13F-HR filed by PEAK6 Group LLC
PEAK6 Group LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-13, with 4,900 holding rows worth $26,631,304,000.
- Accession
- 0001389957-13-000034
- Filer
- CIK 1389957
- Filed
- 2013-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 6,778 entries on the cover page, a total value of $26,631,304,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $26,631,304,000 with VALUE read as thousands by filing date, 13F file number 028-12352. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerALEPH6 LLC
- included managerPEAK6 Capital Management
- included managerPEAK6 Advisors LLC
- included managerOptionshouse LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 5,700 | $41,000 | thousands by filing date | call |
| BIOSCRIP INC | 09069N108 | COM | 2,500 | $41,000 | thousands by filing date | put |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 14,000 | $41,000 | thousands by filing date | call |
| WAGEWORKS INC | 930427109 | COM | 1,200 | $41,000 | thousands by filing date | put |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 8,600 | $41,000 | thousands by filing date | call |
| WHITING USA TRUST I | 966389108 | TR U | 11,200 | $41,000 | thousands by filing date | put |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 1,100 | $40,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 4,300 | $40,000 | thousands by filing date | call |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 800 | $40,000 | thousands by filing date | call |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 6,129 | $40,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 1,500 | $40,000 | thousands by filing date | put |
| FLEX LTD ORD | Y2573F102 | Stock | 5,000 | $39,000 | thousands by filing date | put |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 3,700 | $39,000 | thousands by filing date | put |
| COPA HOLDINGS SA | P31076105 | CL A | 300 | $39,000 | thousands by filing date | put |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1,222 | $39,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 13,800 | $39,000 | thousands by filing date | call |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 1,400 | $39,000 | thousands by filing date | put |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 3,000 | $39,000 | thousands by filing date | call |
| KEMET CORP | 488360207 | COM NEW | 9,487 | $39,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 600 | $39,000 | thousands by filing date | put |
| TREX CO INC | 89531P105 | COM | 800 | $38,000 | thousands by filing date | call |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 4,100 | $38,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 2,629 | $38,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 1,400 | $38,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 5,100 | $38,000 | thousands by filing date | call |
| ENERNOC INC | 292764107 | COMMON STOCK | 2,900 | $38,000 | thousands by filing date | call |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 800 | $38,000 | thousands by filing date | put |
| ALTERA CORP | 021441100 | COM | 1,139 | $38,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 9,300 | $38,000 | thousands by filing date | put |
| DIGITAL RIV INC | 25388B104 | COM | 2,000 | $38,000 | thousands by filing date | call |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 8,000 | $38,000 | thousands by filing date | put |
| AMER STATES WTR CO COM | 029899101 | Stock | 686 | $37,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 5,900 | $37,000 | thousands by filing date | put |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,600 | $37,000 | thousands by filing date | put |
| RADNET INC | 750491102 | COM | 14,000 | $37,000 | thousands by filing date | put |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 9,310 | $37,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 4,000 | $37,000 | thousands by filing date | put |
| SYNERGY RES CORP | 87164P103 | COM | 5,100 | $37,000 | thousands by filing date | put |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 8,769 | $37,000 | thousands by filing date | |
| AUGUSTA RES CORP | 050912203 | COM NEW | 17,400 | $37,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,959 | $36,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 2,000 | $36,000 | thousands by filing date | call |
| Delek Logistics Partners LP | 24664T103 | Com | 1,100 | $36,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 1,400 | $36,000 | thousands by filing date | put |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 20,000 | $36,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 3,500 | $36,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 10,000 | $36,000 | thousands by filing date | put |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 2,100 | $36,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 9,000 | $36,000 | thousands by filing date | put |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 366 | $35,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 16,300 | $35,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 528 | $35,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 2,000 | $35,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 21,000 | $35,000 | thousands by filing date | call |
| ALUMINA LTD ADR | 022205108 | COM | 9,700 | $35,000 | thousands by filing date | put |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 4,000 | $35,000 | thousands by filing date | put |
