13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-03, with 4,279 holding rows worth $361,146,047,000.
- Accession
- 0001390777-17-000075
- Filer
- CIK 1390777
- Filed
- 2017-05-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A combination report, 25,460 entries on the cover page, a total value of $361,146,047,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $361,146,047,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P.028-11685
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filerJOHNSTON ASSET MANAGEMENT LLC028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerABERDEEN ASSET MANAGEMENT PLC/UK028-04701
- included managerThe Boston Company Asset Management, LLC 028-00242
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerMellon Capital Management Corporation 028-02900
- included managerThe Dreyfus Corporation 028-00127
- included managerNewton Investment Management (North America) Limited 028-17543
- included managerNewton Investment Management Limited 028-04797
- included managerMBSC Securities Corporation 028-12592
- included managerStandish Mellon Asset Management Company LLC 028-04303
- included managerThe Bank of New York Mellon Trust Company, NA 028-11850
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerCenterSquare Investment Management, Inc. 028-05577
- included managerLockwood Advisors, Inc. 028-11769
- included managerInsight Investment Management (Global) Limited 028-12592
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH 028-17545
- included managerPershing LLC 028-12592
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerCupps Capital Management, LLC 028-12766
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerRiverbridge Partners, LLC 028-05655
- included managerRobeco Investment Management, Inc. 028-12484
- included managerThompson, Siegel & Walmsley, LLC 028-04041
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerSirios Capital Management, L.P. 028-05369
- included managerOwl Creek Asset Management, L.P. 028-11037
- included managerBNY Mellon Capital Markets 028-12592
- included managerBNY Mellon Investment Management Cayman Ltd. 028-17546
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerCramer Rosenthal McGlynn, LLC 028-02028
- included managerPine River Capital Management LP 028-10902
- included managerRamius Advisors LLC 028-10674
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OMEGA PROTEIN CORP | 68210P107 | COM | 180,254 | $3,614,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 462,506 | $3,599,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 108,947 | $3,590,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 149,176 | $3,582,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 3,500,000 | $3,576,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 45,746 | $3,568,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 3,082,382 | $3,545,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 347,751 | $3,544,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 66,222 | $3,538,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 100,534 | $3,523,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 3,555,000 | $3,520,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 207,411 | $3,516,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 59,440 | $3,510,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 164,247 | $3,506,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 210,942 | $3,502,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 134,121 | $3,500,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 165,140 | $3,492,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 3,700,000 | $3,484,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 3,350,000 | $3,461,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 68,615 | $3,459,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 265,174 | $3,459,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 276,723 | $3,459,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 229,689 | $3,454,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 179,586 | $3,439,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 3,800,000 | $3,439,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 3,500,000 | $3,428,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 130,669 | $3,427,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 494,979 | $3,425,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 224,507 | $3,414,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 146,166 | $3,414,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 78,473 | $3,412,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 225,583 | $3,411,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 40,579 | $3,409,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 217,763 | $3,396,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 243,758 | $3,389,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 313,099 | $3,387,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 81,346 | $3,387,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 95,650 | $3,382,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 231,941 | $3,382,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 279,503 | $3,382,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 196,837 | $3,377,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 137,547 | $3,359,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 231,823 | $3,348,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 3,550,000 | $3,345,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 128,156 | $3,336,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 94,409 | $3,335,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 139,777 | $3,323,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 58,222 | $3,317,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 3,350,000 | $3,306,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 535,398 | $3,303,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 3,552,000 | $3,296,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 71,319 | $3,288,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 69,790 | $3,286,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 268,040 | $3,278,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 220,472 | $3,273,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 37,920 | $3,269,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 100,194 | $3,262,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 272,776 | $3,260,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 206,728 | $3,258,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 233,569 | $3,257,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 90,179 | $3,256,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 223,948 | $3,252,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 255,417 | $3,251,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 132,166 | $3,245,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 138,105 | $3,237,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 218,352 | $3,236,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 59,158 | $3,229,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 167,579 | $3,218,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 3,250,000 | $3,205,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 516,616 | $3,203,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 3,259,000 | $3,194,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 92,746 | $3,190,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 120,292 | $3,185,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 46,805 | $3,178,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 271,879 | $3,168,000 | thousands by filing date | |
| Aceto Corp | 004446AD2 | CONV BOND | 3,425,000 | $3,164,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 101,569 | $3,154,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 172,384 | $3,146,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 3,103,000 | $3,140,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 98,920 | $3,139,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 116,673 | $3,139,000 | thousands by filing date | |
