 | $2,772,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,048,705 | $2,768,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 646,697 | $2,768,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 15,674 | $2,765,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 370,595 | $2,764,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 210,655 | $2,763,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 221,773 | $2,745,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 178,458 | $2,726,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 162,078 | $2,721,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 78,237 | $2,715,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 102,182 | $2,714,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 84,528 | $2,712,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 178,741 | $2,701,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 39,563 | $2,701,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 48,583 | $2,690,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 266,168 | $2,689,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 22,385 | $2,687,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 186,393 | $2,682,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 284,608 | $2,678,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 77,328 | $2,677,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 242,977 | $2,663,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 122,373 | $2,663,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 92,635 | $2,659,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 61,501 | $2,658,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 139,121 | $2,658,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 28,207 | $2,656,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 236,675 | $2,655,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 197,738 | $2,654,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 184,247 | $2,646,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 148,800 | $2,635,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 105,574 | $2,632,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 79,162 | $2,631,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 61,366 | $2,621,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 668,557 | $2,621,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 333,829 | $2,617,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 144,692 | $2,616,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 2,575,000 | $2,612,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 153,411 | $2,609,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 142,501 | $2,608,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 183,988 | $2,605,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 178,900 | $2,596,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 100,257 | $2,595,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 83,826 | $2,587,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 108,551 | $2,584,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 333,715 | $2,580,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 210,071 | $2,579,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 14,261 | $2,569,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 591,185 | $2,559,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 46,884 | $2,559,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 242,895 | $2,557,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 66,068 | $2,550,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 85,323 | $2,548,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 87,781 | $2,547,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 47,174 | $2,529,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 66,853 | $2,529,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 83,808 | $2,526,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 17,050 | $2,525,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 77,115 | $2,525,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 91,145 | $2,522,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 72,616 | $2,521,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 222,023 | $2,516,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 2,500,000 | $2,513,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 187,949 | $2,500,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 40,657 | $2,498,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 190,977 | $2,498,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 244,262 | $2,492,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 63,479 | $2,488,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 234,452 | $2,477,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 73,972 | $2,474,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 283,898 | $2,472,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 533,047 | $2,468,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 53,387 | $2,459,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 404,237 | $2,450,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 208,356 | $2,443,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 41,219 | $2,441,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 95,688 | $2,433,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,241,936 | $2,433,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 2,300,000 | $2,427,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 150,991 | $2,426,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 92,198 | $2,424,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 82,462 | $2,423,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 518,229 | $2,420,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 188,867 | $2,410,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 56,196 | $2,407,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 85,935 | $2,396,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 311,514 | $2,395,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 253,749 | $2,383,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 1,017,110 | $2,380,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 200,028 | $2,354,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 14,990 | $2,347,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 692,384 | $2,341,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 98,197 | $2,336,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 108,930 | $2,335,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 450,304 | $2,334,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 146,114 | $2,329,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 82,308 | $2,328,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 28,657 | $2,323,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 303,515 | $2,322,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 82,418 | $2,321,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 122,282 | $2,317,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 67,895 | $2,315,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 75,840 | $2,313,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 240,287 | $2,312,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 160,501 | $2,312,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 110,000 | $2,308,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 71,371 | $2,305,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 638,575 | $2,299,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 111,268 | $2,297,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 2,000,000 | $2,296,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 174,445 | $2,293,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 73,119 | $2,280,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 2,200,000 | $2,262,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 2,300,000 | $2,261,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 63,677 | $2,258,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 250,250 | $2,255,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 71,252 | $2,247,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 23,410 | $2,244,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 88,224 | $2,243,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 48,750 | $2,243,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 10,000 | $2,240,000 | thousands by filing date | call |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 136,848 | $2,239,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 211,842 | $2,236,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 309,985 | $2,235,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 382,263 | $2,232,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 469,845 | $2,232,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 148,377 | $2,231,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 29,492 | $2,231,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 92,566 | $2,225,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 427,557 | $2,224,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 36,856 | $2,223,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 193,561 | $2,222,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 2,300,000 | $2,221,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 842,650 | $2,216,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 918,075 | $2,213,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 2,200,000 | $2,208,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 2,200,000 | $2,202,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 189,385 | $2,197,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 1,149,911 | $2,185,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 147,641 | $2,184,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 79,554 | $2,184,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 112,034 | $2,183,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 83,404 | $2,174,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 395,058 | $2,168,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 140,953 | $2,167,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 2,259,000 | $2,165,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 