Skip to content

13F-HR/A filed by Bank of New York Mellon Corp

Bank of New York Mellon Corp filed this 13F-HR/A for the quarter ended 2013-06-30, filed 2013-08-15, with 4,072 holding rows worth $316,128,016,000.

Accession
0001390777-13-000082
Filed
2013-08-15
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q2 2013

A combination report, amendment of type restatement, 22,741 entries on the cover page, a total value of $316,128,016,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $316,128,016,000 with VALUE read as thousands by filing date, 13F file number 028-12592. A later restatement replaced it, so the quarter does not use it. The resolved quarter.

Other managers

  • reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
  • reports for this filerGCIC Ltd.028-11685
  • reports for this filerJOHNSTON ASSET MANAGEMENT CORP028-05210
  • reports for this filerWHV Investment Management, Inc.028-01204
  • included managerThe Boston Company Asset Management, LLC 028-00242
  • included managerBNY Mellon Trust of Delaware
  • included managerMellon Capital Management Corporation 028-02900
  • included managerThe Dreyfus Corporation 028-00127
  • included managerNewton Capital Management Limited
  • included managerNewton Investment Management Limited 028-04797
  • included managerStandish Mellon Asset Management Company LLC 028-04303
  • included managerThe Bank of New York Mellon Trust Company, NA 028-11850
  • included managerThe Bank of New York Mellon 028-02009
  • included managerBNY Mellon, NA 028-00620
  • included managerWalter Scott & Partners Limited
  • included managerUrdang Securities Management, Inc. 028-05577
  • included managerLockwood Advisors, Inc. 028-11769
  • included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH
  • included managerAmerican Beacon Advisors, Inc. 028-14511
  • included managerCupps Capital Management, LLC 028-12766
  • included managerEAM Investors, LLC 028-14070
  • included managerFayez Sarofim & Co. 028-10991
  • included managerGeneva Capital Management, LTD 028-03935
  • included managerHamon Asian Advisors Limited 028-13658
  • included managerIridian Asset Management, LLC 028-06008
  • included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
  • included managerKing Investment Advisors, Inc. 028-01717
  • included managerLombardia Capital Partners, LLC 028-03157
  • included managerNeuberger Berman Management, LLC 028-13574
  • included managerNicholas Investment Partners, L.P. 028-12426
  • included managerRiverbridge Partners, LLC 028-05655
  • included managerRobeco Investment Management, Inc. 028-12484
  • included managerThompson, Siegel & Walmsley, LLC 028-04041
  • included managerVulcan Value Partners, LLC 028-15045
  • included managerWalthausen & Co., LLC 028-13672
  • included managerMeriten Investment Management GmbH

