13F-HR/A filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR/A for the quarter ended 2014-09-30, filed 2014-11-18, with 4,210 holding rows worth $366,196,482,000.
- Accession
- 0001390777-14-000088
- Filer
- CIK 1390777
- Filed
- 2014-11-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, amendment of type restatement, 22,485 entries on the cover page, a total value of $366,196,482,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $366,196,482,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filer1832 Asset Management L.P.028-11685
- reports for this filerJOHNSTON ASSET MANAGEMENT CORP028-05210
- reports for this filerWHV Investment Management, Inc.028-01204
- included managerThe Boston Company Asset Management, LLC 028-00242
- included managerBNY Mellon Trust of Delaware 028-12592
- included managerMellon Capital Management Corporation 028-02900
- included managerThe Dreyfus Corporation 028-00127
- included managerNewton Capital Management Limited 028-12592
- included managerNewton Investment Management Limited 028-04797
- included managerStandish Mellon Asset Management Company LLC 028-04303
- included managerThe Bank of New York Mellon Trust Company, NA 028-11850
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-12592
- included managerCenterSquare Investment Management, Inc. 028-05577
- included managerLockwood Advisors, Inc. 028-11769
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH 028-12592
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerCupps Capital Management, LLC 028-12766
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerHamon Asian Advisors Limited 028-13658
- included managerIridian Asset Management, LLC 028-06008
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerKing Investment Advisors, Inc. 028-01717
- included managerLombardia Capital Partners, LLC 028-03157
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerRiverbridge Partners, LLC 028-05655
- included managerRobeco Investment Management, Inc. 028-12484
- included managerThompson, Siegel & Walmsley, LLC 028-04041
- included managerVulcan Value Partners, LLC 028-15045
- included managerWalthausen & Co., LLC 028-13672
- included managerMeriten Investment Management GmbH 028-12592
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerSirios Capital Management, L.P. 028-05369
- included managerUnion Point Advisers 028-15635
- included managerOwl Creek Asset Management, L.P. 028-11037
- included managerPerella Weinberg Partners Capital Management LP 028-12930
- included managerBNY Mellon Investment Management Cayman Ltd. 028-12592
- included managerChanning Capital Management 028-11090
- included managerBrown Brothers Harriman & Co. 028-00408
- included managerStandard Pacific Capital LLC 028-06046
- included managerTOBAM 028-14715
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 30,706 | $687,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 96,732 | $687,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 103,055 | $687,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 94,569 | $685,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 293,194 | $685,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 48,727 | $684,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 158,650 | $681,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 190,791 | $679,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 395,546 | $678,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 103,446 | $672,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 164,440 | $671,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 52,521 | $669,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 41,020 | $667,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 46,044 | $666,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 525,000 | $666,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 30,078 | $665,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 46,096 | $664,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 27,607 | $663,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 186,667 | $661,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 37,713 | $661,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 66,319 | $655,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 96,814 | $653,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 214,163 | $649,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 65,737 | $648,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 14,658 | $647,000 | thousands by filing date | |
| EQUINIX INC | 29444UAH9 | CNV | 250,000 | $645,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 72,348 | $644,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 45,605 | $643,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 32,415 | $642,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 8,432 | $639,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 28,249 | $639,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 12,054 | $638,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 316,933 | $637,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 250,043 | $635,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 551,184 | $634,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 233,834 | $633,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 50,644 | $631,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 116,140 | $629,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 20,472 | $627,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 68,014 | $625,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 40,922 | $625,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 33,489 | $623,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 33,989 | $622,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 88,742 | $621,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 120,101 | $617,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 269,017 | $616,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 44,074 | $612,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 49,002 | $610,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 29,682 | $609,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 96,311 | $608,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 62,997 | $603,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 323,143 | $601,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 22,891 | $595,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 82,062 | $594,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 308,902 | $594,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 168,089 | $592,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 29,983 | $592,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 34,746 | $591,000 | thousands by filing date | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 47,670 | $591,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 21,690 | $590,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 41,337 | $589,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 299,437 | $587,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 18,325 | $586,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 195,921 | $586,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 13,172 | $579,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 184,275 | $579,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 14,147 | $576,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 110,327 | $575,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 33,112 | $575,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 11,605 | $573,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 21,264 | $573,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 54,843 | $573,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 55,424 | $572,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 158,210 | $570,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 207,236 | $570,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 3,148 | $568,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 42,588 | $566,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 38,074 | $566,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 6,460 | $565,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 500,000 | $561,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 58,012 | $561,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 63,990 | $554,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 52,745 | $553,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 49,605 | $552,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 29,196 | $551,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 12,090 | $546,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 379,140 | $542,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 33,808 | $541,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 80,719 | $541,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 13,381 | $539,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 20,546 | $539,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 473,173 | $539,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 106,704 | $539,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 75,797 | $535,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 25,307 | $534,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 121,207 | $528,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 44,493 | $527,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 30,014 | $526,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 13,242 | $525,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 21,227 | $525,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 81,369 | $521,000 | thousands by filing date | |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 128,187 | $521,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 27,453 | $521,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 136,860 | $519,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 53,029 | $518,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 131,541 | $517,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 172,711 | $517,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 14,520 | $515,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 43,142 | $514,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 40,472 | $512,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 159,267 | $510,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 7,318 | $509,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 11,173 | $508,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 27,462 | $508,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 71,263 | $508,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 8,470 | $507,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 5,654 | $506,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 72,624 | $503,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 19,800 | $502,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 67,847 | $502,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 111,163 | $500,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 8,850 | $500,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 4,967 | $498,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 131,081 | $498,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 38,916 | $498,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 72,391 | $497,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 45,006 | $492,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 28,130 | $490,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 16,299 | $490,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 197,913 | $489,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 64,845 | $488,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 65,996 | $488,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 10,857 | $487,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 26,900 | $484,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 9,208 | $483,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 120,332 | $481,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 63,837 | $479,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 41,284 | $479,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 7,969 | $478,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 15,527 | $477,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 55,637 | $477,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 50,640 | $474,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 21,514 | $473,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 305,331 | $473,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 47,653 | $472,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 59,230 | $468,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 47,670 | $467,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 55,970 | $466,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 39,518 | $466,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 146,057 | $466,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 49,810 | $464,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 14,352 | $464,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 18,621 | $464,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 42,748 | $462,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 60,919 | $462,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 450,000 | $461,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 20,379 | $460,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 163,317 | $459,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 20,099 | $456,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 6,610 | $454,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 9,857 | $451,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 32,596 | $451,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 476,306 | $450,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 61,332 | $450,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 49,259 | $448,000 | thousands by filing date | |
| NORCRAFT COS INC | 65557Y105 | COM | 27,986 | $446,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 18,250 | $443,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 15,770 | $443,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 44,780 | $441,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 654,163 | $441,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 9,163 | $439,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 112,628 | $438,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 46,856 | $438,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 22,502 | $437,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 4,019 | $436,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 38,618 | $436,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 12,815 | $434,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 42,705 | $433,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 63,398 | $433,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 30,996 | $433,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 6,800 | $432,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 13,486 | $430,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 78,967 | $423,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 83,712 | $421,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 42,940 | $419,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 5,705 | $418,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 20,726 | $418,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 3,388 | $414,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 684,934 | $413,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 22,600 | $413,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 7,663 | $410,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 19,958 | $408,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 59,745 | $406,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 8,172 | $405,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 12,162 | $405,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 30,988 | $403,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 83,080 | $399,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 25,800 | $396,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 41,328 | $395,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 95,069 | $395,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 125,393 | $393,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 154,293 | $388,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 18,767 | $387,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 44,996 | $386,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 61,318 | $385,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 14,431 | $384,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 11,098 | $383,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 12,445 | $382,000 | thousands by filing date | |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 25,880 | $374,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 22,525 | $373,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 31,771 | $373,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 45,899 | $372,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 40,255 | $372,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 78,684 | $370,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 23,115 | $370,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 21,141 | $370,000 | thousands by filing date | |
| AMBIT BIOSCIENCES CORP | 02318X100 | COM | 23,955 | $369,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 20,620 | $368,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 26,643 | $367,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 19,671 | $367,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 52,082 | $363,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 3,401 | $360,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 14,758 | $359,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 20,548 | $358,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 45,775 | $357,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 102,287 | $357,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 27,498 | $357,000 | thousands by filing date | |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 20,902 | $356,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 26,401 | $356,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 14,320 | $355,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 40,125 | $355,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 13,052 | $354,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 43,454 | $354,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 57,815 | $354,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 3,005 | $353,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 4,336 | $353,000 | thousands by filing date | |