250,404 | $2,164,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 2,150,000 | $2,163,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 117,046 | $2,159,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 201,224 | $2,153,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 86,093 | $2,152,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 142,970 | $2,143,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 141,088 | $2,140,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 124,393 | $2,139,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 272,115 | $2,138,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 251,703 | $2,129,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 111,991 | $2,127,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 426,292 | $2,127,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 110,342 | $2,125,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 32,774 | $2,123,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 139,054 | $2,117,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 113,891 | $2,115,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 218,179 | $2,106,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 202,270 | $2,101,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 627,865 | $2,100,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 119,762 | $2,097,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 118,042 | $2,094,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 180,537 | $2,092,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 282,648 | $2,091,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 16,266 | $2,090,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 115,533 | $2,087,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 81,878 | $2,085,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 75,134 | $2,085,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,113,000 | $2,081,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 216,394 | $2,081,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 81,168 | $2,078,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 137,066 | $2,077,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 169,795 | $2,074,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 387,694 | $2,058,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 2,050,000 | $2,029,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 1,274,832 | $2,027,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 75,240 | $2,025,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 49,265 | $2,021,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 59,347 | $2,021,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 2,050,000 | $2,018,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 134,872 | $2,017,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 117,400 | $2,013,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 62,344 | $2,006,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 205,196 | $2,002,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 66,449 | $1,997,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 287,062 | $1,996,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 135,974 | $1,983,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 124,285 | $1,979,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 93,056 | $1,978,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 286,330 | $1,970,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 39,630 | $1,966,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 96,577 | $1,963,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 83,124 | $1,959,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 100,130 | $1,956,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 37,409 | $1,955,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 75,045 | $1,945,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 192,859 | $1,942,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 62,458 | $1,926,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 16,820 | $1,925,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 71,515 | $1,918,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 21,728 | $1,915,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 41,350 | $1,908,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 16,018 | $1,906,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 205,842 | $1,904,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 182,808 | $1,903,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 48,675 | $1,898,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 121,827 | $1,875,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 108,122 | $1,875,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 206,600 | $1,870,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 82,541 | $1,867,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 114,401 | $1,865,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 831,748 | $1,863,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 121,575 | $1,860,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 302,179 | $1,859,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 120,526 | $1,855,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 1,834,000 | $1,854,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 91,229 | $1,848,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 52,822 | $1,848,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 127,559 | $1,847,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 31,231 | $1,846,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 85,430 | $1,844,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 154,969 | $1,835,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 291,872 | $1,830,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 1,200,000 | $1,829,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 196,736 | $1,819,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 1,950,000 | $1,818,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 34,564 | $1,815,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 316,860 | $1,813,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 168,071 | $1,809,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 13,733 | $1,805,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 100,608 | $1,799,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 57,969 | $1,792,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 83,822 | $1,785,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 1,800,000 | $1,784,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 1,750,000 | $1,781,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 74,534 | $1,780,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 96,934 | $1,779,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 39,213 | $1,775,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 17,761 | $1,771,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 86,193 | $1,770,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 4,270,688 | $1,767,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 46,849 | $1,762,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 61,607 | $1,761,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 99,731 | $1,758,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 94,859 | $1,753,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 12,181 | $1,750,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 106,098 | $1,744,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 43,951 | $1,744,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 41,969 | $1,744,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 287,756 | $1,741,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 309,689 | $1,739,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 22,262 | $1,737,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 11,842 | $1,729,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 84,941 | $1,729,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 40,666 | $1,725,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 100,066 | $1,722,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 1,600,000 | $1,722,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 26,200 | $1,718,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 164,023 | $1,718,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 75,246 | $1,718,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 247,252 | $1,716,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 1,656,000 | $1,715,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 167,686 | $1,715,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 1,800,000 | $1,714,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 617,963 | $1,711,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 62,221 | $1,711,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 122,354 | $1,711,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 1,700,000 | $1,701,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 1,600,000 | $1,698,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 78,094 | $1,697,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 62,963 | $1,697,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 1,650,000 | $1,696,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 694,765 | $1,681,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 35,417 | $1,679,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 104,138 | $1,678,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 1,300,000 | $1,676,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 18,000 | $1,675,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 572,514 | $1,660,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 1,106 | $1,658,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 220,956 | $1,658,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 1,650,000 | $1,656,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 1,500,000 | $1,653,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 610,334 | $1,648,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 346,017 | $1,647,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 56,515 | $1,644,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 1,700,000 | $1,640,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 79,232 | $1,639,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 26,719 | $1,638,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 118,998 | $1,630,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 405,213 | $1,629,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 90,011 | $1,629,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 537,315 | $1,628,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 56,767 | $1,624,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 1,304,000 | $1,623,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 90,781 | $1,620,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 39,431 | $1,615,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 30,994 | $1,614,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 75,298 | $1,612,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 75,214 | $1,605,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 97,815 | $1,604,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 49,616 | $1,604,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 168,118 | $1,602,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 53,971 | $1,601,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 27,584 | $1,597,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 81,125 | $1,597,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 1,500,000 | $1,594,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 139,114 | $1,582,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 18,235 | $1,581,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 91,224 | $1,580,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 253,100 | $1,579,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 1,200,000 | $1,571,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 52,341 | $1,570,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 117,085 | $1,569,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 127,519 | $1,565,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 34,943 | $1,563,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 131,094 | $1,560,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 57,503 | $1,559,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 12,322 | $1,557,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 43,238 | $1,555,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 1,500,000 | $1,553,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 535,250 | $1,552,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 61,595 | $1,551,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 526,105 | $1,547,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 203,453 | $1,546,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 1,850,000 | $1,544,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 163,380 | $1,543,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 60,425 | $1,542,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 59,001 | $1,537,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 800,000 | $1,537,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 876,184 | $1,533,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 99,169 | $1,528,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 1,500,000 | $1,528,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 17,500 | $1,525,000 | thousands by filing date | call |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 90,982 | $1,525,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 900,052 | $1,525,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 7,009 | $1,521,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 118,294 | $1,520,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 46,548 | $1,515,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 258,342 | $1,511,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 101,912 | $1,507,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 460,535 | $1,506,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 79,666 | $1,505,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 100,695 | $1,503,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 19,628 | $1,502,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 75,319 | $1,496,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 1,000,000 | $1,496,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 26,106 | $1,494,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 27,583 | $1,494,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 100,810 | $1,494,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 24,865 | $1,489,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 232,384 | $1,485,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 346,917 | $1,485,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 114,901 | $1,476,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 165,000 | $1,475,000 | thousands by filing date | call |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 113,500 | $1,450,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 100,628 | $1,445,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 1,200,000 | $1,444,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 18,877 | $1,439,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 148,338 | $1,432,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 76,521 | $1,429,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 120,087 | $1,428,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 21,576 | $1,427,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 116,265 | $1,427,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 39,127 | $1,426,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 193,055 | $1,425,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 235,326 | $1,425,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 190,197 | $1,421,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 39,239 | $1,420,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 205,776 | $1,413,000 | thousands by filing date | |
| OPTION CARE HEALTH INC | 68404L102 | COM | 440,628 | $1,410,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 36,237 | $1,409,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 8,798 | $1,409,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 244,581 | $1,405,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 9,763 | $1,404,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 70,069 | $1,401,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 168,715 | $1,399,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 94,665 | $1,399,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 310,314 | $1,395,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 231,236 | $1,394,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 53,184 | $1,393,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 34,725 | $1,391,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 40,447 | $1,390,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 1,200,000 | $1,390,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 39,979 | $1,390,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 586,456 | $1,390,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 49,297 | $1,387,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 83,822 | $1,386,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 1,250,000 | $1,385,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 106,458 | $1,384,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 482,305 | $1,384,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 191,241 | $1,384,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 1,400,000 | $1,381,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 83,275 | $1,380,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 199,729 | $1,380,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 5,576 | $1,379,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 35,287 | $1,379,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 18,375 | $1,378,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 79,218 | $1,378,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 13,476 | $1,374,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 34,748 | $1,374,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 263,137 | $1,374,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 1,504,000 | $1,374,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 71,721 | $1,372,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 1,750,000 | $1,371,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 727,712 | $1,368,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 59,246 | $1,366,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 64,980 | $1,363,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 44,573 | $1,363,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 53,290 | $1,362,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 62,141 | $1,361,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 173,260 | $1,358,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 50,802 | $1,357,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 264,681 | $1,355,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 6,381 | $1,353,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 18,836 | $1,353,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 34,364 | $1,351,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 652,410 | $1,348,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 72,345 | $1,346,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 153,965 | $1,346,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 29,022 | $1,342,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 27,904 | $1,340,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 405,352 | $1,338,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 67,710 | $1,335,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 51,113 | $1,333,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 700,000 | $1,332,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 12,728 | $1,331,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 114,144 | $1,330,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-19-000105 | this filing | 2019-11-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-21-000086 | added | 2021-10-08 | acceptance time not in the bulk data set |