| THE BANK OF NOVA4 5 25F DUE 12/16/25 | 064159HB5 | FOREIGN BONDS (US $) | 3,000,000 | $3,134,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 236,883 | $3,129,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 3,000,000 | $3,124,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 216,546 | $3,118,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 78,553 | $3,114,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 305,187 | $3,113,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 270,057 | $3,111,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 112,892 | $3,099,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 253,612 | $3,094,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 117,969 | $3,085,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 30,274 | $3,078,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 44,845 | $3,075,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 3,100,000 | $3,073,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 163,130 | $3,067,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 274,408 | $3,065,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 122,780 | $3,051,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 15,962 | $3,047,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 640,505 | $3,042,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 361,289 | $3,035,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 135,891 | $3,030,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 252,579 | $3,030,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 32,808 | $3,028,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 439,360 | $3,019,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 60,967 | $3,018,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 197,180 | $3,016,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 3,250,000 | $3,014,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 175,153 | $3,004,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 464,215 | $3,003,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 93,556 | $2,990,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 317,237 | $2,983,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 2,905,000 | $2,974,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 87,508 | $2,967,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 198,528 | $2,967,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 64,726 | $2,959,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 195,647 | $2,959,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 113,894 | $2,955,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 74,848 | $2,949,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 15,017 | $2,922,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 2,600,000 | $2,922,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 2,936,000 | $2,907,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 115,964 | $2,896,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 705,422 | $2,892,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 52,647 | $2,876,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 118,741 | $2,874,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 113,783 | $2,871,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 184,410 | $2,866,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 34,662 | $2,865,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 190,771 | $2,861,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 107,873 | $2,859,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 138,059 | $2,858,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 80,834 | $2,851,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 622,393 | $2,851,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 169,483 | $2,849,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 2,800,000 | $2,846,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 81,062 | $2,845,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 3,170,000 | $2,829,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 146,552 | $2,828,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 328,805 | $2,827,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 122,232 | $2,825,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 2,800,000 | $2,823,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 115,578 | $2,814,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 42,154 | $2,811,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 87,491 | $2,799,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 341,365 | $2,792,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 510,410 | $2,791,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 88,577 | $2,789,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 330,216 | $2,787,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 121,136 | $2,780,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 494,861 | $2,747,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 80,183 | $2,739,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 124,807 | $2,737,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 225,952 | $2,727,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 64,311 | $2,723,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 276,581 | $2,718,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 2,700,000 | $2,716,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 33,091 | $2,715,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 216,085 | $2,707,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 135,235 | $2,705,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 257,156 | $2,702,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 99,604 | $2,700,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 120,251 | $2,693,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 74,799 | $2,689,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 144,755 | $2,687,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 299,770 | $2,682,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 122,689 | $2,681,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 383,483 | $2,673,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 95,903 | $2,671,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 2,700,000 | $2,670,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 89,909 | $2,660,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 97,964 | $2,650,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 404,247 | $2,648,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 105,663 | $2,643,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 187,281 | $2,641,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 40,489 | $2,635,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 88,184 | $2,630,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 106,041 | $2,630,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 103,483 | $2,628,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 204,928 | $2,627,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 2,600,000 | $2,620,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 133,122 | $2,619,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 361,003 | $2,617,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 653,653 | $2,615,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 26,191 | $2,612,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 86,958 | $2,611,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 169,396 | $2,609,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 56,561 | $2,606,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 423,565 | $2,605,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 185,942 | $2,603,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 145,728 | $2,601,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 657,561 | $2,596,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 140,997 | $2,593,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 210,597 | $2,592,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 157,055 | $2,590,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 21,310 | $2,585,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 150,540 | $2,582,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 64,974 | $2,570,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 81,515 | $2,568,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 89,717 | $2,567,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 127,337 | $2,559,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 91,079 | $2,558,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 2,650,000 | $2,555,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 573,107 | $2,544,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 231,031 | $2,542,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 216,684 | $2,535,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 112,720 | $2,530,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 601,304 | $2,526,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 179,461 | $2,522,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 91,748 | $2,516,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 76,066 | $2,516,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 22,978 | $2,514,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 134,560 | $2,503,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 74,048 | $2,499,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 105,978 | $2,491,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 271,529 | $2,487,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 194,527 | $2,484,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 68,163 | $2,481,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 824,232 | $2,480,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 35,483 | $2,476,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 120,097 | $2,468,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 141,071 | $2,459,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 60,232 | $2,458,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 139,502 | $2,451,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 249,620 | $2,446,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 78,428 | $2,446,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 112,337 | $2,441,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 304,514 | $2,437,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 232,858 | $2,433,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 118,442 | $2,432,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 2,375,000 | $2,432,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 48,326 | $2,431,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 56,670 | $2,428,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 130,874 | $2,428,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 