13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-06, with 4,205 holding rows worth $367,576,480,000.
- Accession
- 0001390777-18-000115
- Filer
- CIK 1390777
- Filed
- 2018-08-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, 23,386 entries on the cover page, a total value of $367,576,480,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $367,576,480,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerHardman Johnston Global Advisors LLC028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerBNY Mellon Asset Management North America Corporation 028-02900
- included managerThe Dreyfus Corporation 028-00127
- included managerNewton Investment Management (North America) Limited 028-17543
- included managerNewton Investment Management Limited 028-04797
- included managerMBSC Securities Corporation 028-18785
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerCenterSquare Investment Management, LLC 028-18741
- included managerLockwood Advisors, Inc. 028-11769
- included managerInsight Investment Management (Global) Limited 028-12592
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH 028-17545
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerRobeco Investment Management, Inc. 028-12484
- included managerThompson, Siegel & Walmsley, LLC 028-04041
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerSirios Capital Management, L.P. 028-05369
- included managerBNY Mellon Capital Markets 028-12592
- included managerBNY Mellon Investment Management Cayman Ltd. 028-17546
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerCramer Rosenthal McGlynn, LLC 028-02028
- included managerRamius Advisors LLC 028-10674
- included managerKnights of Columbus Asset Advisors LLC 028-17560
- included managerRedwood Investments, LLC 028-12234
- included managerDalton Investments LLC 028-12151
- included managerGotham Asset Management, LLC 028-14365
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALCENTRA CAP CORP | 01374T102 | COM | 629,022 | $4,019,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 843,036 | $4,013,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 129,965 | $3,996,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 67,058 | $3,993,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 179,456 | $3,984,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 18,858 | $3,980,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 116,104 | $3,977,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 1,056,811 | $3,974,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 191,005 | $3,963,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 329,744 | $3,951,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 149,554 | $3,949,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 309,750 | $3,943,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 256,518 | $3,938,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 162,875 | $3,935,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 137,919 | $3,931,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 54,772 | $3,923,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 354,221 | $3,903,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 916,977 | $3,896,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 214,633 | $3,893,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 278,611 | $3,884,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 393,255 | $3,874,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 141,688 | $3,838,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 507,260 | $3,830,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 212,878 | $3,821,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 81,168 | $3,813,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 129,217 | $3,807,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 3,698,000 | $3,800,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 114,980 | $3,792,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 78,873 | $3,784,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 147,613 | $3,771,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 82,890 | $3,754,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 34,206 | $3,752,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 96,714 | $3,750,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 267,712 | $3,748,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 184,694 | $3,712,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 287,416 | $3,707,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 143,284 | $3,705,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 550,582 | $3,672,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 200,613 | $3,671,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 85,341 | $3,670,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 111,300 | $3,662,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 39,650 | $3,655,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 206,699 | $3,653,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 361,505 | $3,648,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 121,616 | $3,638,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 214,018 | $3,636,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 276,325 | $3,633,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 117,487 | $3,624,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 44,044 | $3,623,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 190,281 | $3,623,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 78,895 | $3,578,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 70,798 | $3,558,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 155,241 | $3,549,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 202,571 | $3,545,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 106,701 | $3,521,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 326,153 | $3,519,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,053,214 | $3,507,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 102,434 | $3,501,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 114,259 | $3,496,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 317,103 | $3,485,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 110,898 | $3,460,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 447,559 | $3,424,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 98,939 | $3,422,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 93,983 | $3,421,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 3,500,000 | $3,408,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 3,550,000 | $3,395,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 123,544 | $3,390,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 390,447 | $3,389,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 94,173 | $3,388,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 106,260 | $3,386,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 132,548 | $3,380,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 123,494 | $3,379,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 42,650 | $3,374,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 135,678 | $3,371,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 58,804 | $3,367,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 243,049 | $3,354,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 103,896 | $3,342,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 104,739 | $3,341,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 196,178 | $3,337,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 237,566 | $3,336,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 120,774 | $3,327,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 632,406 | $3,320,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 160,654 | $3,318,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 69,716 | $3,308,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 45,666 | $3,302,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 52,758 | $3,298,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 43,403 | $3,296,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 62,228 | $3,295,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 290,529 | $3,294,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 38,703 | $3,289,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 346,029 | $3,284,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 89,900 | $3,272,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 611,484 | $3,265,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 242,507 | $3,254,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 284,933 | $3,253,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 84,145 | $3,248,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 275,653 | $3,225,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 111,284 | $3,222,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 60,865 | $3,216,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 487,951 | $3,201,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 3,400,000 | $3,199,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 37,831 | $3,198,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 140,927 | $3,179,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 242,607 | $3,177,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 99,735 | $3,172,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 