13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-12, with 4,148 holding rows worth $371,317,177,000.
- Accession
- 0001390777-14-000077
- Filer
- CIK 1390777
- Filed
- 2014-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A combination report, 22,271 entries on the cover page, a total value of $371,317,177,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $371,317,177,000 with VALUE read as thousands by filing date, 13F file number 028-12592. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filer1832 Asset Management L.P.028-11685
- reports for this filerJOHNSTON ASSET MANAGEMENT CORP028-05210
- reports for this filerWHV Investment Management, Inc.028-01204
- included managerThe Boston Company Asset Managment,LLC 028-00242
- included managerBNY Mellon Trust of Delaware
- included managerMellon Capital Management Corporation 028-02900
- included managerThe Dreyfus Corporation 028-00127
- included managerNewton Capital Management Limited
- included managerNewton Investment Management Limited 028-04797
- included managerStandish Mellon Asset Management Company LLC 028-04303
- included managerThe Bank of New York Mellon Trust Company, NA 028-11850
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited
- included managerCenterSquare Investment Management, Inc. 028-05577
- included managerLockwood Advisors, Inc. 028-11769
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerCupps Capital Management, LLC 028-12766
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerHamon Asian Advisors Limited 028-13658
- included managerIridian Asset Management, LLC 028-06008
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerKing Investment Advisors, Inc. 028-01717
- included managerLombardia Capital Partners, LLC 028-03157
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerRiverbridge Partners, LLC 028-05655
- included managerRobeco Investment Management, Inc. 028-12484
- included managerThompson, Siegel & Walmsley, LLC 028-04041
- included managerVulcan Value Partners, LLC 028-15045
- included managerWalthausen & Co., LLC 028-13672
- included managerMeriten Investment Management GmbH
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerSirios Capital Management, L.P. 028-05369
- included managerUnion Point Advisers 028-15635
- included managerOwl Creek Asset Management, L.P. 028-11037
- included managerPerella Weinberg Partners Capital Management LP 028-12930
- included managerChanning Capital Management
- included managerBrown Brothers Harriman & Co. 028-00408
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 41,449 | $703,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 166,098 | $702,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 11,281 | $699,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 42,905 | $699,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 395,546 | $696,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 111,731 | $696,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 37,652 | $695,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 4,485 | $691,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 81,522 | $685,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 846,233 | $685,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 64,287 | $681,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 49,682 | $680,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 31,400 | $678,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 88,742 | $677,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 42,398 | $673,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 35,312 | $671,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 112,134 | $670,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 31,531 | $669,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 46,904 | $668,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 23,275 | $668,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 12,055 | $663,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 61,580 | $660,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 49,605 | $654,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 3,148 | $651,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 111,163 | $650,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 56,308 | $645,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 514,000 | $644,000 | thousands by filing date | |
| EQUINIX INC | 29444UAH9 | CNV | 250,000 | $639,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 44,401 | $638,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 131,244 | $632,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 146,057 | $632,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 44,824 | $626,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 17,588 | $625,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 37,169 | $625,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 15,827 | $624,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 13,159 | $619,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 46,376 | $616,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 11,504 | $616,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 53,607 | $616,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 80,588 | $615,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 57,172 | $615,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 8,008 | $614,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 37,832 | $613,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 48,451 | $613,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 43,285 | $612,000 | thousands by filing date | |
| VITACOST.COM INC | 92847A200 | COM | 97,614 | $611,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 117,283 | $611,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 30,311 | $609,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 14,190 | $609,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 47,670 | $608,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 20,101 | $600,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 500,000 | $598,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 505,000 | $598,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 21,227 | $593,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 69,012 | $590,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 44,996 | $590,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 52,675 | $587,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 30,223 | $587,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 106,107 | $585,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 11,605 | $582,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 77,815 | $581,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 40,947 | $580,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 84,230 | $575,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 28,320 | $571,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 20,546 | $569,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 112,628 | $567,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 53,026 | $565,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 79,943 | $563,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 12,231 | $562,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 111,647 | $562,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 7,365 | $561,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 51,483 | $561,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 63,837 | $560,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 124,248 | $560,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 30,014 | $558,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 26,820 | $558,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 182,646 | $557,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 153,079 | $555,000 | thousands by filing date | |
| MAVENIR SYS INC | 577675101 | COM | 36,336 | $550,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 5,665 | $548,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 102,999 | $547,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 46,910 | $545,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 18,752 | $545,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 8,300 | $544,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 17,360 | $543,000 | thousands by filing date | |
| JTH HLDG INC | 46637N103 | CL A | 16,233 | $541,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 23,766 | $537,000 | thousands by filing date | |
| OXYGEN BIOTHERAPEUTICS INC | 69207P308 | COM PAR $0.0001 | 131,541 | $537,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 66,428 | $534,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 14,520 | $534,000 | thousands by filing date | |