| SIMPLICITY BANCORP INC | 828867101 | COM | 20,957 | $352,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 6,845 | $351,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 15,684 | $350,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 19,198 | $350,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 16,654 | $349,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 22,424 | $347,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 4,642 | $344,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 273,496 | $344,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 5,120 | $341,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 50,658 | $340,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 46,039 | $339,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 3,100 | $337,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 36,989 | $335,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 49,744 | $334,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 7,610 | $332,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 72,570 | $330,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 45,602 | $329,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 234,000 | $328,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 86,825 | $325,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 23,893 | $325,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 58,075 | $324,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 16,056 | $323,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 36,041 | $322,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 16,315 | $320,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 47,625 | $319,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 14,259 | $319,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 7,660 | $317,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 4,075 | $316,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 23,822 | $316,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 124,248 | $314,000 | thousands by filing date | |
| PROSHARES ULTRA RUSS2000 VAL | 74347R479 | PSHS | 6,000 | $313,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 11,285 | $311,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 28,721 | $309,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 11,062 | $307,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 129,040 | $307,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 41,026 | $306,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 169,908 | $305,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 51,292 | $303,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 23,720 | $302,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 11,538 | $299,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 24,889 | $299,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 37,146 | $298,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 25,285 | $297,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 126,666 | $296,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 26,591 | $296,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 17,666 | $294,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 13,410 | $294,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 25,016 | $292,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 80,059 | $289,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 6,169 | $288,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 98,979 | $287,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 13,800 | $286,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 35,884 | $285,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 18,870 | $284,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 14,700 | $283,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 31,968 | $282,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 9,713 | $281,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 6,299 | $281,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 24,408 | $281,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 89,221 | $278,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,371 | $277,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 12,340 | $276,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 4,993 | $273,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 9,100 | $272,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 30,693 | $272,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 49,700 | $269,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 4,026 | $268,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 22,913 | $268,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 20,540 | $268,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 250,000 | $268,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 53,395 | $267,000 | thousands by filing date | |
| BORDERFREE INC | 09970L100 | COM | 20,672 | $267,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 4,900 | $266,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 4,468 | $266,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 24,902 | $266,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 6,800 | $263,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 40,042 | $262,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 7,741 | $260,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 18,957 | $259,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 37,479 | $258,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 10,105 | $258,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 153,510 | $258,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 32,976 | $255,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 14,082 | $255,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 14,612 | $255,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 14,701 | $254,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 7,234 | $253,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 19,173 | $252,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 30,010 | $252,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 45,548 | $252,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 10,476 | $250,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 25,590 | $249,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 13,244 | $248,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 2,000 | $248,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 21,042 | $246,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 20,466 | $246,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 5,015 | $245,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 28,451 | $243,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 25,008 | $242,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 8,685 | $242,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 5,116 | $242,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 11,120 | $241,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 16,945 | $241,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 35,704 | $240,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 5,129 | $240,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 14,760 | $239,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 21,211 | $238,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 11,148 | $237,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 2,719 | $237,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 4,595 | $237,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 10,200 | $236,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 15,757 | $236,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 33,630 | $236,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 15,018 | $235,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 3,677 | $232,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 13,064 | $231,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 14,591 | $230,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 231,277 | $229,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 18,896 | $227,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 11,201 | $227,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 41,001 | $226,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 5,969 | $226,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 331,141 | $224,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 16,998 | $222,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 66,956 | $222,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 28,694 | $222,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 23,432 | $219,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 27,202 | $219,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 68,837 | $219,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 24,222 | $217,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 78,238 | $216,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 19,893 | $216,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 17,462 | $215,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 