13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-06, with 4,299 holding rows worth $362,703,938,000.
- Accession
- 0001390777-15-000105
- Filer
- CIK 1390777
- Filed
- 2015-08-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A combination report, 24,229 entries on the cover page, a total value of $362,703,938,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $362,703,941,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P.028-11685
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filerJOHNSTON ASSET MANAGEMENT CORP028-05210
- reports for this filerWHV Investments, Inc.028-01204
- included managerThe Boston Company Asset Management, LLC 028-00242
- included managerBNY Mellon Trust of Delaware 028-12592
- included managerMellon Capital Management Corporation 028-02900
- included managerThe Dreyfus Corporation 028-00127
- included managerNewton Capital Management Limited 028-12592
- included managerNewton Investment Management Limited 028-04797
- included managerStandish Mellon Asset Management Company LLC 028-04303
- included managerThe Bank of New York Mellon Trust Company, NA 028-11850
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-12592
- included managerCenterSquare Investment Management, Inc. 028-05577
- included managerLockwood Advisors, Inc. 028-11769
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH 028-12592
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerCupps Capital Management, LLC 028-12766
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerHamon Asian Advisors Limited 028-13658
- included managerIridian Asset Management, LLC 028-06008
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerLombardia Capital Partners, LLC 028-03157
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerRiverbridge Partners, LLC 028-05655
- included managerRobeco Investment Management, Inc. 028-12484
- included managerThompson, Siegel & Walmsley, LLC 028-04041
- included managerWalthausen & Co., LLC 028-13672
- included managerMeriten Investment Management GmbH 028-12592
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerSirios Capital Management, L.P. 028-05369
- included managerUnion Point Advisers 028-15635
- included managerOwl Creek Asset Management, L.P. 028-11037
- included managerBNY Mellon Capital Markets, LLC 028-12592
- included managerBNY Mellon Investment Management Cayman Ltd. 028-12592
- included managerChanning Capital Management 028-11090
- included managerBrown Brothers Harriman & Co. 028-00408
- included managerStandard Pacific Capital LLC 028-06046
- included managerTOBAM 028-14715
- included managerThree Bridges Capital, LP 028-12592
- included managerEastern Shore Capital Management 028-12592
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 49,746 | $731,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 13,260 | $731,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 50,784 | $731,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 755,000 | $730,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 66,868 | $727,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 9,115 | $727,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 71,504 | $726,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 38,729 | $724,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 59,548 | $721,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 15,598 | $719,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 22,000 | $714,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 27,916 | $714,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 86,183 | $714,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 24,094 | $703,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 16,549 | $701,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 38,129 | $700,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 50,743 | $698,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 428,696 | $694,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 128,196 | $694,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 94,861 | $693,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 102,598 | $691,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 91,071 | $691,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 66,373 | $689,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 9,129 | $687,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 18,637 | $683,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 14,620 | $682,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 105,701 | $682,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 102,204 | $675,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 11,318 | $674,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 35,977 | $673,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 12,183 | $671,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 35,462 | $671,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 48,327 | $670,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 146,063 | $669,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 100,340 | $668,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 17,102 | $664,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 22,294 | $662,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 25,100 | $661,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 267,449 | $657,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 28,654 | $655,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 52,504 | $655,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 192,747 | $655,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 61,066 | $652,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 116,115 | $650,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 38,764 | $649,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 40,449 | $647,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 21,070 | $646,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 62,646 | $646,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 26,079 | $645,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 71,383 | $639,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 121,464 | $637,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 32,004 | $635,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 81,686 | $634,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 13,840 | $633,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 155,806 | $632,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 99,682 | $631,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 24,397 | $631,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 22,340 | $629,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 100,001 | $626,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 32,651 | $625,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 47,961 | $619,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 60,884 | $613,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 3,109 | $611,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 92,720 | $608,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 75,192 | $607,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 83,436 | $604,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 20,878 | $603,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 12,502 | $601,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 359,881 | $601,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 37,016 | $601,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 21,339 | $600,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 88,311 | $600,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 376,929 | $599,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 11,875 | $598,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 96,798 | $597,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 34,688 | $597,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 21,402 | $596,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 17,080 | $596,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 37,076 | $592,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 113,447 | $587,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 14,140 | $586,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 81,601 | $586,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 500,000 | $586,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 64,309 | $585,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 44,008 | $581,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 47,950 | $579,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 92,450 | $579,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 44,945 | $578,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 33,484 | $576,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 121,986 | $573,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 80,013 | $572,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 46,024 | $570,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 42,354 | $570,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 127,701 | $570,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 94,542 | $569,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 32,867 | $568,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 10,011 | $566,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 21,661 | $564,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 23,441 | $559,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 765,282 | $558,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 50,734 | $556,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 44,222 | $550,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 22,338 | $549,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 8,000 | $545,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 6,373 | $544,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 41,373 | $544,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 23,376 | $542,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 24,032 | $542,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 39,701 | $540,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 7,408 | $538,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 24,314 | $537,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 17,509 | $535,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 115,444 | $533,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 103,358 | $532,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 59,529 | $531,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 27,604 | $530,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 246,936 | $529,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 16,690 | $527,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 54,157 | $526,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 27,426 | $525,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 61,974 | $525,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 46,963 | $523,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 500,000 | $522,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 52,160 | $520,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 13,019 | $519,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 11,929 | $517,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 8,143 | $516,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 40,467 | $515,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 3,557 | $513,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 4,907 | $509,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 44,991 | $508,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 31,670 | $507,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 33,086 | $505,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 99,043 | $505,000 | thousands by filing date | |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 95,832 | $505,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 32,851 | $503,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 50,094 | $502,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 19,882 | $501,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 164,444 | $497,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 10,353 | $493,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 47,273 | $493,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 794,758 | $493,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 33,590 | $488,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 3,533 | $488,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 18,961 | $486,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 26,232 | $486,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 24,850 | $485,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 43,554 | $484,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 180,234 | $484,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 75,668 | $483,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 8,701 | $482,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 6,800 | $481,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 129,134 | $477,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 77,101 | $476,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 40,771 | $475,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 12,269 | $473,000 | thousands by filing date | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 51,183 | $471,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 64,262 | $470,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 23,863 | $469,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 12,146 | $469,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 44,290 | $468,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 40,373 | $467,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 53,933 | $466,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 75,481 | $466,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 3,913 | $464,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 31,638 | $463,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 12,476 | $463,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 45,888 | $460,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 450,000 | $459,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 102,477 | $456,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 117,777 | $456,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 13,276 | $454,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 15,840 | $453,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 41,024 | $453,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 487,128 | $453,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 500,000 | $453,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 78,405 | $449,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 675,171 | $447,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 500,000 | $445,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 27,138 | $444,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 32,411 | $441,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 25,761 | $440,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 39,674 | $436,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 29,146 | $433,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 4,970 | $433,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 82,591 | $432,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 132,790 | $432,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 16,692 | $430,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 40,509 | $428,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 61,379 | $428,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 23,774 | $424,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 29,523 | $423,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 18,229 | $422,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 19,000 | $421,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 16,735 | $420,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 3,101 | $418,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 141,506 | $417,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 25,800 | $415,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 3,700 | $410,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 41,505 | $409,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 26,557 | $408,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 43,711 | $408,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 49,311 | $407,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 114,118 | $407,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 33,526 | $406,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 51,989 | $405,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 31,176 | $404,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 7,066 | $403,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 30,752 | $402,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 17,596 | $402,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 21,730 | $402,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 8,239 | $399,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 36,597 | $395,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 21,477 | $383,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 47,134 | $383,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 33,013 | $382,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 19,131 | $380,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 12,260 | $377,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 81,387 | $376,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 82,672 | $374,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 53,352 | $374,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 42,002 | $373,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 40,733 | $372,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 52,312 | $371,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 62,730 | $371,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 114,526 | $369,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 54,941 | $369,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 28,925 | $364,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 35,995 | $363,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 129,520 | $362,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 58,997 | $361,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 26,057 | $360,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 12,171 | $360,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 19,776 | $360,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 4,515 | $359,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 13,465 | $359,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 54,407 | $359,000 | thousands by filing date | |