| JGWPT HLDGS INC | 46617m109 | CL A | 47,445 | $534,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 112,887 | $533,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 66,514 | $532,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 58,080 | $529,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 69,609 | $521,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 16,181 | $521,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 71,837 | $519,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 18,986 | $517,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 137,077 | $512,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 41,731 | $511,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 16,299 | $509,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 75,957 | $509,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 63,356 | $509,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 31,271 | $504,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 19,801 | $503,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 62,009 | $502,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 20,815 | $501,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 45,018 | $498,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 28,095 | $497,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 32,646 | $495,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 8,111 | $492,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 38,750 | $490,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 38,748 | $490,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 33,999 | $488,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 5,392 | $487,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 64,918 | $486,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 463,000 | $485,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 26,197 | $484,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 25,614 | $483,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 45,219 | $481,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 43,568 | $481,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 44,325 | $479,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 450,000 | $476,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 20,620 | $474,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 62,663 | $474,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 13,111 | $472,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 61,332 | $471,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 26,117 | $471,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 125,582 | $471,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 70,105 | $466,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 20,470 | $463,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 9,937 | $461,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 11,326 | $460,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 49,878 | $457,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 145,642 | $447,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 45,989 | $446,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 50,406 | $444,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 65,413 | $444,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 32,637 | $443,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 11,915 | $443,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 46,581 | $442,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 47,508 | $442,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 27,193 | $442,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 31,303 | $441,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 5,957 | $440,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 39,178 | $436,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 25,323 | $434,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 52,511 | $434,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 30,988 | $434,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 3,392 | $431,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 8,650 | $430,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 78,684 | $427,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 5,389 | $424,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 21,175 | $424,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 6,800 | $422,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 16,247 | $417,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 81,572 | $413,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 12,002 | $412,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 18,154 | $410,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 28,047 | $409,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 27,501 | $407,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 24,758 | $406,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 23,721 | $404,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 169,908 | $404,000 | thousands by filing date | |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 25,920 | $404,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 12,436 | $403,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 39,217 | $401,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 5,915 | $398,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 234,000 | $395,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 98,979 | $395,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 25,801 | $394,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 16,960 | $391,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 45,884 | $388,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 49,721 | $387,000 | thousands by filing date | |
| NORCRAFT COS INC | 65557Y105 | COM | 27,037 | $387,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 28,114 | $386,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 27,310 | $385,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 12,446 | $384,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 43,242 | $384,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 6,224 | $383,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 3,250 | $377,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 7,144 | $370,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 53,183 | $370,000 | thousands by filing date | |
| SIMPLICITY BANCORP INC | 828867101 | COM | 21,137 | $369,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 8,809 | $367,000 | thousands by filing date | |
| PROSHARES ULTRA RUSS2000 VAL | 74347R479 | PSHS | 6,000 | $367,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 33,747 | $367,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 9,922 | $365,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 8,491 | $359,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,827 | $358,000 | thousands by filing date | call |
| EMPIRE RESORTS INC | 292052206 | COM | 49,744 | $356,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 15,800 | $355,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 22,424 | $354,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 42,060 | $353,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 12,340 | $353,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 13,850 | $351,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 21,637 | $350,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 72,129 | $350,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 3,480 | $347,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 4,367 | $346,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 85,696 | $345,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 17,402 | $341,000 | thousands by filing date | |
| COCA-COLA HBC AG-SPR ADR | 191223106 | SPON | 14,988 | $341,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 11,286 | $340,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 13,385 | $340,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 68,991 | $340,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 26,343 | $338,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 36,051 | $337,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 23,866 | $337,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 26,651 | $332,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 32,129 | $332,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 17,163 | $332,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 42,880 | $332,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 13,800 | $331,000 | thousands by filing date | |
| UNITEK GLOBAL SVCS INC | 91324T302 | COM | 808,212 | $331,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 36,602 | $330,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 23,892 | $327,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 22,313 | $326,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 59,971 | $326,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 141,672 | $326,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 3,400 | $324,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 48,513 | $323,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 79,391 | $323,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 51,179 | $322,000 | thousands by filing date | |