| COMSTOCK MNG INC | 205750102 | COM | 21,271 | $35,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 12,000 | $34,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 3,565 | $34,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 2,700 | $34,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 500 | $34,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 3,600 | $34,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 1,400 | $34,000 | thousands by filing date | call |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 4,989 | $34,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 11,600 | $34,000 | thousands by filing date | call |
| CARLISLE COS INC COM | 142339100 | Stock | 528 | $33,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 17,700 | $33,000 | thousands by filing date | put |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,749 | $33,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 2,221 | $33,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 2,000 | $33,000 | thousands by filing date | put |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 5,000 | $33,000 | thousands by filing date | call |
| DOLE PLC ORD SHS | 256603101 | COM | 2,600 | $33,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 2,000 | $33,000 | thousands by filing date | put |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 9,000 | $33,000 | thousands by filing date | put |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 8,400 | $33,000 | thousands by filing date | call |
| WARREN RESOURCES INC | 93564A100 | COM | 12,500 | $32,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 5,375 | $31,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 1,000 | $31,000 | thousands by filing date | put |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 1,300 | $31,000 | thousands by filing date | call |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 5,500 | $31,000 | thousands by filing date | put |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 10,853 | $31,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 1,863 | $31,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 600 | $31,000 | thousands by filing date | |
| TELLABS INC | 879664100 | COM | 15,800 | $31,000 | thousands by filing date | call |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 6,600 | $31,000 | thousands by filing date | put |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 4,996 | $31,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 312 | $30,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 1,760 | $30,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 6,200 | $30,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 1,100 | $30,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 5,283 | $30,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 1,000 | $30,000 | thousands by filing date | put |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 1,600 | $30,000 | thousands by filing date | put |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 7,300 | $30,000 | thousands by filing date | put |
| TRAVELZOO INC | 89421Q106 | COM | 1,100 | $30,000 | thousands by filing date | call |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 42,484 | $30,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 10,000 | $29,000 | thousands by filing date | put |
| HERSHEY CO COM | 427866108 | Stock | 310 | $28,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 2,000 | $28,000 | thousands by filing date | call |
| AXT INC | 00246W103 | COM | 10,300 | $28,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 2,000 | $28,000 | thousands by filing date | put |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 1,968 | $28,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 5,600 | $28,000 | thousands by filing date | call |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 1,000 | $28,000 | thousands by filing date | put |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 2,500 | $28,000 | thousands by filing date | put |
| RUBICON MINERALS CORP | 780911103 | COM | 22,100 | $28,000 | thousands by filing date | call |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 6,000 | $28,000 | thousands by filing date | call |
| Meru Networks, Inc. | 59047Q103 | COM | 7,000 | $28,000 | thousands by filing date | call |
| Vanguard Real Estate | 922908553 | SHS | 400 | $27,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 15,334 | $27,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 2,000 | $27,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 1,900 | $27,000 | thousands by filing date | call |
| REGAL ENTMT GROUP | 758766109 | CL A | 1,500 | $27,000 | thousands by filing date | put |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 1,800 | $27,000 | thousands by filing date | put |
| TERADYNE INC COM | 880770102 | Stock | 1,500 | $26,000 | thousands by filing date | put |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 800 | $26,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 1,031 | $26,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 1,000 | $26,000 | thousands by filing date | call |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 1,300 | $26,000 | thousands by filing date | call |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 1,100 | $26,000 | thousands by filing date | call |
| BRIGHTCOVE INC | 10921T101 | COM | 3,000 | $26,000 | thousands by filing date | call |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 1,000 | $26,000 | thousands by filing date | put |
| TEXAS INDUSTRIES INC | 882491103 | COM | 400 | $26,000 | thousands by filing date | put |
| TRONOX LTD | Q9235V101 | SHS CL A | 1,300 | $26,000 | thousands by filing date | call |
| Vanguard Real Estate | 922908553 | SHS | 362 | $25,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 1,800 | $25,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 4,359 | $25,000 | thousands by filing date | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 1,200 | $25,000 | thousands by filing date | call |
