13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-11, with 4,222 holding rows worth $319,399,836,000.
- Accession
- 0001390777-19-000046
- Filer
- CIK 1390777
- Filed
- 2019-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A combination report, 19,490 entries on the cover page, a total value of $319,399,836,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $319,399,836,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerHardman Johnston Global Advisors LLC028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerMellon Investments Corporation 028-02900
- included managerThe Dreyfus Corporation 028-00127
- included managerNewton Investment Management (North America) Limited 028-17543
- included managerNewton Investment Management Limited 028-04797
- included managerMBSC Securities Corporation 028-18785
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerCenterSquare Investment Management, LLC 028-18741
- included managerLockwood Advisors, Inc. 028-11769
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH 028-17545
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerBoston Partners Global Investors, Inc. 028-12484
- included managerThompson, Siegel & Walmsley, LLC 028-04041
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerBNY Mellon Investment Management Cayman Ltd. 028-17546
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerKnights of Columbus Asset Advisors LLC 028-17560
- included managerRedwood Investments, LLC 028-12234
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Golden Entertainment Inc | 381013101 | Common Stock | 75,825 | $1,214,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 73,778 | $1,213,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 6,119 | $1,210,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 33,080 | $1,205,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 49,765 | $1,204,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 306,927 | $1,203,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 50,876 | $1,200,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 23,702 | $1,196,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 186,925 | $1,196,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 500,000 | $1,193,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 75,072 | $1,192,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 49,506 | $1,190,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 59,862 | $1,188,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 46,983 | $1,185,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 35,557 | $1,182,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 84,942 | $1,179,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 136,586 | $1,177,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 87,384 | $1,176,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 1,200,000 | $1,176,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 50,371 | $1,173,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 113,391 | $1,169,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 17,218 | $1,163,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 110,748 | $1,160,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 139,305 | $1,156,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 150,961 | $1,149,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 40,012 | $1,148,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 278,294 | $1,141,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 32,438 | $1,141,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 65,166 | $1,141,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 144,332 | $1,140,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 56,343 | $1,140,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 37,963 | $1,138,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 50,965 | $1,137,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 194,374 | $1,135,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 160,594 | $1,130,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 232,611 | $1,130,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 800,000 | $1,130,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 44,968 | $1,129,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 654,752 | $1,126,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 31,083 | $1,126,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 90,983 | $1,126,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 94,988 | $1,125,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 33,797 | $1,122,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 23,768 | $1,116,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 57,137 | $1,114,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 96,796 | $1,112,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 427,977 | $1,112,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 49,184 | $1,111,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 101,369 | $1,110,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 152,457 | $1,109,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 96,747 | $1,108,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 60,915 | $1,105,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 1,000,000 | $1,103,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 398,005 | $1,102,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 84,157 | $1,100,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 75,486 | $1,098,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 69,963 | $1,095,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 46,381 | $1,092,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 19,422 | $1,086,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 1,100,000 | $1,082,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 100,237 | $1,080,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 17,729 | $1,079,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 44,437 | $1,077,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 268,325 | $1,074,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 1,100,000 | $1,074,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 94,359 | $1,071,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 289,819 | $1,070,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 571,804 | $1,069,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 16,025 | $1,065,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 43,206 | $1,062,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 60,217 | $1,061,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 46,987 | $1,056,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 442,886 | $1,055,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 146,189 | $1,051,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 79,809 | $1,050,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 37,734 | $1,049,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 6,962 | $1,048,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 42,367 | $1,047,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 45,159 | $1,043,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 104,576 | $1,042,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 101,818 | $1,038,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 13,455 | $1,037,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 54,655 | $1,032,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 100,027 | $1,031,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 836,034 | $1,029,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 411,693 | $1,025,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 31,951 | $1,024,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 46,644 | $1,023,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 71,795 | $1,021,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 35,683 | $1,015,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 422,451 | $1,014,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 47,633 | $1,012,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 5,585 | $1,009,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 40,334 | $1,007,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 43,721 | $1,007,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 164,182 | $1,006,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 152,831 | $1,004,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 64,274 | $1,004,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 62,374 | $1,003,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 73,347 | $1,001,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 24,875 | $1,001,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 34,269 | $1,000,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 28,000 | $999,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 139,749 | $998,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 83,141 | $998,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 150,377 | $996,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 18,697 | $995,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 73,034 | $992,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 408,296 | $992,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 37,720 | $991,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 27,767 | $988,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 621,545 | $988,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 77,523 | $987,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 1,000,000 | $984,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 31,206 | $983,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 700,000 | $983,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 46,704 | $981,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 88,849 | $980,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 58,529 | $980,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 31,235 | $979,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 55,903 | $977,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 131,488 | $977,000 | thousands by filing date | |
| HESS CORP | 42809H404 | DEP PDF SR A | 19,660 | $976,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 43,708 | $975,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 187,868 | $975,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 447,195 | $970,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 1,000,000 | $970,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 25,028 | $969,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 53,129 | $968,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 38,435 | $968,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 59,244 | $967,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 717,010 | $961,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 21,639 | $960,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 370,742 | $959,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 118,739 | $958,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 30,845 | $956,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 1,100,000 | $954,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 58,620 | $953,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 146,472 | $949,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 34,968 | $941,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 59,577 | $939,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 67,845 | $938,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 56,480 | $937,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 267,494 | $931,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 5,864 | $930,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 84,199 | $930,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 392,220 | $929,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 55,741 | $929,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 10,789 | $928,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 748,068 | $927,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 149,313 | $926,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 210,936 | $924,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 47,834 | $924,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 42,526 | $923,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 37,552 | $921,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 31,649 | $920,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 50,778 | $919,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 47,053 | $918,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 36,733 | $918,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 62,237 | $917,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 156,744 | $914,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 3,880 | $908,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 250,000 | $906,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 27,427 | $905,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 331,188 | $904,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 29,267 | $903,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 21,793 | $900,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 133,621 | $900,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 104,019 | $900,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 6,991 | $899,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 64,808 | $896,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 239,351 | $895,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 70,026 | $895,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 97,809 | $894,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 89,136 | $893,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 188,290 | $892,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 124,397 | $889,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 48,586 | $887,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 75,287 | $886,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 95,310 | $886,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 70,995 | $884,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 238,598 | $883,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 316,756 | $881,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 36,266 | $877,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 105,578 | $875,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 1,000,000 | $872,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 69,105 | $871,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 268,990 | $871,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 140,605 | $870,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 47,607 | $868,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 187,576 | $864,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 78,553 | $861,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 30,870 | $861,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 12,585 | $861,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 15,694 | $860,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 128,319 | $859,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 297,285 | $859,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 99,486 | $857,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 196,886 | $856,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 63,503 | $855,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 426,634 | $854,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 57,215 | $853,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 98,342 | $851,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 83,180 | $850,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 800,000 | $850,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 750,000 | $844,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 850,000 | $843,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 85,760 | $839,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 36,705 | $836,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 27,519 | $833,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 212,502 | $833,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 44,442 | $832,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 88,459 | $831,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 68,589 | $831,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 37,394 | $828,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 15,603 | $826,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 200,000 | $823,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 46,465 | $822,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 850,000 | $822,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 210,907 | $820,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 6,228 | $817,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 9,600 | $814,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 67,566 | $814,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 33,252 | $813,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 373,265 | $809,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 32,570 | $808,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 36,336 | $806,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 67,111 | $806,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 85,150 | $803,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 16,743 | $802,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 49,447 | $801,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 117,640 | $800,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 74,831 | $800,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 161,552 | $800,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 251,649 | $798,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 85,277 | $796,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 148,905 | $793,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 110,885 | $791,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 93,033 | $787,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 97,330 | $786,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 31,851 | $785,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 63,832 | $785,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 2,140,656 | $784,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 64,930 | $781,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 11,693 | $779,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 31,989 | $779,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 14,262 | $778,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 500,000 | $772,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 114,071 | $770,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 54,251 | $770,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 25,885 | $764,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 31,508 | $762,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 60,173 | $761,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 227,949 | $761,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 105,312 | $760,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 47,737 | $759,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 143,247 | $758,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 33,201 | $758,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 32,104 | $757,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 69,027 | $757,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 15,839 | $757,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 149,354 | $756,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 6,405 | $755,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 363,190 | $755,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 193,514 | $753,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 21,500 | $750,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 15,155 | $746,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 87,406 | $746,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 750,000 | $742,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 300,000 | $741,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 69,342 | $739,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 17,487 | $739,000 | thousands by filing date | |
| VISTRA ENERGY CORP | 92840M300 | UNIT 02/02/2024 | 8,100 | $739,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 800,000 | $738,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 33,848 | $737,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 32,033 | $734,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 800,000 | $733,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 15,503 | $732,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 65,351 | $731,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 68,884 | $727,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 43,887 | $726,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 17,341 | $725,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 215,894 | $725,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 76,465 | $725,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 158,202 | $718,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 714,827 | $715,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 34,410 | $715,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 91,584 | $715,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 6,373 | $711,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 69,492 | $711,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 46,711 | $711,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 337,022 | $711,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 138,282 | $710,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 40,915 | $709,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 50,628 | $708,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 18,019 | $704,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 50,783 | $704,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 22,598 | $704,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 247,044 | $703,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 85,383 | $702,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 700,000 | $702,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 53,691 | $700,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 170,342 | $699,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 19,857 | $698,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 77,426 | $697,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 23,180 | $695,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 263,127 | $695,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 172,947 | $695,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 67,020 | $691,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 54,679 | $691,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 26,139 | $690,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 56,717 | $689,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 25,944 | $689,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 122,815 | $687,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 217,909 | $686,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 16,350 | $685,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 20,971 | $682,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 160,183 | $680,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 700,000 | $680,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 20,321 | $680,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 423,673 | $678,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 500,000 | $675,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 27,250 | $673,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 87,872 | $670,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 19,827 | $670,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 37,857 | $669,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 82,935 | $668,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 58,893 | $668,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 665,858 | $665,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 69,944 | $663,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 220,961 | $662,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 83,473 | $662,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 17,517 | $661,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 700,000 | $661,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 31,281 | $660,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367PAB6 | NOTE 2.000% 6/1 | 750,000 | $658,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 27,261 | $657,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 57,334 | $657,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 19,132 | $656,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 66,279 | $655,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 45,817 | $655,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 33,387 | $653,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 27,882 | $653,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 521,143 | $652,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 33,467 | $650,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 8,413 | $646,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 123,174 | $645,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 25,091 | $643,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 5,800 | $642,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 675,000 | $642,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 334,078 | $641,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 10,403 | $641,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 53,791 | $641,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 109,766 | $639,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 20,468 | $638,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 800,000 | $638,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 13,115 | $635,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 51,037 | $635,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 15,450 | $635,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 40,289 | $635,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 22,705 | $632,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 44,224 | $632,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 47,884 | $630,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 577,645 | $630,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 171,222 | $630,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 457,000 | $630,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 5,618 | $628,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 82,940 | $628,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 820,947 | $624,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 4,635 | $622,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 23,285 | $622,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 162,941 | $621,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R304 | WBI BBR YLD 2000 | 31,144 | $620,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 36,547 | $616,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 35,888 | $614,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 26,672 | $614,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 295,615 | $613,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 33,780 | $612,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 74,405 | $610,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 218,918 | $609,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 37,825 | $609,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 52,914 | $609,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 44,209 | $608,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 7,048 | $607,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 500,000 | $607,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 34,402 | $606,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 30,862 | $605,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 33,035 | $605,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 15,895 | $604,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 29,591 | $604,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 34,692 | $602,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 21,589 | $601,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 124,297 | $600,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 9,992 | $599,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 31,606 | $599,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 500,052 | $598,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 18,451 | $597,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 56,362 | $597,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 68,044 | $597,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 25,595 | $594,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 15,481 | $593,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 5,564 | $592,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 600,000 | $592,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 13,829 | $587,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 196,571 | $586,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 137,988 | $584,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 34,599 | $584,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 132,776 | $582,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 11,336 | $579,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 750,000 | $579,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 20,570 | $578,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 600,000 | $576,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 58,880 | $575,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 5,060 | $575,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 39,822 | $575,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 136,422 | $573,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 33,256 | $572,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 55,496 | $571,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 57,261 | $569,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 5,912 | $568,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 125,734 | $568,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 28,503 | $568,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 7,770 | $564,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 180,315 | $562,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 57,103 | $561,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 62,521 | $561,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 28,501 | $561,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 25,053 | $560,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 41,547 | $560,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 17,231 | $559,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 9,795 | $557,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 17,318 | $555,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 13,400 | $554,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 244,130 | $552,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 73,042 | $548,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 21,100 | $546,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 35,064 | $545,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 600,000 | $545,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 585,912 | $544,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 61,220 | $543,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 18,747 | $540,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 105,018 | $539,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 126,928 | $538,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 30,535 | $537,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 114,233 | $536,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 18,341 | $536,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 10,984 | $535,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 19,689 | $535,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 143,425 | $535,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 33,942 | $534,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 11,623 | $533,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 11,034 | $533,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 36,781 | $533,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 500,000 | $525,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 600,000 | $522,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 19,637 | $521,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 72,223 | $521,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 22,000 | $519,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 750,000 | $518,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 58,081 | $515,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 38,893 | $515,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 28,569 | $515,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 75,281 | $515,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 7,282 | $514,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 57,700 | $514,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 24,677 | $513,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 10,220 | $511,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 127,129 | $510,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 24,563 | $510,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 17,370 | $509,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 37,391 | $509,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 32,794 | $508,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 42,480 | $507,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 141,004 | $507,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 196,982 | $506,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 40,158 | $504,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 350,000 | $504,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 50,572 | $502,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 130,961 | $502,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 39,328 | $501,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 88,171 | $501,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 105,070 | $501,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 500,000 | $500,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 131,972 | $500,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 500,000 | $498,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 59,874 | $498,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 132,072 | $496,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 700,936 | $496,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 7,782 | $494,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 17,251 | $493,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 96,822 | $493,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 9,785 | $492,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 145,447 | $492,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 8,520 | $491,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 156,000 | $491,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 126,501 | $490,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 13,915 | $490,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 203,504 | $489,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 339,252 | $489,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 67,880 | $488,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-19-000046 | this filing | 2019-02-11 | acceptance time not in the bulk data set |