28,608 | $2,427,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,450,000 | $2,421,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 150,163 | $2,418,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 111,565 | $2,416,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 255,675 | $2,416,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 66,208 | $2,405,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 251,600 | $2,402,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 73,069 | $2,400,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 147,195 | $2,392,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 30,260 | $2,390,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 99,749 | $2,384,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 79,683 | $2,374,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 104,419 | $2,374,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 90,080 | $2,373,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 722,938 | $2,371,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 19,236 | $2,367,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 96,052 | $2,361,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 120,884 | $2,360,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 19,527 | $2,358,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 28,457 | $2,356,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 83,988 | $2,356,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 256,923 | $2,351,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 166,069 | $2,350,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 235,488 | $2,348,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 312,968 | $2,338,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 64,418 | $2,335,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 281,295 | $2,335,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 181,602 | $2,332,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 129,015 | $2,329,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 48,030 | $2,327,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 192,131 | $2,324,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 278,160 | $2,317,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 62,023 | $2,311,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 549,119 | $2,311,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 2,261,000 | $2,307,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 98,502 | $2,304,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 96,284 | $2,300,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 47,472 | $2,299,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 57,612 | $2,298,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 215,950 | $2,291,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 75,579 | $2,287,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 39,511 | $2,287,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 311,736 | $2,282,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 85,231 | $2,277,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 61,961 | $2,274,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 76,180 | $2,274,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 183,397 | $2,273,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 159,346 | $2,271,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 342,348 | $2,266,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 28,357 | $2,261,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 505,652 | $2,250,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 109,736 | $2,249,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 728,210 | $2,243,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 153,287 | $2,229,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 338,214 | $2,229,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 113,978 | $2,222,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 146,570 | $2,222,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 273,680 | $2,217,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 201,058 | $2,214,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 83,972 | $2,207,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 69,866 | $2,202,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 37,528 | $2,200,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 234,266 | $2,198,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 64,340 | $2,196,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 130,479 | $2,196,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 245,650 | $2,184,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 261,581 | $2,182,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 88,552 | $2,181,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 17,679 | $2,170,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 850,000 | $2,170,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 451,281 | $2,166,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 119,807 | $2,163,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 132,644 | $2,155,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 87,904 | $2,149,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 1,016,000 | $2,148,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 222,529 | $2,147,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 241,885 | $2,143,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 139,556 | $2,142,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 76,743 | $2,136,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 227,576 | $2,126,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 213,140 | $2,123,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 71,674 | $2,121,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 124,144 | $2,118,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 54,674 | $2,118,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,281,535 | $2,115,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 560,799 | $2,114,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 407,898 | $2,108,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 101,718 | $2,105,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 262,996 | $2,104,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 2,056,000 | $2,103,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 61,531 | $2,098,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 207,912 | $2,098,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 277,346 | $2,097,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 18,534 | $2,092,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 274,627 | $2,090,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 52,503 | $2,088,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 62,661 | $2,080,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 49,250 | $2,075,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 15,238 | $2,067,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 201,801 | $2,067,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 171,976 | $2,064,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 66,199 | $2,048,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 193,628 | $2,047,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 424,508 | $2,041,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 377,406 | $2,038,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 41,732 | $2,035,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 19,833 | $2,032,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 186,635 | $2,028,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 763,809 | $2,025,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 90,573 | $2,024,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 33,232 | $2,021,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 19,645 | $2,017,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 93,287 | $2,014,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 72,003 | $2,013,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 109,086 | $2,009,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 2,075,000 | $2,009,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 117,962 | $2,005,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 282,620 | $2,004,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 204,291 | $1,996,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 120,910 | $1,989,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 63,883 | $1,987,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 176,286 | $1,984,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 188,815 | $1,983,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 141,019 | $1,982,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 65,273 | $1,982,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 1,750,000 | $1,967,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 38,501 | $1,966,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 46,873 | $1,959,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 60,762 | $1,959,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 62,782 | $1,957,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 75,797 | $1,955,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 248,772 | $1,953,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 39,444 | $1,951,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 29,794 | $1,946,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 205,813 | $1,946,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 96,845 | $1,946,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 393,004 | $1,945,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 75,463 | $1,943,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 538,156 | $1,943,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 98,424 | $1,939,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 52,049 | $1,939,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 90,663 | $1,938,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 172,881 | $1,935,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 355,791 | $1,935,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 95,424 | $1,933,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 69,426 | $1,933,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 70,872 | $1,931,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 120,467 | $1,927,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 1,800,000 | $1,926,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 149,645 | $1,923,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 209,963 | $1,921,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 325,789 | $1,919,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 159,009 | $1,915,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 578,414 | $1,915,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 24,884 | $1,913,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 158,240 | $1,900,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 273,262 | $1,886,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,000,000 | $1,879,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 1,950,000 | $1,858,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 49,841 | $1,855,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 114,355 | $1,852,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 544,110 | $1,850,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 152,295 | $1,847,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 145,916 | $1,846,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 1,830,000 | $1,846,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 1,850,000 | $1,841,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 707,647 | $1,840,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 53,671 | $1,840,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 29,492 | $1,838,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 653,134 | $1,836,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 197,669 | $1,818,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 116,856 | $1,812,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 65,850 | $1,809,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 39,241 | $1,809,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 55,989 | $1,808,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 49,599 | $1,808,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 21,723 | $1,803,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 79,430 | $1,796,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 96,471 | $1,795,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 182,048 | $1,792,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 1,400,000 | $1,791,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 80,473 | $1,790,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 96,097 | $1,789,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 293,986 | $1,784,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 99,625 | $1,784,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 181,652 | $1,782,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 36,328 | $1,769,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 103,582 | $1,766,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 776,932 | $1,764,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 99,785 | $1,758,000 | thousands by filing date | |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 650,000 | $1,742,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 60,871 | $1,737,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 12,307 | $1,732,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 333,305 | $1,732,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 38,749 | $1,731,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 175,242 | $1,731,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 38,475 | $1,730,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 122,046 | $1,729,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 206,447 | $1,728,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 75,038 | $1,726,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 187,897 | $1,726,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 1,181,899 | $1,725,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 337,126 | $1,719,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 26,711 | $1,719,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 671,359 | $1,719,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 42,459 | $1,716,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 86,312 | $1,715,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 38,122 | $1,711,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 124,766 | $1,709,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 123,049 | $1,708,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 1,504,000 | $1,703,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 98,937 | $1,701,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 438,917 | $1,698,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 161,219 | $1,694,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 19,774 | $1,693,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 43,914 | $1,690,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 202,328 | $1,684,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 47,032 | $1,684,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 45,890 | $1,682,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 78,282 | $1,678,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 55,951 | $1,676,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 14,832 | $1,676,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 50,951 | $1,675,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 59,528 | $1,674,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 118,811 | $1,670,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 54,607 | $1,669,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 26,506 | $1,668,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 185,277 | $1,668,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 223,915 | $1,668,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 15,381 | $1,667,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 208,355 | $1,666,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 45,215 | $1,664,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 123,793 | $1,656,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 1,800,000 | $1,656,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 57,562 | $1,655,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 53,019 | $1,651,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 1,709,000 | $1,649,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 92,323 | $1,644,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 168,236 | $1,644,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 1,650,000 | $1,640,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 81,383 | $1,636,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 1,600,000 | $1,632,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 116,297 | $1,628,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 256,362 | $1,625,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 218,693 | $1,625,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 154,595 | $1,625,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 218,211 | $1,625,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 84,045 | $1,618,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 145,760 | $1,617,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 239,600 | $1,615,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 1,550,000 | $1,610,000 | thousands by filing date | |
| VITAMIN SHOPPE INC | 92849EAB7 | NOTE 2.25012/0 | 1,900,000 | $1,607,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 300,000 | $1,602,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 44,251 | $1,600,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 148,166 | $1,593,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 9,001 | $1,591,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 407,747 | $1,591,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 220,871 | $1,591,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 43,539 | $1,590,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 78,590 | $1,587,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 45,055 | $1,578,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 104,518 | $1,577,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 184,941 | $1,577,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 118,036 | $1,576,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 43,015 | $1,574,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 160,186 | $1,569,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 109,579 | $1,564,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-17-000075 | this filing | 2017-05-03 | acceptance time not in the bulk data set |