| VANGUARD HEALTH SYS INC | 922036207 | COM | 1,200 | $25,000 | thousands by filing date | call |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 1,800 | $24,000 | thousands by filing date | put |
| AZENTA INC | 114340102 | COM | 2,500 | $24,000 | thousands by filing date | call |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 11,000 | $24,000 | thousands by filing date | call |
| SUPERIOR INDS INTL INC | 868168105 | COM | 1,400 | $24,000 | thousands by filing date | put |
| SONUS NETWORKS INC | 835916107 | COM | 8,100 | $24,000 | thousands by filing date | put |
| JUST ENERGY GROUP INC | 48213W101 | COM | 4,000 | $24,000 | thousands by filing date | put |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 4,426 | $24,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 576 | $23,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 10,953 | $23,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 900 | $23,000 | thousands by filing date | put |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 1,000 | $23,000 | thousands by filing date | put |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 5,234 | $23,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,000 | $23,000 | thousands by filing date | call |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 1,000 | $23,000 | thousands by filing date | put |
| ARBOR REALTY TRUST INC | 038923108 | COM | 3,462 | $22,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 2,140 | $22,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 2,000 | $22,000 | thousands by filing date | call |
| SIERRA WIRELESS INC | 826516106 | COM | 1,700 | $22,000 | thousands by filing date | call |
| RARE ELEMENT RES LTD | 75381M102 | COM | 11,400 | $22,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 1,700 | $22,000 | thousands by filing date | call |
| PARTNERRE LTD | G6852T105 | COM | 240 | $22,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 1,600 | $22,000 | thousands by filing date | put |
| GOODRICH PETE CORP | 382410405 | COM NEW | 1,700 | $22,000 | thousands by filing date | put |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 2,800 | $22,000 | thousands by filing date | put |
| DRAGONWAVE INC | 26144M103 | COM | 7,500 | $22,000 | thousands by filing date | put |
| OMNICELL COM COM | 68213N109 | Stock | 1,000 | $21,000 | thousands by filing date | call |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 400 | $21,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 9,900 | $21,000 | thousands by filing date | call |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 18,729 | $21,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 1,700 | $21,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 1,700 | $21,000 | thousands by filing date | put |
| DRAGONWAVE INC | 26144M103 | COM | 7,377 | $21,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 2,000 | $20,000 | thousands by filing date | put |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 500 | $20,000 | thousands by filing date | put |
| CTS CORP | 126501105 | COM | 1,500 | $20,000 | thousands by filing date | put |
| UNILEVER N V | 904784709 | N Y SHS NEW | 500 | $20,000 | thousands by filing date | put |
| RADNET INC | 750491102 | COM | 7,722 | $20,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 10,000 | $20,000 | thousands by filing date | call |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 2,000 | $20,000 | thousands by filing date | put |
| FIRSTMERIT CORP | 337915102 | COM | 1,000 | $20,000 | thousands by filing date | put |
| Almaden Minerals Ltd | 020283107 | COM | 14,298 | $20,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 300 | $19,000 | thousands by filing date | put |
| TASEKO MINES LTD COM | 876511106 | Stock | 9,911 | $19,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,100 | $19,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 3,800 | $19,000 | thousands by filing date | put |
| SUPERIOR INDS INTL INC | 868168105 | COM | 1,117 | $19,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 1,561 | $19,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 1,100 | $19,000 | thousands by filing date | put |
| GASTAR EXPL LTD | 367299203 | COM NEW | 7,200 | $19,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 4,500 | $18,000 | thousands by filing date | call |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 687 | $18,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,000 | $18,000 | thousands by filing date | put |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 500 | $18,000 | thousands by filing date | call |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 2,700 | $18,000 | thousands by filing date | put |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 3,100 | $18,000 | thousands by filing date | put |
| VELTI PLC ST HELIER | G93285107 | SHS | 12,501 | $18,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 3,400 | $18,000 | thousands by filing date | put |
| SILVER STD RES INC | 82823L106 | COM | 2,900 | $18,000 | thousands by filing date | call |
| TELLABS INC | 879664100 | COM | 9,053 | $18,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 3,800 | $18,000 | thousands by filing date | call |
| ZAZA ENERGY CORP | 98919T100 | COM | 15,240 | $18,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 5,000 | $18,000 | thousands by filing date | call |
| CACI INTL INC CL A | 127190304 | Stock | 263 | $17,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 4,370 | $17,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 700 | $17,000 | thousands by filing date | put |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,300 | $17,000 | thousands by filing date | put |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 1,000 | $17,000 | thousands by filing date | call |
