13F-HR filed by Hennion & Walsh Asset Management, Inc.
Hennion & Walsh Asset Management, Inc. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 710 holding rows worth $1,903,517,000.
- Accession
- 0001387131-21-010962
- Filer
- CIK 1861642
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 710 entries on the cover page, a total value of $1,903,517,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,903,517,000 with VALUE read as thousands by filing date, 13F file number 028-21238. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 514,960 | $44,302,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 496,944 | $36,893,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 272,316 | $36,863,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 1,010,635 | $34,533,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 1,718,893 | $28,138,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 1,682,759 | $26,655,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 58,475 | $25,192,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,695,782 | $25,098,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 7,315 | $24,030,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 376,803 | $19,111,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 2,388,795 | $19,063,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1,081,119 | $18,541,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 127,464 | $18,035,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 1,152,715 | $17,452,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 6,475 | $17,311,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 506,537 | $16,741,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 114,286 | $15,875,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 40,926 | $15,751,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 397,307 | $14,827,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 39,995 | $13,905,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 48,534 | $13,682,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 65,466 | $13,562,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 52,057 | $13,545,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 804,290 | $13,448,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 795,485 | $12,974,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 782,315 | $12,556,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 166,916 | $12,394,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 55,008 | $12,252,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 470,387 | $12,117,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 767,667 | $11,715,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 13,917 | $11,672,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 87,332 | $11,618,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 25,650 | $11,525,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 699,888 | $11,338,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 18,210 | $11,332,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 746,045 | $11,332,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 19,218 | $10,979,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 769,791 | $10,300,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 22,931 | $9,743,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 33,671 | $9,629,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 655,128 | $9,617,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 425,202 | $9,542,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 328,462 | $9,532,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 152,943 | $9,446,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 40,222 | $9,293,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 76,051 | $8,984,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 15,597 | $8,980,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 582,896 | $8,464,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 39,623 | $8,240,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 50,158 | $8,210,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 89,419 | $8,196,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 365,398 | $8,002,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 47,109 | $7,889,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 42,470 | $7,839,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 56,908 | $7,496,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 122,982 | $7,458,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 296,414 | $7,416,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 14,876 | $7,207,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 475,222 | $7,014,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 127,832 | $7,001,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 20,392 | $6,833,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 120,240 | $6,831,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 35,249 | $6,775,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 23,073 | $6,738,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 19,820 | $6,727,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 74,760 | $6,594,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 245,022 | $6,535,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 29,188 | $6,427,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 55,373 | $6,358,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 84,052 | $6,312,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 280,921 | $6,217,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 30,405 | $6,167,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 113,194 | $6,161,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 33,558 | $6,111,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 63,880 | $6,021,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 218,082 | $6,006,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 182,205 | $6,005,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 73,936 | $5,899,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,612,067 | $5,884,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 276,990 | $5,822,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 417,562 | $5,775,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 10,669 | $5,756,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 17,427 | $5,747,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 28,668 | $5,566,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 574,640 | $5,534,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 54,484 | $5,527,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 16,780 | $5,508,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 42,709 | $5,437,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 313,720 | $5,415,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 13,807 | $5,395,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 618,357 | $5,380,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 25,722 | $5,366,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 62,804 | $5,330,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 67,865 | $5,329,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 23,349 | $5,243,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 284,612 | $5,112,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 19,166 | $5,054,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 291,268 | $5,016,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 30,975 | $5,002,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 24,009 | $4,961,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 13,675 | $4,925,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 333,659 | $4,911,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 20,188 | $4,842,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 373,987 | $4,587,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 375,273 | $4,552,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 290,503 | $4,538,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 21,351 | $4,532,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 15,873 | $4,527,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 284,212 | $4,516,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 211,797 | $4,507,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 86,753 | $4,477,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 40,192 | $4,424,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 191,655 | $4,360,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 330,466 | $4,356,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 18,992 | $4,345,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 283,375 | $4,310,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 40,940 | $4,213,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 271,512 | $4,165,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 301,896 | $4,163,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 284,791 | $4,141,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 12,352 | $4,132,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 305,001 | $4,090,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 74,310 | $4,090,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 133,376 | $4,069,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 30,478 | $4,056,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 296,850 | $4,013,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 278,494 | $4,008,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 39,785 | $4,003,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 19,818 | $3,962,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 85,822 | $3,949,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 14,113 | $3,948,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 367,117 | $3,924,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 56,204 | $3,916,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 24,518 | $3,908,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 22,685 | $3,904,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 286,979 | $3,874,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 3,889 | $3,866,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 280,068 | $3,865,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 235,786 | $3,817,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,421 | $3,787,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 27,034 | $3,778,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 34,690 | $3,764,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 149,148 | $3,756,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 268,326 | $3,711,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 261,818 | $3,697,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 266,218 | $3,687,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 18,830 | $3,684,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 128,033 | $3,680,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 232,088 | $3,669,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 26,316 | $3,656,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 222,802 | $3,652,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 268,006 | $3,637,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 230,180 | $3,607,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 11,968 | $3,590,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 13,342 | $3,541,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 159,424 | $3,541,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 44,931 | $3,527,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 224,487 | $3,522,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 58,162 | $3,493,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 58,956 | $3,488,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 