13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-13, with 4,210 holding rows worth $366,196,482,000.
- Accession
- 0001390777-14-000087
- Filer
- CIK 1390777
- Filed
- 2014-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, 22,485 entries on the cover page, a total value of $366,196,482,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $366,196,482,000 with VALUE read as thousands by filing date, 13F file number 028-12592. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filer1832 Asset Management L.P.028-11685
- reports for this filerJOHNSTON ASSET MANAGEMENT CORP028-05210
- reports for this filerWHV Investment Management, Inc.028-01204
- included managerThe Boston Company Asset Management, LLC 028-00242
- included managerBNY Mellon Trust of Delaware 028-12592
- included managerMellon Capital Management Corporation 028-02900
- included managerThe Dreyfus Corporation 028-00127
- included managerNewton Capital Management Limited 028-12592
- included managerNewton Investment Management Limited 028-04797
- included managerStandish Mellon Asset Management Company LLC 028-04303
- included managerThe Bank of New York Mellon Trust Company, NA 028-11850
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-12592
- included managerCenterSquare Investment Management, Inc. 028-05577
- included managerLockwood Advisors, Inc. 028-11769
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH 028-12592
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerCupps Capital Management, LLC 028-12766
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerHamon Asian Advisors Limited 028-13658
- included managerIridian Asset Management, LLC 028-06008
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerKing Investment Advisors, Inc. 028-01717
- included managerLombardia Capital Partners, LLC 028-03157
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerRiverbridge Partners, LLC 028-05655
- included managerRobeco Investment Management, Inc. 028-12484
- included managerThompson, Siegel & Walmsley, LLC 028-04041
- included managerVulcan Value Partners, LLC 028-15045
- included managerWalthausen & Co., LLC 028-13672
- included managerMeriten Investment Management GmbH 028-12592
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerSirios Capital Management, L.P. 028-05369
- included managerUnion Point Advisers 028-15635
- included managerOwl Creek Asset Management, L.P. 028-11037
- included managerPerella Weinberg Partners Capital Management LP 028-12930
- included managerBNY Mellon Investment Management Cayman Ltd. 028-12592
- included managerChanning Capital Management 028-11090
- included managerBrown Brothers Harriman & Co. 028-00408
- included managerStandard Pacific Capital LLC 028-06046
- included managerTOBAM 028-14715
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 51,985 | $1,682,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 66,681 | $1,681,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 57,216 | $1,678,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 310,893 | $1,673,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 54,911 | $1,667,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 91,625 | $1,663,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 98,546 | $1,655,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 33,736 | $1,654,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 191,021 | $1,652,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 1,506,000 | $1,647,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 53,506 | $1,646,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 79,523 | $1,646,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 36,363 | $1,640,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 141,724 | $1,637,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 137,134 | $1,632,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 60,227 | $1,632,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 125,259 | $1,627,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 83,984 | $1,623,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 154,771 | $1,620,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 244,594 | $1,619,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 537,583 | $1,619,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 199,869 | $1,618,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 61,817 | $1,615,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 99,937 | $1,609,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 75,981 | $1,602,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 218,125 | $1,601,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 429,618 | $1,598,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 196,904 | $1,595,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 18,596 | $1,593,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 58,093 | $1,592,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 238,951 | $1,592,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 119,568 | $1,589,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 39,596 | $1,582,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,316 | $1,582,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,032,114 | $1,579,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 93,558 | $1,574,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 165,600 | $1,573,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 121,146 | $1,569,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 1,500,000 | $1,564,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 389,750 | $1,563,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 69,381 | $1,563,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 347,225 | $1,562,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 17,695 | $1,558,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 138,177 | $1,553,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 43,857 | $1,548,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 111,846 | $1,548,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 68,467 | $1,542,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 242,024 | $1,541,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 29,401 | $1,538,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 89,750 | $1,534,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 48,184 | $1,528,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 93,837 | $1,526,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 70,024 | $1,525,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 58,682 | $1,525,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 45,143 | $1,523,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 56,616 | $1,513,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 251,310 | $1,508,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 1,500,000 | $1,505,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 1,500,000 | $1,503,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 1,500,000 | $1,498,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 246,469 | $1,496,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 1,277,979 | $1,496,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 21,100 | $1,494,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 1,520,000 | $1,489,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 153,633 | $1,483,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 94,669 | $1,482,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 56,860 | $1,476,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 100,329 | $1,470,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 80,617 | $1,464,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 1,500,000 | $1,463,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 1,500,000 | $1,463,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 70,960 | $1,457,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 174,674 | $1,455,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 66,522 | $1,453,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 59,906 | $1,453,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 21,527 | $1,453,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 111,483 | $1,453,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 224,767 | $1,452,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 102,103 | $1,451,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 99,211 | $1,450,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 1,500,000 | $1,448,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 99,734 | $1,446,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 59,002 | $1,443,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 123,289 | $1,441,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 54,570 | $1,439,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 38,560 | $1,438,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 29,248 | $1,435,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 1,500,000 | $1,435,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 24,204 | $1,432,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 539,805 | $1,425,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 49,236 | $1,422,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 102,561 | $1,418,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 100,736 | $1,417,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 506,064 | $1,410,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 285,823 | $1,403,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 169,798 | $1,401,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 170,150 | $1,398,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 184,255 | $1,398,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 119,439 | $1,395,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 1,255,000 | $1,395,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 228,880 | $1,391,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 88,494 | $1,390,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 162,784 | $1,387,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 84,743 | $1,385,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 62,891 | $1,384,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 207,173 | $1,381,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 170,796 | $1,380,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 68,091 | $1,379,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 82,955 | $1,377,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 140,629 | $1,372,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 33,503 | $1,371,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 72,261 | $1,371,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 57,642 | $1,366,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 1,008,000 | $1,365,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 99,282 | $1,360,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 141,980 | $1,360,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 80,565 | $1,358,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 36,377 | $1,354,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 71,436 | $1,354,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 95,292 | $1,346,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 66,277 | $1,345,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 1,261,000 | $1,343,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 931,824 | $1,341,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 141,615 | $1,341,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 97,077 | $1,336,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 46,009 | $1,334,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 68,683 | $1,334,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 148,919 | $1,333,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 132,589 | $1,331,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 59,029 | $1,323,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 31,211 | $1,318,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 72,456 | $1,318,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 72,545 | $1,317,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 85,935 | $1,316,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 24,930 | $1,315,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 42,260 | $1,315,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 38,082 | $1,312,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 206,007 | $1,312,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 80,017 | $1,306,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 1,300,000 | $1,305,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 118,824 | $1,302,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 8,429 | $1,297,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 180,125 | $1,295,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 107,484 | $1,290,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 310,256 | $1,287,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 1,250,000 | $1,287,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 195,960 | $1,285,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 81,299 | $1,285,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 185,530 | $1,278,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 15,511 | $1,276,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 1,000,000 | $1,273,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 148,137 | $1,271,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 114,523 | $1,270,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 27,676 | $1,269,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 70,722 | $1,265,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 264,426 | $1,264,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 96,263 | $1,263,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 72,069 | $1,261,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 216,053 | $1,259,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 209,274 | $1,255,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 1,017,000 | $1,254,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 126,205 | $1,249,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 47,906 | $1,248,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 143,608 | $1,248,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748WAB4 | NOTE 2.375%10/1 | 1,250,000 | $1,248,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 25,574 | $1,247,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 98,266 | $1,247,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 28,528 | $1,246,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 651,802 | $1,245,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 84,029 | $1,239,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 1,000,000 | $1,234,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 173,381 | $1,233,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 72,919 | $1,233,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 43,337 | $1,227,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 45,335 | $1,221,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 665,260 | $1,217,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 64,001 | $1,216,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 65,449 | $1,213,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 589,016 | $1,213,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 60,176 | $1,212,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 53,600 | $1,212,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 359,786 | $1,209,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 82,555 | $1,209,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 90,020 | $1,200,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 1,000,000 | $1,197,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 14,009 | $1,191,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 86,737 | $1,189,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 154,554 | $1,187,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 158,635 | $1,187,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 104,988 | $1,186,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 872,033 | $1,186,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 45,513 | $1,178,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 62,141 | $1,177,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 250,921 | $1,172,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 17,949 | $1,166,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 92,646 | $1,166,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 230,732 | $1,166,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 46,189 | $1,165,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 24,936 | $1,164,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 82,185 | $1,164,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 976,453 | $1,163,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 342,809 | $1,159,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 212,475 | $1,158,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 504,688 | $1,158,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 57,352 | $1,157,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 54,655 | $1,156,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 485,527 | $1,156,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 909,923 | $1,155,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 55,062 | $1,151,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 62,804 | $1,150,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 96,321 | $1,148,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 123,228 | $1,148,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 49,767 | $1,147,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 108,541 | $1,147,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 40,633 | $1,145,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 22,494 | $1,143,000 | thousands by filing date | |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 61,285 | $1,141,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 352,766 | $1,139,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 29,766 | $1,139,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 63,427 | $1,138,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 79,690 | $1,134,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 167,223 | $1,127,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 32,549 | $1,126,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 69,180 | $1,126,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 52,391 | $1,119,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 59,599 | $1,119,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 109,509 | $1,118,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 270,968 | $1,116,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 29,195 | $1,109,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 50,407 | $1,108,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 