| FINISAR CORP | 31787A507 | COM NEW | 1,000 | $17,000 | thousands by filing date | put |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 500 | $17,000 | thousands by filing date | call |
| GAFISA S A | 362607301 | SPONS ADR | 6,700 | $17,000 | thousands by filing date | put |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 14,128 | $17,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 1,600 | $17,000 | thousands by filing date | put |
| ALUMINA LTD ADR | 022205108 | COM | 4,800 | $17,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 907 | $17,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 1,988 | $17,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 6,245 | $17,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 500 | $16,000 | thousands by filing date | call |
| Matrix Service Company | 576853105 | COM | 1,000 | $16,000 | thousands by filing date | put |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 979 | $16,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | put |
| SPIRIT AIRLS INC | 848577102 | COM | 500 | $16,000 | thousands by filing date | put |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 12,000 | $16,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 4,500 | $15,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 5,000 | $15,000 | thousands by filing date | put |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 1,000 | $15,000 | thousands by filing date | call |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 1,400 | $15,000 | thousands by filing date | put |
| GAFISA S A | 362607301 | SPONS ADR | 5,872 | $15,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 1,000 | $15,000 | thousands by filing date | call |
| SILICON IMAGE INC | 82705T102 | COM | 2,500 | $15,000 | thousands by filing date | call |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 1,000 | $14,000 | thousands by filing date | call |
| RESMED INC COM | 761152107 | Stock | 300 | $14,000 | thousands by filing date | call |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 248 | $14,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 700 | $14,000 | thousands by filing date | put |
| DORMAN PRODS INC | 258278100 | COM | 300 | $14,000 | thousands by filing date | put |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 2,300 | $14,000 | thousands by filing date | put |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 1,168 | $14,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 5,414 | $14,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 1,000 | $14,000 | thousands by filing date | put |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 600 | $14,000 | thousands by filing date | call |
| AFC ENTERPRISES INC | 00104Q107 | COM | 400 | $14,000 | thousands by filing date | put |
| ABAXIS INC | 002567105 | COM | 300 | $14,000 | thousands by filing date | put |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 2,100 | $14,000 | thousands by filing date | call |
| GIVEN IMAGING LTD | M52020100 | ORD | 1,000 | $14,000 | thousands by filing date | put |
| TXNM ENERGY INC COM | 69349H107 | Stock | 600 | $13,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 400 | $13,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 300 | $13,000 | thousands by filing date | put |
| MDU RES GROUP INC | 552690109 | COM | 500 | $13,000 | thousands by filing date | put |
| DOMTAR CORP | 257559203 | COM NEW | 200 | $13,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 500 | $13,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,623 | $13,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 5,000 | $13,000 | thousands by filing date | put |
| ZOLTEK COS INC | 98975W104 | COM | 1,000 | $13,000 | thousands by filing date | put |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 9,543 | $13,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 1,000 | $13,000 | thousands by filing date | call |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 6,492 | $13,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 13,000 | $13,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 400 | $12,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 10,500 | $12,000 | thousands by filing date | put |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 1,400 | $12,000 | thousands by filing date | call |
| FELCOR LODGING TR INC | 31430F101 | COM | 2,100 | $12,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 1,300 | $12,000 | thousands by filing date | call |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 2,000 | $12,000 | thousands by filing date | put |
| Peregrine Semiconductor | 71366R703 | COM | 1,100 | $12,000 | thousands by filing date | put |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 8,600 | $12,000 | thousands by filing date | call |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 1,449 | $12,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 2,100 | $11,000 | thousands by filing date | put |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 1,000 | $11,000 | thousands by filing date | put |
| PINNACLE WEST CAP CORP | 723484101 | COM | 200 | $11,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 200 | $11,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,630 | $11,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 5,000 | $11,000 | thousands by filing date | put |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 1,500 | $11,000 | thousands by filing date | put |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 2,600 | $11,000 | thousands by filing date | call |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 1,400 | $11,000 | thousands by filing date | call |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 900 | $11,000 | thousands by filing date | put |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 1,500 | $11,000 | thousands by filing date | call |
