13F-HR filed by KINGS POINT CAPITAL MANAGEMENT
KINGS POINT CAPITAL MANAGEMENT filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-05, with 263 holding rows worth $259,920,000.
- Accession
- 0001388736-13-000007
- Filer
- CIK 1388736
- Filed
- 2013-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 263 entries on the cover page, a total value of $259,920,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $259,920,000 with VALUE read as thousands by filing date, 13F file number 028-12325. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEWELL BRANDS INC COM | 651229106 | Stock | 369,622 | $10,165,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 21,011 | $10,017,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 353,647 | $8,477,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 164,537 | $7,964,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 129,557 | $7,229,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 124,995 | $7,093,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 145,049 | $6,767,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 144,100 | $6,726,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 51,429 | $6,592,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 99,198 | $6,293,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 83,199 | $6,168,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 519,694 | $6,018,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 123,611 | $5,885,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 69,478 | $5,769,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 94,379 | $5,761,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 73,933 | $5,444,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 101,915 | $5,348,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 199,406 | $5,161,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 192,168 | $4,912,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 159,765 | $4,911,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 350,827 | $4,841,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 80,671 | $4,784,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 76,641 | $4,776,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 124,315 | $4,726,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 50,827 | $4,401,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 369,303 | $4,140,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 62,843 | $4,134,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 49,049 | $3,916,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 53,866 | $3,891,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 64,196 | $3,855,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 70,674 | $3,722,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 208,136 | $3,661,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 31,833 | $3,439,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 76,747 | $3,423,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 131,460 | $3,244,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 75,445 | $3,225,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 108,973 | $3,130,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 66,145 | $3,044,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 52,107 | $2,755,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 48,200 | $2,628,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 110,428 | $2,554,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 66,758 | $2,529,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 8,385 | $1,898,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 24,505 | $1,703,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 70,055 | $1,674,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 16,300 | $1,666,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 9 | $1,534,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 20,194 | $1,526,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 45,800 | $1,519,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 33,000 | $1,507,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 40,547 | $1,371,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 13,165 | $1,335,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 37,704 | $1,247,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 29,654 | $1,225,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 13,309 | $998,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 10,820 | $938,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 29,619 | $893,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 52,500 | $886,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 38,774 | $844,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,205 | $818,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 9,500 | $810,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 50,000 | $735,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,031 | $691,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 14,210 | $681,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 7,388 | $583,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 13,735 | $577,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 13,195 | $557,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 28,574 | $507,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 12,058 | $490,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 9,254 | $417,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 11,000 | $394,000 | thousands by filing date | |
| VTI | 922908769 | COM | 4,402 | $386,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 10,557 | $384,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 10,000 | $356,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 9,432 | $338,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,654 | $319,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,354 | $316,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 4,000 | $296,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 6,000 | $291,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 11,169 | $265,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,400 | $258,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,556 | $246,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,083 | $245,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 8,362 | $244,000 | thousands by filing date | |
| 38259p508 | COM | 278 | $244,000 | thousands by filing date | ||
| VODAFONE GP PLC | 92857W209 | ADR | 6,721 | $236,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,905 | $231,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 3,000 | $230,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 11,822 | $229,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,005 | $222,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,700 | $218,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,943 | $207,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,325 | $206,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,202 | $202,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,080 | $199,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,660 | $192,000 | thousands by filing date | |
| CRUMBS BAKE SHOP | 228803102 | COM | 169,700 | $190,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,800 | $187,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 7,774 | $165,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 3,000 | $164,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 4,000 | $156,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 4,600 | $152,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 1,450 | $152,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 5,096 | $143,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 6,000 | $141,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,542 | $140,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 35,000 | $140,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 3,917 | $137,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 1,500 | $137,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 10,000 | $134,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,000 | $133,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 3,260 | $133,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 5,000 | $132,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 12,000 | $132,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,900 | $130,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 6,084 | $124,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 1,546 | $123,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,071 | $122,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 2,650 | $121,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,025 | $118,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 2,125 | $117,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 901 | $116,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 12,310 | $114,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,758 | $113,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 9,798 | $108,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,729 | $107,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 4,795 | $105,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 5,109 | $99,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 2,900 | $99,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 1,800 | $96,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,000 | $94,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 9,100 | $94,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,100 | $93,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 2,600 | $92,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 1,386 | $91,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,787 | $90,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,013 | $90,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 2,500 | $90,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 717 | $86,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 1,235 | $82,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 2,400 | $81,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,209 | $80,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 949 | $80,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 1,000 | $80,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 2,140 | $80,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,236 | $79,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 652 | $78,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 1,000 | $76,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 2,500 | $75,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 2,000 | $74,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 5,000 | $70,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,500 | $70,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,000 | $67,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 570 | $65,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 346 | $64,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 690 | $64,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 1,200 | $64,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 959 | $62,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 1,150 | $62,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 794 | $62,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 2,000 | $59,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 55,000 | $59,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 850 | $57,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1,400 | $56,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 1,095 | $55,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 2,100 | $54,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 750 | $54,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 824 | $53,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 2,000 | $53,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,000 | $52,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 2,000 | $52,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 2,800 | $52,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 600 | $52,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 985 | $51,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 2,000 | $51,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 650 | $50,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 450 | $47,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 1,588 | $47,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 780 | $46,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 2,000 | $45,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 589 | $44,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 2,249 | $44,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,354 | $43,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 1,000 | $43,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 2,000 | $42,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,566 | $42,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 1,100 | $42,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 568 | $41,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 3,000 | $41,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1,000 | $40,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 698 | $40,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 627 | $38,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 810 | $38,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 500 | $37,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 968 | $37,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 229 | $36,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,500 | $35,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 766 | $35,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 518 | $35,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 761 | $35,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,000 | $34,000 | thousands by filing date | |
| IJH | 464287507 | COM | 274 | $34,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 1,050 | $34,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 2,277 | $33,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 1,000 | $33,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 687 | $33,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 373 | $31,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 778 | $31,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 552 | $30,000 | thousands by filing date | |
| J.C. PENNEY CO INC | 708160906 | COM | 100 | $30,000 | thousands by filing date | call |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 850 | $28,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 320 | $26,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 400 | $24,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 292 | $23,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 255 | $23,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 604 | $23,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 1,699 | $22,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 270 | $22,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 200 | $21,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 381 | $20,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 300 | $20,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 275 | $20,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 300 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 245 | $19,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,357 | $18,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 500 | $18,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 1,250 | $17,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 550 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 400 | $16,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 372 | $16,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 280 | $16,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 800 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 345 | $16,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 88 | $16,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 10,000 | $16,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 300 | $16,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 300 | $15,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 400 | $15,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 400 | $15,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,170 | $15,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 700 | $15,000 | thousands by filing date | |
| ISHARES | 464289362 | TR 2014 S\&P.* AMTFR | 300 | $15,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 157 | $14,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 1,000 | $14,000 | thousands by filing date | |
| RETAILMENOT INC | 76132B956 | COM SER 1 | 100 | $14,000 | thousands by filing date | call |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 150 | $13,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 175 | $13,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 150 | $13,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,034 | $13,000 | thousands by filing date | |
| ACTIVE NETWORK INC | 00506D100 | COM | 900 | $13,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 125 | $12,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 2,000 | $12,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 500 | $11,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 750 | $11,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 700 | $11,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 183 | $11,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 500 | $11,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 164 | $11,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 10,000 | $11,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 200 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 130 | $10,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 75 | $10,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 1,000 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001388736-13-000007 | this filing | 2013-11-05 | acceptance time not in the bulk data set |