| BORDERFREE INC | 09970L100 | COM | 19,367 | $321,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 6,727 | $320,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 34,853 | $318,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 29,837 | $318,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 54,700 | $317,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 12,488 | $317,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 39,040 | $317,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 38,198 | $316,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 6,515 | $313,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 123,895 | $313,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 24,902 | $313,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 16,100 | $311,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 31,968 | $310,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,801 | $306,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 5,900 | $306,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 21,863 | $306,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 50,855 | $300,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 5,621 | $299,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 49,960 | $298,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 4,901 | $297,000 | thousands by filing date | |
| NASB FINANCIAL INC | 628968109 | COM | 12,556 | $297,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 17,666 | $296,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 30,746 | $292,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 45,198 | $290,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 6,170 | $289,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 18,896 | $288,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 14,700 | $288,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 9,725 | $287,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 16,800 | $286,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 19,810 | $285,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 24,839 | $283,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 8,934 | $279,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 250,000 | $278,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 6,874 | $277,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 4,094 | $277,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 9,943 | $277,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 20,539 | $277,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 11,373 | $277,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 4,622 | $276,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 21,807 | $276,000 | thousands by filing date | |
| VANTAGESOUTH BANCSHARES INC | 92209W105 | COM | 46,502 | $276,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 38,119 | $274,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 33,886 | $274,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 78,804 | $274,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 7,636 | $273,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 34,110 | $273,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 6,977 | $273,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 8,449 | $272,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 5,117 | $271,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 2,150 | $269,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 13,243 | $265,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 81,686 | $263,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 19,049 | $262,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 19,261 | $260,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 26,940 | $259,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 8,684 | $259,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 18,918 | $258,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 18,222 | $257,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 13,574 | $255,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 19,525 | $254,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 31,527 | $253,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 4,976 | $250,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 6,686 | $250,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 10,201 | $249,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 30,286 | $249,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 12,395 | $247,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 14,295 | $246,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 5,435 | $243,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 38,443 | $242,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 77,396 | $242,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 43,809 | $242,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 18,481 | $241,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 11,120 | $241,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 88,556 | $240,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 35,702 | $235,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 3,172 | $231,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 23,461 | $231,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 2,730 | $230,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 113,321 | $230,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 29,142 | $229,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 49,874 | $227,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 228,811 | $227,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 4,549 | $225,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 14,639 | $225,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 28,694 | $222,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 6,150 | $222,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 9,288 | $220,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 121,118 | $220,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 2,247 | $218,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 17,462 | $218,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 9,872 | $216,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 47,131 | $216,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 16,431 | $216,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 27,752 | $214,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 14,541 | $214,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 14,872 | $213,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 4,810 | $213,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 24,758 | $213,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 16,361 | $213,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 15,762 | $213,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 24,319 | $211,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 9,902 | $210,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 19,535 | $210,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 8,452 | $209,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 9,501 | $209,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 25,393 | $209,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 38,899 | $208,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 10,814 | $207,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 9,397 | $206,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 63,857 | $206,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 36,450 | $206,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 24,841 | $206,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 13,822 | $205,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 1,570 | $205,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 3,229 | $204,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 80,009 | $203,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 109,072 | $203,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 29,392 | $202,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 3,775 | $202,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 14,884 | $202,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 8,892 | $202,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 119,023 | $201,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 15,227 | $200,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 127,421 | $199,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 25,056 | $199,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 12,260 | $196,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 200,000 | $196,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 64,897 | $194,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 11,080 | $193,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 13,000 | $192,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 56,994 | $190,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 13,107 | $189,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 20,322 | $188,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 15,321 | $187,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 63,157 | $187,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 14,673 | $186,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 629,435 | $186,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 54,098 | $186,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 14,326 | $186,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 107,562 | $186,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 12,830 | $184,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 42,629 | $183,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 17,131 | $179,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 14,301 | $178,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 10,283 | $178,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 11,131 | $176,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 20,650 | $173,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 23,876 | $171,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 15,004 | $171,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 35,204 | $171,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 22,622 | $170,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 21,211 | $169,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 108,376 | $169,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 94,626 | $169,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 116,903 | $168,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 13,436 | $167,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 12,853 | $166,000 | thousands by filing date | |
