13F-HR/A filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR/A for the quarter ended 2015-03-31, filed 2015-08-28, with 4,238 holding rows worth $384,388,573,000.
- Accession
- 0001390777-15-000125
- Filer
- CIK 1390777
- Filed
- 2015-08-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A combination report, amendment of type restatement, 24,527 entries on the cover page, a total value of $384,388,573,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $384,388,573,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P.028-11685
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filerJOHNSTON ASSET MANAGEMENT CORP028-05210
- reports for this filerWHV Investments, Inc.028-01204
- included managerThe Boston Company Asset Management, LLC 028-00242
- included managerBNY Mellon Trust of Delaware 028-12592
- included managerMellon Capital Management Corporation 028-02900
- included managerThe Dreyfus Corporation 028-00127
- included managerNewton Capital Management Limited 028-12592
- included managerNewton Investment Management Limited 028-04797
- included managerStandish Mellon Asset Management Company LLC 028-04303
- included managerThe Bank of New York Mellon Trust Company, NA 028-11850
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-12592
- included managerCenterSquare Investment Management, Inc. 028-05577
- included managerLockwood Advisors, Inc. 028-11769
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH 028-12592
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerCupps Capital Management, LLC 028-12766
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerHamon Asian Advisors Limited 028-13658
- included managerIridian Asset Management, LLC 028-06008
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerLombardia Capital Partners, LLC 028-03157
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerRiverbridge Partners, LLC 028-05655
- included managerRobeco Investment Management, Inc. 028-12484
- included managerThompson, Siegel & Walmsley, LLC 028-04041
- included managerWalthausen & Co., LLC 028-13672
- included managerMeriten Investment Management GmbH 028-12592
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerSirios Capital Management, L.P. 028-05369
- included managerUnion Point Advisers 028-15635
- included managerOwl Creek Asset Management, L.P. 028-11037
- included managerBNY Mellon Capital Markets, LLC 028-12592
- included managerBNY Mellon Investment Management Cayman Ltd. 028-12592
- included managerChanning Capital Management 028-11090
- included managerBrown Brothers Harriman & Co. 028-00408
- included managerStandard Pacific Capital LLC 028-06046
- included managerTOBAM 028-14715
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 1,500,000 | $1,644,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 166,735 | $1,640,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 48,540 | $1,640,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 123,662 | $1,635,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 1,500,000 | $1,630,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 74,885 | $1,618,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 31,944 | $1,617,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 1,616,950 | $1,617,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 173,038 | $1,613,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 47,869 | $1,612,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 16,175 | $1,611,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 191,802 | $1,609,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 92,559 | $1,608,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 236,115 | $1,606,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 68,273 | $1,602,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 158,304 | $1,602,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 32,636 | $1,600,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 360,575 | $1,590,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 1,500,000 | $1,590,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 32,388 | $1,589,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 66,828 | $1,588,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 97,751 | $1,586,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 123,189 | $1,580,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 56,254 | $1,580,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 139,528 | $1,575,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 58,807 | $1,572,000 | thousands by filing date | |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 1,000,000 | $1,571,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 354,498 | $1,570,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 61,042 | $1,567,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 32,039 | $1,567,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 147,596 | $1,566,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 153,928 | $1,566,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 129,501 | $1,565,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 37,537 | $1,563,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 184,442 | $1,563,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 68,962 | $1,558,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 97,550 | $1,557,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 1,308,000 | $1,556,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 286,540 | $1,550,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 91,111 | $1,546,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 1,540,000 | $1,545,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 81,537 | $1,540,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 846,335 | $1,540,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 90,191 | $1,535,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 90,459 | $1,534,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 266,961 | $1,532,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 1,222,553 | $1,528,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 1,254,000 | $1,526,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 30,390 | $1,526,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 833,712 | $1,525,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 41,855 | $1,523,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 128,744 | $1,511,000 | thousands by filing date | |
| FMSA HLDGS INC | 30255X106 | COM | 208,369 | $1,509,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 98,101 | $1,508,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 183,242 | $1,507,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 1,005,000 | $1,507,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 168,834 | $1,506,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 44,971 | $1,502,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 57,460 | $1,500,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 1,300,000 | $1,500,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 80,472 | $1,497,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 281,549 | $1,495,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 201,232 | $1,494,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 62,440 | $1,493,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 1,500,000 | $1,493,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 124,311 | $1,491,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 16,227 | $1,491,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 1,500,000 | $1,489,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 88,629 | $1,477,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 44,550 | $1,477,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 1,250,000 | $1,474,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 24,973 | $1,471,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 234,646 | $1,469,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 24,478 | $1,466,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 677,503 | $1,463,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 1,312,000 | $1,460,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 461,393 | $1,459,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 10,346 | $1,459,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 77,082 | $1,459,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 1,250,000 | $1,457,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 178,354 | $1,454,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 77,400 | $1,453,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 256,729 | $1,450,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 96,154 | $1,448,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 154,275 | $1,447,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 274,540 | $1,447,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 19,566 | $1,444,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 271,706 | $1,440,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 192,193 | $1,439,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 408,640 | $1,430,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 55,360 | $1,427,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 318,473 | $1,423,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 1,500,000 | $1,413,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 63,022 | $1,407,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 28,844 | $1,406,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 