| 6D Global Tech Inc | 83002F100 | COM | 54,842 | $359,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 27,098 | $350,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 116,839 | $350,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,800 | $348,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 15,104 | $346,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 14,226 | $345,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 25,179 | $345,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 246,425 | $345,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 31,955 | $344,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 47,917 | $342,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,713 | $339,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 77,456 | $338,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 14,561 | $338,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 14,104 | $337,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 20,273 | $336,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 7,172 | $336,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 349,893 | $335,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 4,993 | $332,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 24,219 | $332,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 123,618 | $331,000 | thousands by filing date | |
| Carbylan Therapeutics Inc. | 141384107 | COM | 46,325 | $331,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 31,701 | $330,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 5,940 | $329,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 310,000 | $327,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 44,031 | $326,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 35,451 | $324,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 16,727 | $324,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 11,285 | $323,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 16,307 | $323,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 4,518 | $320,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 44,840 | $315,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 39,371 | $314,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 16,581 | $312,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 4,552 | $311,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 26,098 | $311,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 36,074 | $310,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 22,607 | $307,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 16,850 | $305,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 65,905 | $305,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 35,667 | $305,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 10,332 | $302,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 5,412 | $299,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 98,660 | $299,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 10,037 | $297,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 39,045 | $297,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 23,893 | $295,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 41,185 | $294,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 97,932 | $293,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 250,000 | $293,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 13,978 | $292,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 10,652 | $292,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 145,822 | $292,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 5,976 | $291,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 17,206 | $291,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 6,800 | $290,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 6,834 | $290,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 39,151 | $289,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2,700 | $287,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 54,784 | $287,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 165,767 | $286,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,364 | $281,000 | thousands by filing date | call |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 6,421 | $280,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 7,041 | $279,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 28,616 | $278,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 23,300 | $276,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 64,935 | $275,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 9,800 | $275,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 54,099 | $275,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 27,407 | $274,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 196,174 | $273,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 31,701 | $272,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 20,287 | $270,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 4,496 | $270,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 41,766 | $270,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 14,612 | $270,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,518 | $269,000 | thousands by filing date | |
| IRSA PROPIEDADES COMERCIALES | 463588103 | SPONSORED ADR | 8,391 | $269,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 6,959 | $268,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 32,474 | $268,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 6,107 | $266,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 18,575 | $266,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 16,117 | $264,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 4,070 | $262,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 54,900 | $262,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 193,484 | $261,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,552 | $260,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 49,363 | $257,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 128,577 | $256,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 4,291 | $255,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 8,504 | $253,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 3,513 | $253,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 11,924 | $252,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 18,837 | $250,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 18,124 | $250,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 209,569 | $249,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,310 | $248,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 12,967 | $248,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 9,500 | $246,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 3,400 | $245,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 4,491 | $245,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 125,569 | $244,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 25,829 | $244,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 6,915 | $241,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 22,717 | $240,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 17,241 | $239,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 48,134 | $239,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 63,293 | $239,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 114,507 | $238,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 5,667 | $237,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 8,726 | $236,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 14,565 | $236,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 3,980 | $236,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 4,306 | $236,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 11,592 | $233,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 14,478 | $230,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 22,733 | $230,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 39,300 | $230,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 80,587 | $230,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 250,000 | $229,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 9,200 | $228,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 15,202 | $228,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 204,934 | $223,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 6,190 | $222,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 56,788 | $220,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 5,001 | $220,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 3,332 | $218,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 40,050 | $218,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,623 | $216,000 | thousands by filing date | call |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 8,675 | $216,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 9,622 | $216,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 