13F-HR filed by DAFNA Capital Management LLC
DAFNA Capital Management LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 74 holding rows worth $143,580,000.
- Accession
- 0001389933-16-000037
- Filer
- CIK 1389933
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 75 entries on the cover page, a total value of $143,580,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $143,580,000 with VALUE read as thousands by filing date, 13F file number 028-12327. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFischel Nathan028-12328
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 715,988 | $14,978,000 | thousands by filing date | |
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 230,201 | $9,256,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 528,946 | $8,368,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 238,509 | $5,960,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 724,286 | $5,548,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 165,313 | $5,417,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 66,068 | $4,272,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 514,091 | $4,164,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 91,869 | $3,467,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 130,222 | $3,409,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 98,800 | $3,341,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 64,008 | $3,241,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 73,484 | $3,008,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 29,500 | $2,957,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 219,095 | $2,835,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 90,142 | $2,777,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 123,804 | $2,616,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 278,067 | $2,575,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 2,250,000 | $2,481,000 | thousands by filing date | principal |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 240,298 | $2,350,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 237,235 | $2,249,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 350,392 | $2,246,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 267,046 | $2,230,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 46,600 | $2,150,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 36,854 | $1,993,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 566,796 | $1,842,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 39,704 | $1,813,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 181,737 | $1,668,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 353,718 | $1,652,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 65,496 | $1,643,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 54,200 | $1,621,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 203,907 | $1,560,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365AAB7 | NOTE 4.500% 9/1 | 2,500,000 | $1,525,000 | thousands by filing date | principal |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 274,563 | $1,513,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 186,500 | $1,511,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 80,000 | $1,486,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 421,500 | $1,391,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 340,000 | $1,248,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D105 | COM | 480,833 | $1,231,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 90,000 | $1,205,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 1,372,862 | $1,194,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 101,841 | $1,178,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 9,400 | $1,110,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 79,538 | $909,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 31,636 | $855,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 213,250 | $825,000 | thousands by filing date | |
| INOTEK PHARMACEUTICALS CORP | 45780VAB8 | NOTE 5.750% 8/0 | 600,000 | $794,000 | thousands by filing date | principal |
| ESSA PHARMA INC | 29668H104 | COM | 195,496 | $733,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 600,000 | $717,000 | thousands by filing date | principal |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 119,300 | $701,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 66,968 | $677,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 353,482 | $643,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 30,750 | $618,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 85,947 | $615,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 10,000 | $595,000 | thousands by filing date | |
| INNOCOLL HLDGS PLC | G4783X105 | SHS | 100,000 | $581,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 69,300 | $468,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 33,100 | $467,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 223,325 | $408,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 6,000 | $407,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 40,000 | $303,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 12,528 | $296,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 20,000 | $267,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 14,421 | $267,000 | thousands by filing date | |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 140,275 | $264,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 38,873 | $256,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 257,193 | $162,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 30,800 | $147,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 15,000 | $122,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 70,903 | $86,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 95,800 | $45,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 127,482 | $39,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E120 | *W EXP 02/28/202 | 51,218 | $29,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M307 | COM PAR 0.01 | 33,334 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001389933-16-000037 | this filing | 2016-11-14 | acceptance time not in the bulk data set |