| QUICKLOGIC CORP | 74837P108 | COM | 5,100 | $11,000 | thousands by filing date | put |
| INERGY MIDSTREAM LP | 45671U106 | U LTD PARTNERS | 500 | $11,000 | thousands by filing date | put |
| WEBMD HEALTH CORP | 94770V102 | COM | 373 | $11,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 5,000 | $10,000 | thousands by filing date | put |
| PETMED EXPRESS INC | 716382106 | COM | 759 | $10,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 937 | $10,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 3,200 | $10,000 | thousands by filing date | call |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 700 | $10,000 | thousands by filing date | put |
| SPIRIT AIRLS INC | 848577102 | COM | 309 | $10,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 2,600 | $10,000 | thousands by filing date | put |
| BELO CORP | 080555105 | COM SER A | 700 | $10,000 | thousands by filing date | call |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 2,300 | $10,000 | thousands by filing date | put |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 200 | $10,000 | thousands by filing date | put |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 900 | $10,000 | thousands by filing date | call |
| TAMINCO CORP | 87509U106 | COM | 500 | $10,000 | thousands by filing date | call |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 1,500 | $10,000 | thousands by filing date | call |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 10,000 | $10,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 5,000 | $9,000 | thousands by filing date | call |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 300 | $9,000 | thousands by filing date | put |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 200 | $9,000 | thousands by filing date | call |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 278 | $9,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 125 | $9,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 2,566 | $9,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 2,986 | $9,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 3,000 | $9,000 | thousands by filing date | call |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,000 | $9,000 | thousands by filing date | call |
| WORLD KINECT CORPORATION | 981475106 | COM | 225 | $9,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 459 | $9,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 1,000 | $9,000 | thousands by filing date | put |
| AXT INC | 00246W103 | COM | 3,500 | $9,000 | thousands by filing date | call |
| APPROACH RESOURCES INC | 03834A103 | COM | 377 | $9,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 11,730 | $9,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 7,200 | $9,000 | thousands by filing date | put |
| FRESH MKT INC | 35804H106 | COM | 182 | $9,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 600 | $9,000 | thousands by filing date | call |
| AG MTG INVT TR INC | 001228105 | COM | 499 | $9,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 100 | $9,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 200 | $9,000 | thousands by filing date | call |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 550 | $9,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 3,000 | $9,000 | thousands by filing date | call |
| JACK IN THE BOX INC | 466367109 | COM | 194 | $8,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 3,700 | $8,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,500 | $8,000 | thousands by filing date | put |
| PEPCO HOLDINGS INC | 713291102 | COM | 400 | $8,000 | thousands by filing date | put |
| IGATE CORP | 45169U105 | COM | 500 | $8,000 | thousands by filing date | call |
| KEMET CORP | 488360207 | COM NEW | 2,000 | $8,000 | thousands by filing date | call |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 3,500 | $8,000 | thousands by filing date | put |
| Female Health Company | 314462102 | COM | 800 | $8,000 | thousands by filing date | call |
| FX ENERGY INC | 302695101 | COM | 2,600 | $8,000 | thousands by filing date | call |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 4,100 | $8,000 | thousands by filing date | call |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 165 | $7,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 200 | $7,000 | thousands by filing date | put |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 428 | $7,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | put |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 1,400 | $7,000 | thousands by filing date | put |
| NATUS MEDICAL INC | 639050103 | COM | 500 | $7,000 | thousands by filing date | call |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 500 | $7,000 | thousands by filing date | put |
| DIEBOLD NXDF INC | 253651103 | COM | 200 | $7,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 300 | $7,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 3,200 | $7,000 | thousands by filing date | put |
| FERRO CORP | 315405100 | COM | 1,000 | $7,000 | thousands by filing date | put |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 1,200 | $7,000 | thousands by filing date | |
| COLONIAL PROPERTIES TRUST | 195872106 | COM | 300 | $7,000 | thousands by filing date | call |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 3,000 | $7,000 | thousands by filing date | put |