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
B2GOLD CORP COM11777Q209Stock19,347$41,000thousands by filing date
ROYALE ENERGY INC78074G200COM NEW16,310$41,000thousands by filing date
COLUMBIA LABS INC197779101COM63,936$41,000thousands by filing date
URANIUM RESOURCES INC916901606COM15,693$41,000thousands by filing date
BARNWELL INDS INC068221100COM12,845$40,000thousands by filing date
SHARPS COMPLIANCE CORP820017101COM15,215$40,000thousands by filing date
TRANSCEPT PHARMACEUTICALS IN89354M106COM13,055$40,000thousands by filing date
ALLIED HEALTHCARE PRODUCTS019222108COM14,433$40,000thousands by filing date
INTERPHASE CORP460593106COM14,484$39,000thousands by filing date
LIFE PARTNERS HOLDINGS INC53215T106COM12,771$39,000thousands by filing date
ORBIT INTERNATIONAL CORP685559304COM11,250$38,000thousands by filing date
SIBANYE GOLD LTD825724206SPONSORED ADR12,202$36,000thousands by filing date
CODEXIS INC192005106COM15,750$35,000thousands by filing date
ENGLOBAL CORP293306106COM36,937$35,000thousands by filing date
BOOKS-A-MILLION INC098570104COM13,270$35,000thousands by filing date
ARRHYTHMIA RESH TECHNOLOGY I042698308COM PAR $0.0112,985$34,000thousands by filing date
Delcath Systems Inc24661p104COM92,404$34,000thousands by filing date
OI S.A.670851104SPONSORED ADR17,264$34,000thousands by filing date
FROZEN FOOD EXPRESS INDUSTRI359360104COM20,904$34,000thousands by filing date
DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19246911101Stock32,986$33,000thousands by filing date
LRAD CORP50213V109COM28,584$32,000thousands by filing date
STRATEGIC DIAGNOSTICS INC862700101COM34,259$31,000thousands by filing date
HEMISPHERX BIOPHARMA INC42366C103COM135,050$30,000thousands by filing date
BTU INTERNATIONAL INC056032105COM12,549$30,000thousands by filing date
VENTRUS BIOSCIENCES INC922822101COM12,474$30,000thousands by filing date
ITERIS INC NEW46564T107COM16,101$29,000thousands by filing date
DIGIRAD CORP253827109COM11,794$29,000thousands by filing date
ONCOLYTICS BIOTECH INC682310107COM10,027$29,000thousands by filing date
BIOLINERX LTD-SPONS ADR09071M106SPON17,800$29,000thousands by filing date
BSQUARE CORP11776U300COM10,371$28,000thousands by filing date
ORION ENERGY SYSTEMS INC686275108COM10,535$27,000thousands by filing date
IGI LABORATORIES INC449575109COM18,547$27,000thousands by filing date
TASEKO MINES LTD COM876511106Stock14,223$26,000thousands by filing date
NEWTEK BUSINESS SERVICES INC652526104COMMON STOCK12,278$26,000thousands by filing date
KID BRANDS, INC. COM49375T100COM16,095$25,000thousands by filing date
WIRELESS TELECOM GROUP INC976524108COM17,524$25,000thousands by filing date
ASCENT SOLAR TECHNOLOGIES043635101COM32,084$25,000thousands by filing date
VERENIUM CORP92340P209COM10,959$25,000thousands by filing date
HOOPER HOLMES INC439104100COM69,313$25,000thousands by filing date
UROPLASTY INC917277204COM NEW11,557$24,000thousands by filing date
OCEAN POWER TECHNOLOGIES INC674870308COM13,319$21,000thousands by filing date
ENTERTAINMENT GAMING ASIA IN29383V206COM11,628$21,000thousands by filing date
THERMOGENESIS CORP883623308COM14,934$20,000thousands by filing date
AUTHENTIDATE HLDG CORP052666203COM22,241$19,000thousands by filing date
VERSO PAPER CORP92531L108COM16,255$19,000thousands by filing date
CARDICA INC14141R101COM17,566$19,000thousands by filing date
IDENTIVE GROUP INC45170X106COM25,696$19,000thousands by filing date
DENISON MINES CORP248356107COM15,262$18,000thousands by filing date
STEMCELLS INC85857R204COM NEW11,105$18,000thousands by filing date
AASTROM BIOSCIENCES INC00253U305COM NEW45,607$18,000thousands by filing date
FIRST ACCEP CORP318457108COMMON STOCK10,419$17,000thousands by filing date
RELIV INTERNATIONAL INC75952R100COM13,404$17,000thousands by filing date
VISION-SCIENCES INC927912105COM16,837$17,000thousands by filing date
Brigus Gold Corp109490102COM29,000$15,000thousands by filing date
PERFORMANCE TECHNOLOGIES INC71376K102COM12,095$15,000thousands by filing date
ROYAL BANCSHARES OF PENN-A780081105CL A10,751$15,000thousands by filing date
RUBICON MINERALS CORP780911103COM11,032$14,000thousands by filing date
HAUPPAUGE DIGITAL INC419131107COM19,090$13,000thousands by filing date
AVINO SILVER & GOLD MINES LT053906103COM14,100$12,000thousands by filing date
IDERA PHARMACEUTICALS INC45168K306COM16,363$11,000thousands by filing date
TRANSWITCH CORP894065309COM28,907$10,000thousands by filing date
MINES MGMT INC603432105COM18,604$10,000thousands by filing date
MAJESCO ENTERTAINMENT CO560690208COM NEW18,356$10,000thousands by filing date
ZOOM TECHNOLOGIES INC98976E301COM24,202$10,000thousands by filing date
SUNLINK HEALTH SYSTEMS INC86737U102COM10,720$9,000thousands by filing date
INFOSONICS CORP456784107COM19,033$9,000thousands by filing date
QUANTUM FUEL SYS TECH WORLDW74765E208COM NEW12,681$7,000thousands by filing date
HOUSTON AMERN ENERGY CORP44183U100COM21,129$6,000thousands by filing date
PERMA-FIX ENVIRONMENTAL SVCS714157104COM11,086$4,000thousands by filing date
INTELLICHECK MOBILISA INC45817G102COM13,332$4,000thousands by filing date
CEL-SCI CORP150837409COM NEW15,380$3,000thousands by filing date
GEOPETRO RESOURCES CO37248H304COM25,000$2,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001390777-13-000081 superseded2013-08-13acceptance time not in the bulk data set
13F-HR/A 0001390777-13-000082this filing2013-08-15acceptance time not in the bulk data set
13F-HR/A 0001390777-13-000083 base2013-08-22acceptance time not in the bulk data set
13F-HR/A 0001390777-15-000118 added2015-08-28acceptance time not in the bulk data set