3,075,000 | $3,167,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 303,514 | $3,163,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 126,739 | $3,162,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 66,481 | $3,161,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 16,246 | $3,158,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 110,402 | $3,157,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 325,638 | $3,146,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 217,790 | $3,144,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 69,975 | $3,140,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 358,483 | $3,133,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 343,055 | $3,131,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 89,440 | $3,123,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 67,421 | $3,121,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 124,049 | $3,120,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 3,200,000 | $3,104,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 107,218 | $3,101,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 199,997 | $3,100,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 89,890 | $3,089,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 190,019 | $3,087,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 101,819 | $3,085,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 134,764 | $3,083,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 38,086 | $3,080,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 172,300 | $3,064,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 165,070 | $3,060,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 225,764 | $3,058,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 163,893 | $3,058,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 296,010 | $3,052,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 67,930 | $3,050,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 235,253 | $3,046,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 54,780 | $3,042,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 3,055,000 | $3,035,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 177,488 | $3,027,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 85,039 | $3,003,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,283,028 | $3,002,000 | thousands by filing date | |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 2,950,000 | $2,987,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 178,841 | $2,960,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 10,900 | $2,957,000 | thousands by filing date | call |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 205,504 | $2,945,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 140,946 | $2,945,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 204,032 | $2,939,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 429,912 | $2,927,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 62,039 | $2,926,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 157,145 | $2,923,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 651,824 | $2,914,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 131,369 | $2,911,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 153,308 | $2,898,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 71,046 | $2,893,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 92,866 | $2,885,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 175,800 | $2,878,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 170,848 | $2,876,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 251,634 | $2,867,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 81,504 | $2,855,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 272,637 | $2,852,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 2,825,000 | $2,846,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 74,258 | $2,833,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 115,076 | $2,825,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 92,054 | $2,813,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 225,118 | $2,802,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 50,485 | $2,801,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 81,599 | $2,800,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 127,167 | $2,798,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 36,509 | $2,790,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 1,150,000 | $2,785,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 306,447 | $2,782,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 185,216 | $2,778,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 124,547 | $2,777,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 29,479 | $2,770,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 74,106 | $2,764,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 25,070 | $2,761,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 82,800 | $2,749,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 97,317 | $2,748,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 188,095 | $2,742,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 156,647 | $2,740,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 117,625 | $2,735,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 185,145 | $2,731,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 48,606 | $2,728,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 231,990 | $2,700,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 178,671 | $2,697,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 2,750,000 | $2,697,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 92,226 | $2,689,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 270,060 | $2,686,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 87,071 | $2,684,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 89,296 | $2,684,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 690,384 | $2,679,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 68,331 | $2,679,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 321,518 | $2,675,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 97,742 | $2,668,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 53,687 | $2,665,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 67,687 | $2,660,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 78,992 | $2,654,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 78,795 | $2,652,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 59,270 | $2,652,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 69,215 | $2,648,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 410,346 | $2,642,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 210,411 | $2,641,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 129,427 | $2,641,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 169,933 | $2,640,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 370,677 | $2,639,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 643,327 | $2,637,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 498,856 | $2,629,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 54,961 | $2,626,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 250,779 | $2,616,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 65,457 | $2,612,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 90,455 | $2,612,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 186,287 | $2,608,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 175,569 | $2,607,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 107,702 | $2,601,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 112,368 | $2,600,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 146,210 | $2,594,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 72,478 | $2,588,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 754,156 | $2,587,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 433,511 | $2,585,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 56,250 | $2,578,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 295,522 | $2,556,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 199,191 | $2,556,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 141,687 | $2,550,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 41,181 | $2,549,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 104,290 | $2,545,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 106,401 | $2,545,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 49,483 | $2,541,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 1,063,985 | $2,533,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 160,155 | $2,533,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 2,650,000 | $2,525,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 38,854 | $2,516,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 174,601 | $2,514,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 285,559 | $2,512,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 501,451 | $2,512,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 2,550,000 | $2,505,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 50,109 | $2,493,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 301,339 | $2,488,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 29,637 | $2,486,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 23,376 | $2,469,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 