209,804 | $3,485,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 64,453 | $3,481,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 63,294 | $3,458,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 103,814 | $3,455,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 30,865 | $3,405,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 20,025 | $3,385,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 54,433 | $3,343,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 251,176 | $3,343,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 180,604 | $3,314,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 64,876 | $3,277,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 69,585 | $3,269,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 89,030 | $3,249,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 213,827 | $3,248,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 127,045 | $3,237,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 241,268 | $3,219,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 74,565 | $3,207,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 235,293 | $3,205,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 56,808 | $3,202,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 6,581 | $3,191,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 257,278 | $3,162,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 263,826 | $3,150,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 28,995 | $3,128,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 24,929 | $3,127,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 146,511 | $3,097,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 22,181 | $3,092,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 3,880 | $3,066,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 239,168 | $3,059,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 181,463 | $3,014,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 28,525 | $2,983,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 92,165 | $2,950,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 28,024 | $2,948,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 105,333 | $2,935,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 10,785 | $2,925,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 249,438 | $2,898,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 7,755 | $2,891,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 9,437 | $2,873,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 39,185 | $2,854,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 292,643 | $2,850,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 40,707 | $2,820,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 48,286 | $2,779,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 11,514 | $2,758,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 18,943 | $2,736,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 7,685 | $2,729,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 48,492 | $2,712,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 17,013 | $2,685,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 165,185 | $2,655,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 7,669 | $2,647,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 80,211 | $2,644,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 52,509 | $2,629,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 225,375 | $2,619,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 6,287 | $2,569,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 24,498 | $2,549,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 11,959 | $2,543,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 22,405 | $2,539,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 32,499 | $2,515,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 30,597 | $2,499,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 157,152 | $2,489,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 167,488 | $2,486,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 36,084 | $2,437,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 407,474 | $2,371,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 69,541 | $2,363,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 390,407 | $2,346,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 57,941 | $2,315,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 112,406 | $2,285,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 443,998 | $2,273,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 43,214 | $2,267,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 12,914 | $2,265,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 229,602 | $2,250,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 8,431 | $2,231,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 35,376 | $2,210,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 183,200 | $2,191,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 84,276 | $2,170,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 98,229 | $2,167,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 41,954 | $2,143,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 137,184 | $2,141,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 24,740 | $2,112,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 67,901 | $2,066,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 108,489 | $2,037,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 136,720 | $2,030,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 280,731 | $1,982,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 3,273 | $1,981,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 114,342 | $1,955,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 195,485 | $1,867,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 11,098 | $1,855,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 14,501 | $1,853,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 22,912 | $1,843,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 63,161 | $1,835,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 12,348 | $1,833,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 352,630 | $1,830,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 146,988 | $1,824,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 19,322 | $1,807,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 13,916 | $1,795,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 29,296 | $1,784,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 26,660 | $1,781,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 128,981 | $1,780,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 44,013 | $1,752,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 74,016 | $1,717,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 17,297 | $1,688,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 8,616 | $1,688,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 37,895 | $1,679,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 12,501 | $1,656,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 19,608 | $1,646,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 11,555 | $1,624,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 72,927 | $1,601,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 6,678 | $1,598,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 20,190 | $1,573,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 32,526 | $1,545,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 26,338 | $1,545,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 473,681 | $1,535,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 22,417 | $1,527,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 25,417 | $1,520,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 4,749 | $1,519,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 29,914 | $1,516,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 8,478 | $1,500,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 21,472 | $1,497,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 31,681 | $1,491,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 101,091 | $1,491,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 19,053 | $1,490,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 23,874 | $1,479,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 13,271 | $1,477,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 5,582 | $1,464,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 15,487 | $1,458,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,818 | $1,452,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 12,185 | $1,444,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 30,013 | $1,434,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 75,383 | $1,421,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 9,584 | $1,419,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 42,039 | $1,418,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 12,855 | $1,403,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 4,043 | $1,389,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 6,946 | $1,381,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 26,141 | $1,380,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 5,582 | $1,372,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 16,723 | $1,358,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 228,986 | $1,351,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 75,459 | $1,351,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,981 | $1,350,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 32,870 | $1,329,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 15,126 | $1,327,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 89,095 | $1,324,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 83,600 | $1,321,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 21,094 | $1,318,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 30,888 | $1,295,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 13,988 | $1,294,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 49,724 | $1,290,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 21,841 | $1,285,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 47,554 | $1,284,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 4,981 | $1,276,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 30,986 | $1,270,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 22,606 | $1,266,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 12,313 | $1,240,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 125,913 | $1,226,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 29,687 | $1,220,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 91,168 | $1,218,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 53,225 | $1,215,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 23,485 | $1,215,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 9,011 | $1,205,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 47,844 | $1,187,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 2,476 | $1,181,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 20,952 | $1,178,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 8,104 | $1,177,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 86,136 | $1,171,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 213,363 | $1,163,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 160,821 | $1,151,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 21,378 | $1,139,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 10,038 | $1,139,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 60,989 | $1,138,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 17,872 | $1,137,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 128,363 | $1,136,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 