52,654 | $1,103,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 139,627 | $1,101,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 77,981 | $1,096,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 65,713 | $1,096,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 48,085 | $1,094,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 30,969 | $1,092,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 332,176 | $1,090,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 134,978 | $1,089,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 82,755 | $1,086,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 166,296 | $1,086,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 182,229 | $1,084,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 64,520 | $1,080,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 20,326 | $1,079,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 52,010 | $1,077,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 1,030,000 | $1,077,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 272,964 | $1,067,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 106,750 | $1,066,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 18,418 | $1,065,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 14,416 | $1,060,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 38,496 | $1,060,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 41,187 | $1,058,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 26,493 | $1,057,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 40,022 | $1,057,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 177,626 | $1,050,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 30,108 | $1,044,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 62,239 | $1,043,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 1,000,000 | $1,043,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 1,000,000 | $1,043,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 55,659 | $1,041,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 97,712 | $1,039,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 42,518 | $1,038,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 15,579 | $1,034,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 99,317 | $1,031,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 179,282 | $1,031,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 107,640 | $1,025,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 27,629 | $1,021,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 44,874 | $1,020,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 106,463 | $1,020,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 19,168 | $1,019,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 28,349 | $1,018,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 524,399 | $1,017,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 47,481 | $1,014,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 255,682 | $1,013,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 46,896 | $1,012,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 28,194 | $1,012,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 767,306 | $1,012,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 15,802 | $1,010,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632QAB9 | NOTE | 1,007,000 | $1,009,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 39,078 | $1,004,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 51,066 | $1,001,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 38,936 | $1,001,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 66,673 | $1,000,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 57,025 | $998,000 | thousands by filing date | |
| KONAMI CORP-ADR | 50046R101 | SPON | 48,065 | $998,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 264,259 | $996,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 28,348 | $994,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 49,556 | $993,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 38,609 | $993,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 83,013 | $993,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 47,410 | $991,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 25,792 | $987,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 101,722 | $987,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 210,608 | $986,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 287,660 | $983,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 731,471 | $980,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 1,000,000 | $980,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 25,641 | $977,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 62,228 | $977,000 | thousands by filing date | |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 78,097 | $976,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 89,006 | $975,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 28,522 | $974,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 193,916 | $974,000 | thousands by filing date | |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 826,000 | $974,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 9,660 | $973,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 270,343 | $973,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 1,000,000 | $973,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 269,078 | $971,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 61,494 | $969,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 80,379 | $969,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 50,508 | $969,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 49,185 | $967,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 149,378 | $965,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 21,716 | $962,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 533,029 | $959,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 42,906 | $956,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 185,637 | $956,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 85,000 | $955,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 23,144 | $954,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 54,510 | $954,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 65,117 | $952,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 117,824 | $951,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 247,478 | $950,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 86,797 | $949,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 41,083 | $946,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 54,285 | $946,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 311,248 | $946,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 10,264 | $945,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 76,084 | $945,000 | thousands by filing date | |
| MAVENIR SYS INC | 577675101 | COM | 75,264 | $945,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 135,767 | $944,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 249,005 | $942,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 35,963 | $940,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 13,871 | $939,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 24,585 | $931,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 33,427 | $927,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 237,511 | $926,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 180,003 | $923,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 20,771 | $922,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 102,107 | $921,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 101,204 | $918,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 236,991 | $913,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 105,967 | $912,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 70,573 | $911,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 22,260 | $909,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 239,727 | $908,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 76,627 | $905,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 66,724 | $902,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 21,129 | $901,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 28,595 | $901,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 248,982 | $899,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 68,086 | $897,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 107,591 | $896,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 9,121 | $893,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 64,640 | $893,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 380,773 | $891,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 46,102 | $890,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 30,615 | $886,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 61,323 | $885,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 158,108 | $885,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 128,913 | $883,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 46,948 | $882,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 72,987 | $881,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 18,385 | $879,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 170,559 | $876,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 21,001 | $875,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 126,735 | $873,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 158,991 | $873,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 48,317 | $872,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 70,747 | $872,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HLDG | 70337B102 | COM | 25,668 | $871,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 87,150 | $869,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 105,829 | $869,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 23,932 | $867,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 155,290 | $866,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 30,492 | $863,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 55,547 | $861,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 14,803 | $860,000 | thousands by filing date | |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 36,342 | $860,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 33,358 | $859,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 54,249 | $858,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 91,858 | $855,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 67,424 | $855,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 84,580 | $854,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 46,121 | $851,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 227,360 | $848,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 79,054 | $846,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 87,825 | $839,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 67,945 | $836,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 64,679 | $833,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 92,711 | $833,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 38,338 | $830,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 267,014 | $830,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 766,000 | $830,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 9,194 | $827,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 15,853 | $826,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 28,940 | $825,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 45,163 | $823,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 9,298 | $821,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 53,406 | $820,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 223,603 | $820,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 52,666 | $817,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 50,347 | $817,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 121,266 | $814,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 131,548 | $812,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 146,967 | $812,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 107,917 | $810,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 100,251 | $807,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 75,008 | $806,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 45,755 | $806,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 170,579 | $805,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 137,375 | $805,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 73,786 | $804,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 35,702 | $804,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 26,093 | $803,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 30,492 | $800,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 192,666 | $799,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 192,634 | $798,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 73,930 | $796,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 75,252 | $796,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 67,899 | $796,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 23,669 | $795,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 72,613 | $795,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 61,251 | $792,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 79,531 | $791,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 67,603 | $788,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 77,504 | $786,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 178,530 | $786,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 103,103 | $785,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 103,640 | $784,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 336,606 | $781,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 71,497 | $780,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 33,300 | $778,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 9,610 | $777,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 53,181 | $775,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 52,744 | $770,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 5,964 | $767,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 341,002 | $767,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 22,448 | $767,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 114,234 | $766,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 30,915 | $764,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 179,808 | $764,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 69,075 | $763,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 80,969 | $761,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 38,505 | $761,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 46,800 | $760,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 151,004 | $760,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 18,016 | $758,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 76,792 | $758,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 75,670 | $758,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 28,191 | $754,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 80,867 | $753,000 | thousands by filing date | |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 164,286 | $753,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 11,482 | $749,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 268,093 | $748,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 50,816 | $746,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 21,938 | $746,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 40,050 | $746,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 249,454 | $745,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 57,571 | $745,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 208,173 | $743,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 14,234 | $743,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 6,828 | $742,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 276,682 | $741,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 644,537 | $741,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 119,386 | $741,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 87,897 | $739,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 12,328 | $737,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 111,710 | $737,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 56,828 | $737,000 | thousands by filing date | |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 33,525 | $735,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 40,086 | $732,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 53,890 | $730,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 56,948 | $729,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 85,123 | $726,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 46,733 | $725,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 293,140 | $724,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 12,858 | $723,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 65,983 | $723,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 47,456 | $721,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 73,257 | $721,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 80,061 | $721,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 38,042 | $717,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 202,398 | $715,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 62,351 | $714,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 71,157 | $710,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 51,897 | $708,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 20,529 | $706,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 47,629 | $706,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 51,611 | $706,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 320,347 | $705,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 91,741 | $703,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 4,486 | $700,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 38,615 | $699,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 58,206 | $696,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 69,289 | $696,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 22,649 | $694,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 179,821 | $692,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 76,243 | $691,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 52,543 | $687,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 52,843 | $687,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-14-000087 | this filing | 2014-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-14-000088 | base | 2014-11-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-15-000123 | added | 2015-08-28 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-16-000216 | added | 2016-04-01 | acceptance time not in the bulk data set |