146,767 | $2,464,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 128,472 | $2,461,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 88,597 | $2,461,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 21,776 | $2,452,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 187,208 | $2,439,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 87,865 | $2,439,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 13,860 | $2,436,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,500,000 | $2,431,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 160,316 | $2,430,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 352,720 | $2,426,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 46,552 | $2,425,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 429,349 | $2,421,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 118,910 | $2,417,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 85,794 | $2,415,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 64,311 | $2,414,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 55,654 | $2,413,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 142,767 | $2,412,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 2,600,000 | $2,411,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 2,550,000 | $2,411,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 84,835 | $2,410,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 98,054 | $2,406,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 127,796 | $2,402,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 272,126 | $2,380,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 120,858 | $2,375,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 194,857 | $2,366,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 50,718 | $2,361,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 55,997 | $2,360,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 196,210 | $2,354,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 123,112 | $2,351,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 255,345 | $2,344,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 408,281 | $2,340,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 469,500 | $2,334,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 49,480 | $2,327,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 20,109 | $2,326,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 88,453 | $2,322,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 55,991 | $2,322,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 544,428 | $2,314,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 1,275,000 | $2,308,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,720,847 | $2,306,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 2,300,000 | $2,306,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 162,034 | $2,305,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 120,959 | $2,305,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 65,587 | $2,294,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 169,820 | $2,288,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 136,892 | $2,282,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 20,876 | $2,281,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 25,614 | $2,274,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 75,616 | $2,269,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 84,484 | $2,269,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 141,525 | $2,265,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 246,227 | $2,258,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 312,419 | $2,250,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 138,378 | $2,232,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 134,836 | $2,231,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 19,316 | $2,229,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 85,885 | $2,221,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 56,442 | $2,221,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 215,206 | $2,217,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 65,378 | $2,209,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 32,713 | $2,206,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 64,916 | $2,205,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 55,008 | $2,201,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 502,630 | $2,192,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 84,645 | $2,185,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 2,150,000 | $2,185,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 2,156,000 | $2,181,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 129,656 | $2,160,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 79,687 | $2,151,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 2,300,000 | $2,150,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 47,746 | $2,146,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 214,720 | $2,143,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 123,871 | $2,137,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 120,515 | $2,136,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 317,061 | $2,134,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 153,867 | $2,132,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 1,800,000 | $2,130,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 129,886 | $2,114,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 67,043 | $2,112,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 746,322 | $2,112,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 102,751 | $2,110,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 141,037 | $2,108,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 235,926 | $2,104,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 12,401 | $2,103,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 4,268,222 | $2,091,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 30,095 | $2,085,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 14,042 | $2,085,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 95,637 | $2,084,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 51,497 | $2,082,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 99,945 | $2,075,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 124,389 | $2,073,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 93,730 | $2,072,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 638,379 | $2,062,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 268,448 | $2,059,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 157,155 | $2,059,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 223,759 | $2,058,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 170,635 | $2,051,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 75,554 | $2,040,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 122,064 | $2,034,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 143,278 | $2,032,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 922,743 | $2,030,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 358,670 | $2,030,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 20,292 | $2,027,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 510,976 | $2,024,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 261,080 | $2,023,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 79,774 | $1,995,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 140,081 | $1,989,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 401,780 | $1,989,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 58,136 | $1,984,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 251,525 | $1,975,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 160,898 | $1,971,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 59,326 | $1,969,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 112,557 | $1,969,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 18,775 | $1,967,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 69,582 | $1,964,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 849,149 | $1,962,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 818,000 | $1,961,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 178,019 | $1,958,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 47,790 | $1,957,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 530,068 | $1,955,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 299,349 | $1,955,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 87,302 | $1,951,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 20,419 | $1,944,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 35,216 | $1,941,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 678,648 | $1,941,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 18,430 | $1,936,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 109,573 | $1,934,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 52,078 | $1,928,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 82,884 | $1,926,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 90,388 | $1,918,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 266,203 | $1,917,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 220,552 | $1,916,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 183,783 | $1,915,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 496,935 | $1,913,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 267,622 | $1,911,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 260,027 | $1,911,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 57,726 | $1,908,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 155,802 | $1,907,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 560,323 | $1,905,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 53,325 | $1,902,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 46,853 | $1,901,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 132,523 | $1,898,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 51,423 | $1,896,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 122,470 | $1,891,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 40,591 | $1,883,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 1,850,000 | $1,878,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 87,944 | $1,877,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 86,134 | $1,876,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 76,154 | $1,874,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 39,719 | $1,872,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 102,371 | $1,863,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 134,810 | $1,862,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 16,494 | $1,861,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 60,195 | $1,857,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 190,385 | $1,856,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 69,885 | $1,846,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 134,550 | $1,841,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 68,773 | $1,840,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 39,960 | $1,838,000 | thousands by filing date | |
| HESS CORP | 42809H404 | DEP PDF SR A | 24,397 | $1,838,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,054,976 | $1,836,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 75,224 | $1,835,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 1,830,000 | $1,830,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 31,104 | $1,827,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 604,293 | $1,825,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 1,800,000 | $1,824,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 13,053 | $1,822,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 60,597 | $1,822,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 108,621 | $1,820,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 60,968 | $1,819,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 899,538 | $1,818,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 1,250,000 | $1,818,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 187,640 | $1,810,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 1,825,000 | $1,810,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 162,548 | $1,805,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 46,880 | $1,801,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 72,157 | $1,800,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 81,426 | $1,799,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 76,137 | $1,797,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 1,900,000 | $1,796,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 33,756 | $1,794,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 62,213 | $1,791,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 273,410 | $1,791,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 100,312 | $1,789,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 85,512 | $1,785,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 79,493 | $1,769,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 111,194 | $1,769,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 431,179 | $1,768,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 110,668 | $1,765,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 76,391 | $1,763,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 74,534 | $1,761,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 621,676 | $1,759,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 84,789 | $1,756,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 42,629 | $1,753,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 36,947 | $1,752,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 174,137 | $1,750,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 1,750,000 | $1,747,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 121,736 | $1,745,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 22,158 | $1,742,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 223,559 | $1,742,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 15,751 | $1,739,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 308,776 | $1,735,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 91,239 | $1,735,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 487,890 | $1,732,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 51,327 | $1,732,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 137,404 | $1,731,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 53,708 | $1,725,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 55,470 | $1,719,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 88,073 | $1,719,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 13,057 | $1,714,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 94,996 | $1,709,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 47,539 | $1,709,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 29,177 | $1,708,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 220,836 | $1,705,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 53,829 | $1,703,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 258,301 | $1,703,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 73,672 | $1,701,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 75,926 | $1,697,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 117,606 | $1,693,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 20,556 | $1,692,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 1,550,000 | $1,690,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 1,700,000 | $1,687,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 47,572 | $1,686,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 21,301 | $1,683,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 27,552 | $1,671,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 101,642 | $1,667,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 103,806 | $1,666,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 66,111 | $1,661,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 37,401 | $1,659,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 152,224 | $1,653,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 109,164 | $1,649,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 46,813 | $1,645,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 112,969 | $1,644,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 31,508 | $1,643,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 41,474 | $1,640,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 1,709,000 | $1,638,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 80,595 | $1,637,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 83,710 | $1,636,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 184,553 | $1,635,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 366,155 | $1,629,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 62,619 | $1,628,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 65,522 | $1,626,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 76,747 | $1,624,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 93,941 | $1,623,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 12,033 | $1,615,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 55,217 | $1,611,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 7,328 | $1,610,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 52,160 | $1,609,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 157,608 | $1,605,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 17,779 | $1,595,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 57,007 | $1,590,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 61,450 | $1,589,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 88,943 | $1,589,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 1,705,000 | $1,578,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 150,311 | $1,577,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 53,778 | $1,574,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 267,361 | $1,569,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 207,459 | $1,567,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 118,778 | $1,565,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 13,015 | $1,561,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 539,658 | $1,560,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 344,694 | $1,558,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 8,462 | $1,552,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 182,085 | $1,548,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-18-000115 | this filing | 2018-08-06 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-18-000117 | added | 2018-08-24 | acceptance time not in the bulk data set |