14,506 | $215,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 2,994 | $214,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 15,735 | $214,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 43,809 | $214,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 14,917 | $213,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 31,559 | $212,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 25,602 | $211,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 2,247 | $210,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 19,561 | $210,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 5,733 | $210,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 12,260 | $208,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 57,101 | $208,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 23,461 | $206,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 77,174 | $206,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 29,142 | $205,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 47,131 | $203,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 14,638 | $203,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 81,685 | $202,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 5,437 | $201,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 48,676 | $201,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 14,955 | $199,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 63,157 | $197,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 38,443 | $196,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 14,884 | $196,000 | thousands by filing date | |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 250,000 | $196,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 12,979 | $195,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 63,857 | $195,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 73,033 | $195,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 13,000 | $193,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 31,856 | $192,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 200,000 | $191,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 60,000 | $187,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 86,226 | $187,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 13,241 | $186,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 13,107 | $186,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 13,024 | $185,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 17,182 | $181,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 19,215 | $181,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 49,123 | $180,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 10,501 | $180,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 16,118 | $178,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 121,118 | $178,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 23,130 | $177,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 11,372 | $177,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 17,036 | $176,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 33,877 | $175,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 41,834 | $171,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 12,803 | $170,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 12,327 | $168,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 14,800 | $168,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 15,148 | $166,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 10,749 | $166,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 67,154 | $166,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 11,131 | $166,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 839 | $165,000 | thousands by filing date | call |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 12,950 | $165,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 11,902 | $165,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 107,562 | $165,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 10,284 | $164,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 15,321 | $164,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 14,307 | $163,000 | thousands by filing date | |
| Innocoll | 45780Q103 | SPONDS ADR | 24,296 | $160,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 127,421 | $159,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 27,238 | $159,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 19,393 | $159,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 20,690 | $157,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 53,432 | $157,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 22,487 | $155,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 35,934 | $154,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 109,072 | $154,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 12,192 | $153,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 11,532 | $153,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 26,523 | $152,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 11,383 | $152,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 10,362 | $151,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 155,926 | $151,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 11,444 | $150,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 10,586 | $150,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 13,444 | $150,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 18,084 | $149,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 14,286 | $148,000 | thousands by filing date | |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 14,325 | $148,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 12,482 | $147,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 163,402 | $147,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 59,474 | $145,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 10,956 | $145,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 14,518 | $145,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 22,623 | $144,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 10,753 | $143,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 15,004 | $143,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 14,385 | $142,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 10,400 | $142,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 35,599 | $142,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 102,626 | $142,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 12,207 | $142,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 13,409 | $141,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 26,304 | $140,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 10,449 | $140,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 14,602 | $139,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 31,465 | $139,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 12,000 | $138,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 64,897 | $137,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 20,950 | $137,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 29,336 | $136,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 12,490 | $133,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 108,376 | $133,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 116,903 | $133,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 120,319 | $131,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 13,745 | $130,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 77,396 | $130,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 34,717 | $128,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 14,300 | $128,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 16,100 | $128,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 17,355 | $128,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 16,665 | $125,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 113,681 | $125,000 | thousands by filing date | |
| LAKES ENTERTAINMEN | 51206P208 | COM | 15,009 | $125,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 29,348 | $124,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 15,268 | $124,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 37,149 | $123,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 33,612 | $123,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 13,574 | $123,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 10,100 | $122,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 24,371 | $122,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 96,875 | $122,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 15,597 | $122,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 65,771 | $121,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 14,427 | $121,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 35,109 | $120,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 36,477 | $119,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 11,952 | $118,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-14-000087 | superseded | 2014-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-14-000088 | this filing | 2014-11-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-15-000123 | added | 2015-08-28 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-16-000216 | added | 2016-04-01 | acceptance time not in the bulk data set |