13F-HR filed by DAFNA Capital Management LLC
DAFNA Capital Management LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 80 holding rows worth $307,632,000.
- Accession
- 0001389933-20-000010
- Filer
- CIK 1389933
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 80 entries on the cover page, a total value of $307,632,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $307,632,000 with VALUE read as thousands by filing date, 13F file number 028-12327. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFischel Nathan028-12328
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 13,680,554 | $48,976,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 260,905 | $22,185,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 233,089 | $21,607,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 438,460 | $17,525,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 229,652 | $9,852,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 158,306 | $9,676,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 21,138 | $8,714,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 90,208 | $8,674,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 454,236 | $8,172,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 55,900 | $7,569,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 44,375 | $6,297,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 151,200 | $5,950,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 1,237,400 | $5,927,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 75,815 | $5,670,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 84,600 | $5,500,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 1,095,139 | $5,322,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 133,229 | $5,316,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 29,237 | $4,512,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 331,661 | $4,166,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 154,091 | $4,045,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 346,535 | $3,836,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 180,942 | $3,666,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 284,440 | $3,348,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 4,000,000 | $3,315,000 | thousands by filing date | principal |
| CARA THERAPEUTICS INC | 140755109 | COM | 247,377 | $3,148,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 924,278 | $3,133,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 152,763 | $2,844,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 110,478 | $2,835,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 575,000 | $2,829,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 689,100 | $2,791,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 60,500 | $2,758,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 450,900 | $2,624,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 208,054 | $2,619,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 190,930 | $2,599,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,074,300 | $2,578,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 749,051 | $2,573,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 495,772 | $2,409,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 563,564 | $2,209,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 514,891 | $2,101,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 666,000 | $2,078,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 115,202 | $1,872,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 322,500 | $1,819,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 30,273 | $1,633,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 102,713 | $1,516,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 140,000 | $1,475,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 85,119 | $1,446,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 9,400 | $1,399,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 148,260 | $1,303,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 72,100 | $1,236,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 1,500,000 | $1,206,000 | thousands by filing date | principal |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 79,155 | $1,201,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 39,019 | $1,196,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 118,940 | $1,195,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 320,542 | $1,125,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 100,000 | $1,116,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 161,507 | $1,008,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 30,054 | $907,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 341,779 | $858,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 67,577 | $803,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 171,083 | $790,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 6,600 | $784,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 75,000 | $764,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 144,650 | $759,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 85,000 | $748,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 42,900 | $735,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 9,231 | $714,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 3,000 | $708,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 90,900 | $677,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 156,529 | $664,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 153,208 | $659,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 35,573 | $585,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 140,000 | $581,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 199,425 | $522,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 9,950 | $463,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 15,000 | $435,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 22,000 | $249,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 22,061 | $209,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 86,082 | $164,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 95,000 | $89,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 5,000 | $71,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001389933-20-000010 | this filing | 2020-11-16 | acceptance time not in the bulk data set |