| WHITING USA TRUST I | 966389108 | TR U | 1,900 | $7,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 1,600 | $7,000 | thousands by filing date | call |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 102 | $6,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 900 | $6,000 | thousands by filing date | put |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 673 | $6,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 122 | $6,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 300 | $6,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,000 | $6,000 | thousands by filing date | call |
| TECHNIPFMC PLC | 30249U101 | COM | 100 | $6,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 600 | $6,000 | thousands by filing date | put |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 800 | $6,000 | thousands by filing date | put |
| ALUMINA LTD ADR | 022205108 | COM | 1,700 | $6,000 | thousands by filing date | call |
| GASTAR EXPL LTD | 367299203 | COM NEW | 2,142 | $6,000 | thousands by filing date | |
| GIVEN IMAGING LTD | M52020100 | ORD | 424 | $6,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 1,500 | $6,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 400 | $5,000 | thousands by filing date | put |
| FORTINET INC COM | 34959E109 | Stock | 300 | $5,000 | thousands by filing date | put |
| DIANA SHIPPING INC | Y2066G104 | COM | 500 | $5,000 | thousands by filing date | call |
| BANK HAWAII CORP | 062540109 | COM | 100 | $5,000 | thousands by filing date | put |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 181 | $5,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 336 | $5,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 200 | $5,000 | thousands by filing date | put |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 100 | $5,000 | thousands by filing date | put |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 900 | $5,000 | thousands by filing date | call |
| SIERRA WIRELESS INC | 826516106 | COM | 400 | $5,000 | thousands by filing date | put |
| GAFISA S A | 362607301 | SPONS ADR | 2,100 | $5,000 | thousands by filing date | call |
| BRE PROPERTIES INC | 05564E106 | CL A | 100 | $5,000 | thousands by filing date | put |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 500 | $5,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,100 | $4,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 100 | $4,000 | thousands by filing date | put |
| LOEWS CORP COM | 540424108 | Stock | 100 | $4,000 | thousands by filing date | put |
| AZZ INC COM | 002474104 | Stock | 105 | $4,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 500 | $4,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,000 | $4,000 | thousands by filing date | put |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 300 | $4,000 | thousands by filing date | put |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 2,000 | $4,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 900 | $4,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 100 | $4,000 | thousands by filing date | put |
| RARE ELEMENT RES LTD | 75381M102 | COM | 2,200 | $4,000 | thousands by filing date | put |
| RUBICON MINERALS CORP | 780911103 | COM | 3,400 | $4,000 | thousands by filing date | put |
| NEVSUN RES LTD | 64156L101 | COM | 1,272 | $4,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 1,000 | $4,000 | thousands by filing date | put |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 300 | $4,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 1,000 | $3,000 | thousands by filing date | call |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 55 | $3,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 400 | $3,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 600 | $3,000 | thousands by filing date | put |
| NN INC | 629337106 | COM | 300 | $3,000 | thousands by filing date | put |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| PACER INTL INC TENN | 69373H106 | COM | 500 | $3,000 | thousands by filing date | put |
| ANADIGICS INC | 032515108 | COM | 1,200 | $3,000 | thousands by filing date | put |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 300 | $3,000 | thousands by filing date | call |
| SILICON IMAGE INC | 82705T102 | COM | 500 | $3,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 100 | $2,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 1,600 | $2,000 | thousands by filing date | call |
| DANA INC | 235825205 | COM | 100 | $2,000 | thousands by filing date | put |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,000 | $2,000 | thousands by filing date | put |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 900 | $2,000 | thousands by filing date | put |
| ZION OIL & GAS INC | 989696109 | COM | 1,000 | $2,000 | thousands by filing date | call |
| DOUBLE EAGLE PETE CO | 258570209 | COM PAR $0.10 | 500 | $2,000 | thousands by filing date | put |
| PVH CORPORATION COM | 693656100 | Stock | 10 | $1,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 100 | $1,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 700 | $1,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 900 | $1,000 | thousands by filing date | put |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 100 | $1,000 | thousands by filing date | put |
| Almaden Minerals Ltd | 020283107 | COM | 1,000 | $1,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 400 | $1,000 | thousands by filing date | call |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 88 | $1,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ELLIE MAE INC | 28849P100 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001389957-13-000034 | this filing | 2013-08-13 | acceptance time not in the bulk data set |