72,759 | $1,136,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 64,626 | $1,127,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 9,923 | $1,115,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 18,456 | $1,102,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 5,053 | $1,099,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 30,787 | $1,095,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 18,808 | $1,091,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 14,272 | $1,081,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 20,713 | $1,080,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 14,765 | $1,078,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 9,614 | $1,062,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 13,314 | $1,060,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 18,683 | $1,060,000 | thousands by filing date | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 13,314 | $1,044,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 101,316 | $1,032,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 5,695 | $1,029,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,559 | $1,027,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 75,484 | $1,027,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 17,103 | $1,026,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 608 | $1,021,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 18,702 | $1,016,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 9,032 | $1,009,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 20,069 | $1,005,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 2,576 | $1,002,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 7,034 | $1,001,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 3,316 | $985,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 6,579 | $982,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 32,344 | $982,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 74,438 | $978,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 15,274 | $976,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 321,592 | $968,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 48,864 | $964,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 6,842 | $948,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 9,280 | $945,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 7,312 | $942,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 84,029 | $941,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 5,258 | $932,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 24,908 | $927,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 92,921 | $921,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 7,551 | $919,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 7,888 | $916,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 5,470 | $897,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 5,295 | $896,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 12,346 | $893,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 5,422 | $891,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 7,430 | $888,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 19,232 | $888,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 42,625 | $882,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 57,691 | $876,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 3,411 | $869,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 5,770 | $868,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 364 | $864,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 12,452 | $864,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 29,139 | $864,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 5,178 | $858,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 4,338 | $853,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 10,230 | $844,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 20,424 | $844,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 4,368 | $843,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 9,358 | $842,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 6,462 | $841,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 13,503 | $835,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 48,860 | $835,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 12,099 | $832,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 6,580 | $832,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 9,369 | $832,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 58,737 | $829,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 7,210 | $827,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 6,780 | $822,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 74,482 | $820,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 3,126 | $817,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 10,764 | $814,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 10,047 | $814,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 3,475 | $807,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 6,705 | $805,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 8,486 | $804,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 125,715 | $803,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 16,581 | $794,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 4,041 | $792,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 17,279 | $787,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 10,409 | $787,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 5,213 | $779,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 16,594 | $762,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 6,360 | $762,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 30,601 | $761,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 4,800 | $756,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 22,378 | $747,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 65,559 | $747,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 10,989 | $745,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 3,566 | $745,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 51,861 | $743,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 6,169 | $739,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 15,260 | $738,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 27,118 | $735,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 46,568 | $733,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 9,110 | $731,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 188,368 | $731,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 30,596 | $731,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 94,273 | $730,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 6,093 | $724,000 | thousands by filing date | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 13,327 | $723,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 8,633 | $717,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 85,291 | $715,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 8,731 | $707,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 13,410 | $704,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 18,113 | $702,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 35,924 | $701,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 4,574 | $699,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 36,421 | $696,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 42,129 | $690,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 84,831 | $688,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 9,709 | $688,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 404 | $686,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 34,464 | $682,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 69,876 | $673,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 5,908 | $668,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 9,493 | $665,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 31,764 | $665,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 34,628 | $660,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 7,421 | $657,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 38,435 | $657,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 11,693 | $655,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 11,682 | $650,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 5,757 | $646,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 43,857 | $641,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 48,950 | $639,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 50,666 | $634,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 7,869 | $631,000 | thousands by filing date | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 18,593 | $630,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 54,235 | $629,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 143,128 | $623,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 29,686 | $617,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 11,599 | $611,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 93,457 | $607,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 24,630 | $605,000 | thousands by filing date | |
| DELAWARE IVY HIGH INCOME OPPOR | 246107106 | COM | 44,133 | $603,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 4,108 | $601,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 1,098 | $600,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 2,120 | $600,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 2,684 | $595,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 8,846 | $593,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 29,319 | $588,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,056 | $587,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 29,220 | $585,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 6,068 | $581,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 7,323 | $578,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 13,803 | $577,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 66,142 | $575,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 10,232 | $574,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 30,030 | $574,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 3,227 | $572,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 36,695 | $572,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,510 | $567,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 7,671 | $566,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 33,553 | $565,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 23,085 | $564,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 7,725 | $561,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 20,832 | $560,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 12,080 | $560,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 4,897 | $557,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 8,519 | $557,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 12,390 | $555,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 25,353 | $555,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,716 | $554,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 19,035 | $553,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 4,750 | $552,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 16,661 | $549,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 21,875 | $547,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 6,356 | $546,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 66,227 | $546,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 59,803 | $545,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001387131-21-010962 | this filing | 2021-11-12 | acceptance time not in the bulk data set |