1,485,721 | $1,403,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 56,096 | $1,402,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 54,947 | $1,401,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 75,136 | $1,401,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 772,780 | $1,398,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 392,359 | $1,390,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 1,250,000 | $1,389,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 247,970 | $1,388,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 105,148 | $1,386,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 27,100 | $1,380,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 145,156 | $1,378,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 1,110,000 | $1,375,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 165,708 | $1,374,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 104,237 | $1,370,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 221,474 | $1,364,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 361,380 | $1,363,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 70,075 | $1,361,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 290,963 | $1,359,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 49,896 | $1,358,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 62,271 | $1,355,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 69,267 | $1,353,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 96,642 | $1,353,000 | thousands by filing date | |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 826,000 | $1,351,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 103,812 | $1,348,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 121,868 | $1,347,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 23,442 | $1,343,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 22,494 | $1,342,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 42,699 | $1,337,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 360,338 | $1,337,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 54,147 | $1,335,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 137,600 | $1,333,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 44,119 | $1,332,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 40,067 | $1,327,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 19,367 | $1,323,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 1,000,000 | $1,322,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 189,011 | $1,321,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 81,503 | $1,320,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 1,250,000 | $1,320,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 60,486 | $1,319,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 19,881 | $1,314,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 31,276 | $1,311,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 39,282 | $1,308,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 14,905 | $1,306,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 61,006 | $1,305,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 279,682 | $1,304,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 77,132 | $1,302,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 268,269 | $1,301,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 29,152 | $1,299,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 64,761 | $1,297,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 1,250,000 | $1,296,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 32,605 | $1,294,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 402,787 | $1,285,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 215,248 | $1,285,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 14,962 | $1,284,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 1,270,000 | $1,284,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 39,116 | $1,280,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 63,302 | $1,278,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 1,300,000 | $1,276,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 411,323 | $1,275,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 48,788 | $1,274,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 49,234 | $1,271,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 172,839 | $1,267,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 1,500,000 | $1,266,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 18,007 | $1,265,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 17,548 | $1,264,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 17,488 | $1,263,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 45,483 | $1,263,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 31,683 | $1,259,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 1,250,000 | $1,259,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 73,394 | $1,256,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 206,016 | $1,255,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 39,189 | $1,254,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 56,982 | $1,254,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 95,141 | $1,252,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 45,053 | $1,250,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 46,868 | $1,248,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 29,978 | $1,246,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 145,131 | $1,246,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 81,809 | $1,245,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 185,568 | $1,245,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 73,344 | $1,242,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 54,091 | $1,241,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 25,181 | $1,240,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 250,530 | $1,238,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 80,598 | $1,235,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 303,893 | $1,234,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 63,253 | $1,234,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 225,490 | $1,228,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 115,506 | $1,226,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 344,443 | $1,223,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 68,354 | $1,221,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 47,103 | $1,220,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 89,783 | $1,220,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 61,666 | $1,217,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 494,850 | $1,217,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 42,169 | $1,216,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 12,592 | $1,215,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 105,938 | $1,213,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 141,002 | $1,208,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 1,008,000 | $1,207,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 36,141 | $1,200,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 38,199 | $1,199,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 12,927 | $1,196,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 41,945 | $1,196,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 47,297 | $1,195,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 62,884 | $1,193,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 141,838 | $1,192,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 486,199 | $1,191,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 46,525 | $1,191,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 49,242 | $1,191,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 41,190 | $1,187,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 50,659 | $1,185,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 160,755 | $1,185,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 87,280 | $1,185,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 67,701 | $1,183,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 169,184 | $1,178,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 72,450 | $1,178,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 33,901 | $1,174,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 64,903 | $1,172,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 44,655 | $1,170,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 198,123 | $1,163,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 33,529 | $1,161,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 18,061 | $1,161,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 95,894 | $1,161,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 86,876 | $1,159,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 38,191 | $1,154,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 41,751 | $1,153,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 193,639 | $1,149,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 39,383 | $1,149,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 88,376 | $1,149,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 316,076 | $1,148,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 79,263 | $1,147,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 159,941 | $1,144,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 95,063 | $1,144,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 85,013 | $1,143,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 72,512 | $1,139,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 130,601 | $1,139,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 99,338 | $1,132,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 91,464 | $1,130,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 15,172 | $1,129,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 73,577 | $1,128,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 58,581 | $1,128,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 21,955 | $1,123,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 113,138 | $1,123,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 825,163 | $1,123,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 76,844 | $1,122,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 26,191 | $1,121,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 41,677 | $1,117,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 15,369 | $1,115,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 1,009,000 | $1,114,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 48,851 | $1,112,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 19,092 | $1,111,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 20,195 | $1,111,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 66,188 | $1,105,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 26,245 | $1,105,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 169,737 | $1,103,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 11,703 | $1,102,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 55,790 | $1,099,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 150,301 | $1,098,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 110,214 | $1,097,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 198,253 | $1,096,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 71,710 | $1,095,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 40,312 | $1,095,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 58,910 | $1,093,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 122,983 | $1,088,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 84,900 | $1,084,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 802,537 | $1,084,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 377,910 | $1,080,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 88,560 | $1,080,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 1,000,000 | $1,078,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 43,007 | $1,076,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 674,868 | $1,074,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 153,461 | $1,072,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 27,344 | $1,070,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 16,574 | $1,069,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 551,119 | $1,069,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 41,429 | $1,067,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 405,551 | $1,063,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 116,073 | $1,060,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 136,229 | $1,056,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 147,526 | $1,056,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 23,770 | $1,055,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 57,266 | $1,052,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 331,896 | $1,051,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 28,855 | $1,050,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 11,183 | $1,045,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 1,017,000 | $1,045,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 8,522 | $1,044,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 1,000,000 | $1,044,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 42,300 | $1,043,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 203,324 | $1,039,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 44,980 | $1,039,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 17,090 | $1,038,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 4,601 | $1,037,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 436,686 | $1,035,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 75,516 | $1,034,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 79,805 | $1,031,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 64,584 | $1,029,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 246,292 | $1,029,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 1,000,000 | $1,028,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 45,331 | $1,024,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 58,575 | $1,023,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 24,669 | $1,022,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 38,937 | $1,021,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 9,834 | $1,014,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 62,243 | $1,011,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 17,458 | $1,010,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 203,169 | $1,009,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 462,457 | $1,008,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 63,295 | $1,007,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 33,015 | $1,006,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 61,829 | $1,005,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 41,417 | $1,003,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 36,570 | $1,001,000 | thousands by filing date | |
| MAVENIR SYS INC | 577675101 | COM | 56,393 | $1,001,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 98,032 | $999,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 54,781 | $999,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 1,537,294 | $999,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 1,000,000 | $999,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 42,906 | $996,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 45,137 | $991,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 28,532 | $989,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 1,000,000 | $989,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 110,768 | $987,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 297,891 | $986,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 17,629 | $984,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 23,919 | $982,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 9,331 | $980,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 29,699 | $980,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 178,090 | $979,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 32,737 | $977,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 1,030,000 | $977,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 357,627 | $976,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 51,285 | $974,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 121,929 | $966,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 76,800 | $965,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 622,577 | $965,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 61,562 | $963,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 1,000,000 | $963,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 39,085 | $960,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 66,330 | $950,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 79,462 | $949,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 22,817 | $946,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 33,290 | $943,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 183,282 | $940,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 99,298 | $938,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 258,420 | $938,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 20,429 | $938,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 67,992 | $936,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 144,950 | $934,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 63,007 | $930,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 713,803 | $928,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 130,414 | $928,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 68,797 | $927,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 95,986 | $926,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 261,373 | $924,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 18,353 | $919,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 21,776 | $914,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 81,615 | $914,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 222,859 | $909,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 341,486 | $909,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 61,222 | $903,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 218,058 | $903,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 31,765 | $903,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 84,980 | $902,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 113,786 | $901,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 11,381 | $900,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 47,260 | $899,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 82,907 | $897,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 42,732 | $895,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 163,382 | $895,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 98,332 | $895,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 56,213 | $895,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 50,681 | $892,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 238,835 | $891,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 16,186 | $890,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 34,886 | $889,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 4,800 | $889,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 40,273 | $886,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 93,969 | $882,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 155,846 | $875,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 196,548 | $873,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 73,420 | $873,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 21,590 | $870,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 117,426 | $869,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 292,815 | $869,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 15,002 | $864,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 225,192 | $863,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 20,560 | $860,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 618,927 | $860,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 20,956 | $856,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 73,864 | $852,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 57,460 | $851,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 114,794 | $838,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 78,618 | $836,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 16,296 | $835,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 18,408 | $834,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 100,374 | $834,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 124,060 | $834,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 44,113 | $834,000 | thousands by filing date | |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 77,636 | $831,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 109,999 | $830,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 64,488 | $829,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 750,000 | $827,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 14,026 | $826,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 133,878 | $825,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 37,471 | $825,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 94,428 | $822,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 78,401 | $821,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 69,828 | $819,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 93,812 | $814,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 152,570 | $813,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 239,425 | $812,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 41,024 | $810,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 621,338 | $807,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 87,708 | $804,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 42,817 | $802,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 69,752 | $802,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 79,506 | $799,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 36,910 | $798,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 112,090 | $798,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 14,713 | $797,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 86,252 | $794,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 9,859 | $791,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 40,582 | $790,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 192,952 | $789,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 574,939 | $788,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 159,113 | $785,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 35,339 | $783,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 395,600 | $783,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 115,131 | $782,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 101,132 | $780,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 28,470 | $779,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 30,130 | $778,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 33,003 | $777,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 43,199 | $775,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 362,167 | $772,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 157,676 | $771,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 22,000 | $766,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 69,350 | $765,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 77,920 | $762,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 14,721 | $762,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 54,128 | $760,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 23,617 | $759,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 63,255 | $757,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 54,402 | $756,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 14,621 | $755,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 24,422 | $754,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 20,901 | $753,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 27,411 | $752,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 27,942 | $752,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 118,661 | $751,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 74,445 | $750,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 51,936 | $748,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 70,529 | $748,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 154,277 | $748,000 | thousands by filing date | |
| NORCRAFT COS INC | 65557Y105 | COM | 29,128 | $745,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 220,044 | $742,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 13,373 | $741,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 40,491 | $741,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 178,535 | $740,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 29,736 | $739,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 192,007 | $739,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 815,000 | $738,000 | thousands by filing date | |
| KONAMI CORP-ADR | 50046R101 | SPON | 39,314 | $736,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 34,002 | $735,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 9,058 | $734,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 759,000 | $730,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 43,615 | $728,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 95,436 | $726,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 610,282 | $725,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 15,341 | $724,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 80,457 | $723,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 29,661 | $721,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 13,429 | $720,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 17,417 | $716,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 31,693 | $714,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 39,051 | $712,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 16,472 | $712,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 178,182 | $712,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 76,697 | $711,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 65,380 | $704,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 25,153 | $697,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 28,618 | $688,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 105,701 | $688,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 100,678 | $682,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 36,688 | $681,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 31,135 | $681,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 186,355 | $680,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 23,584 | $672,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 11,049 | $670,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 25,100 | $668,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 22,718 | $666,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 44,997 | $664,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 37,933 | $662,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 13,340 | $661,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 21,738 | $659,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 6,173 | $658,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 96,253 | $658,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 21,426 | $655,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 30,600 | $650,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 53,130 | $649,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 72,170 | $648,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 58,460 | $647,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 59,869 | $647,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-15-000086 | superseded | 2015-05-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-15-000125 | this filing | 2015-08-28 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-16-000214 | added | 2016-04-01 | acceptance time not in the bulk data set |