13F-HR filed by DAFNA Capital Management LLC
DAFNA Capital Management LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 80 holding rows worth $376,924,000.
- Accession
- 0001389933-21-000011
- Filer
- CIK 1389933
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 80 entries on the cover page, a total value of $376,924,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $376,924,000 with VALUE read as thousands by filing date, 13F file number 028-12327. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFischel Nathan028-12328
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 13,680,554 | $73,601,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 206,911 | $21,273,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 344,360 | $20,410,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 88,100 | $12,238,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 587,456 | $11,843,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 460,061 | $11,727,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 21,138 | $11,560,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 181,467 | $10,278,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 306,320 | $9,177,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 74,585 | $9,124,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 84,655 | $8,119,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 180,306 | $7,989,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 119,615 | $7,123,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 40,900 | $6,613,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 193,741 | $6,361,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 175,000 | $6,255,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 406,535 | $6,212,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 964,857 | $5,963,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 209,731 | $5,770,000 | thousands by filing date | |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 693,785 | $5,079,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 72,029 | $5,010,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 2,379,392 | $4,568,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 123,700 | $4,313,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 77,675 | $4,086,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 941,800 | $3,720,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 4,000,000 | $3,630,000 | thousands by filing date | principal |
| IVERIC BIO INC | 46583P102 | COM | 216,351 | $3,514,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 189,163 | $3,301,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 289,040 | $3,295,000 | thousands by filing date | |
| PARDES BIOSCIENCES INC COM | 30318F100 | Stock | 299,950 | $2,985,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 376,281 | $2,950,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 809,000 | $2,937,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 131,949 | $2,903,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 447,400 | $2,810,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 1,113,228 | $2,794,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 41,952 | $2,787,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 314,561 | $2,740,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 1,126,613 | $2,726,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 296,383 | $2,481,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 126,652 | $2,481,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 107,412 | $2,451,000 | thousands by filing date | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 106,453 | $2,451,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 95,653 | $2,399,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 83,061 | $2,243,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 313,717 | $2,058,000 | thousands by filing date | |
| CENTURY THERAPEUTICS INC | 15673T100 | COM | 80,000 | $2,013,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 524,286 | $1,914,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 322,124 | $1,897,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 100,829 | $1,889,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 90,000 | $1,885,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 223,554 | $1,880,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 603,042 | $1,875,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 641,000 | $1,769,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 200,000 | $1,612,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 85,000 | $1,606,000 | thousands by filing date | |
| FIELD TRIP HEALTH LTD | 31656R102 | COM | 340,900 | $1,565,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 600,000 | $1,554,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 80,702 | $1,542,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 160,983 | $1,510,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 65,485 | $1,376,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 1,500,000 | $1,375,000 | thousands by filing date | principal |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 140,263 | $1,323,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 732,500 | $1,304,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 100,000 | $1,265,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 183,491 | $1,237,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 201,502 | $1,203,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 111,501 | $1,190,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 105,163 | $831,000 | thousands by filing date | |
| LAVA THERAPEUTICS NV | N51517105 | SHS | 139,332 | $825,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 3,000 | $812,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 236,160 | $808,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 64,487 | $744,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 188,549 | $698,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 15,000 | $646,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 579,710 | $632,000 | thousands by filing date | |
| PHARVARIS NV | N69605108 | COMMON STOCK | 35,074 | $622,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 5,600 | $447,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 23,296 | $434,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 14,500 | $180,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 55,000 | $113,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001389933-21-000011 | this filing | 2021-11-15 | acceptance time not in the bulk data set |