61,272 | $215,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 28,300 | $213,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 10,678 | $212,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 17,764 | $211,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 11,498 | $211,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 6,001 | $211,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 6,854 | $210,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 1,461 | $210,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 65,033 | $210,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 14,970 | $209,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 25,015 | $209,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 120,306 | $209,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,722 | $208,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 13,190 | $208,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 32,816 | $208,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 8,850 | $206,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 80,427 | $206,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 25,586 | $203,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 5,339 | $202,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 69,069 | $199,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 38,601 | $198,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 200,000 | $198,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 37,110 | $196,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 17,377 | $195,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 16,514 | $195,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 13,001 | $193,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 638,925 | $193,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 27,793 | $193,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 18,533 | $191,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 14,864 | $190,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 75,881 | $190,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 557,402 | $189,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 408,591 | $188,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 32,457 | $188,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 19,191 | $186,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 13,166 | $186,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 10,201 | $185,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 307,085 | $185,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 10,042 | $185,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 77,107 | $185,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 31,046 | $183,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 20,489 | $183,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 15,424 | $182,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 12,848 | $182,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 13,418 | $182,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 13,331 | $180,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 20,301 | $179,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 433,977 | $178,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 58,941 | $177,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 11,128 | $177,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 40,144 | $176,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 66,517 | $175,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 27,065 | $174,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 13,224 | $174,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 11,291 | $174,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 12,762 | $172,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 12,200 | $171,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 28,964 | $171,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 14,890 | $171,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 104,306 | $169,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 79,816 | $169,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 12,886 | $167,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 64,667 | $163,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 13,043 | $163,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 38,402 | $163,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 16,518 | $162,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 28,237 | $162,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 11,957 | $162,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 32,652 | $161,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 24,409 | $160,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 14,822 | $159,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 15,214 | $159,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 29,645 | $158,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 85,058 | $158,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 15,115 | $156,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 87,221 | $156,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 11,863 | $155,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 32,974 | $155,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 15,444 | $154,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 11,444 | $154,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 14,293 | $154,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 10,301 | $154,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 14,839 | $154,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 38,184 | $154,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 21,334 | $153,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 11,860 | $150,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 18,784 | $150,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 14,267 | $150,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 17,055 | $149,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 19,377 | $148,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 23,576 | $147,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 10,584 | $146,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 12,974 | $146,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 11,871 | $146,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 10,932 | $146,000 | thousands by filing date | |
| LAKES ENTERTAINMEN | 51206P208 | COM | 16,113 | $146,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 48,230 | $145,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 44,689 | $144,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 89,670 | $143,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 29,251 | $142,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 11,298 | $142,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 10,775 | $142,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 16,847 | $141,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 58,240 | $141,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 16,843 | $141,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 16,092 | $140,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 129,829 | $140,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 19,736 | $140,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 36,416 | $138,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 85,550 | $137,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 68,490 | $137,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 40,365 | $136,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 11,032 | $135,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 17,709 | $135,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 11,796 | $134,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 76,747 | $134,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 11,701 | $133,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 17,732 | $133,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 26,174 | $132,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 89,608 | $132,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 11,197 | $132,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 15,311 | $132,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,525 | $131,000 | thousands by filing date | call |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 13,594 | $131,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 34,136 | $129,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 24,702 | $128,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 66,807 | $128,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 22,357 | $127,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 25,035 | $127,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 10,008 | $127,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 2,283 | $126,000 | thousands by filing date | call |
| BRT APARTMENTS CORP | 055645303 | REIT | 17,952 | $126,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 37,701 | $126,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-15-000105 | this filing | 2015-08-06 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-16-000212 | added | 2016-04-01 | acceptance time not in the bulk data set |