| AMBIT BIOSCIENCES CORP | 02318X100 | COM | 23,955 | $166,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 75,806 | $166,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 11,898 | $166,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 29,336 | $166,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 21,703 | $166,000 | thousands by filing date | |
| RICK'S CABARET INTL INC | 765641303 | COM | 16,118 | $165,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 27,238 | $164,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 52,438 | $164,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 36,477 | $163,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 21,675 | $161,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 26,523 | $161,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 30,889 | $161,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 15,268 | $160,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 12,803 | $158,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 163,402 | $157,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 10,816 | $156,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 52,395 | $156,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 26,304 | $155,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 12,192 | $154,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 12,489 | $154,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 17,910 | $154,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 14,170 | $154,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 11,511 | $154,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 33,445 | $153,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 53,065 | $151,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 14,427 | $151,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 11,445 | $150,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 27,622 | $150,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 76,857 | $149,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 14,591 | $148,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 12,000 | $147,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 60,184 | $147,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 86,914 | $146,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 34,408 | $145,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 10,753 | $145,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 45,996 | $144,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 22,487 | $143,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 10,468 | $142,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 17,658 | $142,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 44,087 | $141,000 | thousands by filing date | |
| LAKES GAMING INC COM | 51206P109 | COM | 30,020 | $141,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 49,668 | $140,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 10,401 | $140,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 113,681 | $140,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 12,558 | $140,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 18,013 | $140,000 | thousands by filing date | |
| TECUMSEH PRODS CO | 878895309 | COM | 27,542 | $140,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 35,599 | $137,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 31,465 | $137,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 59,955 | $136,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 28,977 | $134,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 16,100 | $133,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 24,482 | $133,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 20,690 | $132,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 10,051 | $131,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 143,486 | $131,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 33,877 | $131,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 14,602 | $130,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 63,023 | $130,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 20,950 | $130,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 37,150 | $129,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 10,101 | $129,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 24,371 | $128,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 59,474 | $127,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 22,125 | $127,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 11,827 | $126,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 20,300 | $126,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 29,134 | $126,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 10,339 | $126,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 16,745 | $125,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 69,480 | $125,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 27,401 | $124,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 16,665 | $123,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 39,652 | $123,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 10,049 | $121,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 10,956 | $121,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 66,190 | $121,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 58,489 | $121,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 92,827 | $120,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 75,964 | $120,000 | thousands by filing date | |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 62,084 | $119,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 11,646 | $118,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 75,999 | $118,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 20,494 | $117,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 65,771 | $117,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 37,193 | $116,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 61,705 | $116,000 | thousands by filing date | |
| VIDEO DISPLAY CORP | 926555103 | COM | 34,698 | $115,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 34,152 | $114,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 47,105 | $114,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 30,271 | $113,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 50,232 | $113,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 33,574 | $111,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 28,286 | $111,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 85,204 | $111,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 128,027 | $111,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 14,500 | $110,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 12,414 | $109,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 94,869 | $109,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 89,461 | $109,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 37,630 | $109,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 16,019 | $109,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 48,991 | $108,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 16,012 | $106,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 167,295 | $105,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 92,013 | $103,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 12,000 | $102,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 10,795 | $102,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 12,080 | $102,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 26,379 | $101,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 61,551 | $101,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 15,597 | $101,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 23,000 | $100,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 95,469 | $100,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 25,987 | $98,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 101,878 | $97,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 17,243 | $96,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 19,376 | $96,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 17,271 | $96,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-14-000077 | this filing | 2014-08-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-15-000121 | base | 2015-08-28 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-16-000211 | added | 2016-04-01 | acceptance time not in the bulk data set |