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13F-HR filed by Hennion & Walsh Asset Management, Inc.

Hennion & Walsh Asset Management, Inc. filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 693 holding rows worth $1,664,443,000.

Accession
0001387131-21-005704
Filed
2021-05-17
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q1 2021

A holdings report, 698 entries on the cover page, a total value of $1,664,443,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,664,443,000 with VALUE read as thousands by filing date, 13F file number 028-21238. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
EATON VANCE TAX-MANAGED GLOB27829F108COM52,392$487,000thousands by filing date
PTC INC COM69370C100Stock3,526$485,000thousands by filing date
PPL CORP COM69351T106Stock16,781$484,000thousands by filing date
M.D.C. HOLDINGS INC552676108COM8,131$483,000thousands by filing date
SPARTANNASH CO847215100COM24,148$474,000thousands by filing date
TRUIST FINL CORP COM89832Q109Stock8,114$473,000thousands by filing date
ADAMS DIVERSIFIED EQUITY FD006212104COM25,860$472,000thousands by filing date
FASTLY INC31188V100CL A7,003$471,000thousands by filing date
AMCOR PLCG0250X107ORD40,273$470,000thousands by filing date
RAVEN INDS INC COM754212108Stock12,260$470,000thousands by filing date
TYSON FOODS INC CL A902494103Stock6,297$468,000thousands by filing date
BLACKSTONE INC09260D107COM6,280$467,000thousands by filing date
FIDELITY NATIONAL FINANCIAL31620R303FNF GROUP COM11,491$467,000thousands by filing date
LAS VEGAS SANDS CORP COM517834107Stock7,569$460,000thousands by filing date
PIMCO NEW YORK MUN FD II72200Y102COM40,698$459,000thousands by filing date
ENTERGY CORP NEW COM29364G103Stock4,601$458,000thousands by filing date
BLACKROCK CALIFORNIA MUNICIPAL09248E102SH BEN INT31,578$453,000thousands by filing date
J P MORGAN EXCHANGE-TRADED F46641Q613US AGGREGATE16,864$453,000thousands by filing date
DELTA AIR LINES INC COM NEW247361702Stock9,292$449,000thousands by filing date
POLARIS INC COM731068102Stock3,308$441,000thousands by filing date
BLACKSTONE LONG-SHORT CREDIT I09257D102COM SHS BN INT30,913$437,000thousands by filing date
GENTEX CORP COM371901109Stock12,070$431,000thousands by filing date
SEAGATE TECHNOLOGY PLCG7945M107SHS5,582$428,000thousands by filing date
Medtronic PlcG5960L103COM3,609$426,000thousands by filing date
PRICE T ROWE GROUP INC COM74144T108Stock2,474$425,000thousands by filing date
VANECK INTERNATIONAL HIGH YIEL92189F445INTERNATIONAL HI16,640$425,000thousands by filing date
INVESCO46138J882EXCHANGE TRADED19,642$425,000thousands by filing date
KEYSIGHT TECHNOLOGIES INC COM49338L103Stock2,954$424,000thousands by filing date
CHECK POINT SOFTWARE TECH LTD ORDM22465104Stock3,783$424,000thousands by filing date
BED BATH & BEYOND INC690370101COM6,380$423,000thousands by filing date
COGNYTE SOFTWARE LTDM25133105ORD SHS15,034$418,000thousands by filing date
EDWARDS LIFESCIENCES CORP COM28176E108Stock4,976$416,000thousands by filing date
FOUR CORNERS PPTY TR INC35086T109COM15,107$414,000thousands by filing date
PROSHARES TR74347X849INDX FD22,866$414,000thousands by filing date
VALERO ENERGY CORP COM91913Y100Stock5,760$412,000thousands by filing date
INVESCO EXCHANGE TRADED FD T46137V647SEMICONDUCTORS3,405$410,000thousands by filing date
GENERAL DYNAMICS CORP COM369550108Stock2,227$404,000thousands by filing date
Bank of America Corp060505104COM10,393$402,000thousands by filing date
NISOURCE INC COM65473P105Stock16,546$399,000thousands by filing date
VIAVI SOLUTIONS INC925550105COM25,380$398,000thousands by filing date
TOYOTA MOTOR CORP ADS892331307ADR2,497$390,000thousands by filing date
SOLAR SENIOR CAPITAL LTD83416M105COM26,280$386,000thousands by filing date
ENEL AMERICAS S.A. (ADR)29274F104SPONSORED ADR45,373$385,000thousands by filing date
NEW AMERICA HIGH INCOME FUND I641876800COM NEW42,540$385,000thousands by filing date
VANGUARD WORLD FD92204A405FINANCIALS ETF4,511$381,000thousands by filing date
LITHIA MTRS INC COM536797103Stock970$378,000thousands by filing date
TORTOISE PWR & ENERGY INFRASTR89147X104COM30,999$375,000thousands by filing date
REXFORD INDL RLTY INC COM76169C100REIT7,406$373,000thousands by filing date
TELEPHONE & DATA SYS INC879433829COM NEW16,137$371,000thousands by filing date
PENSKE AUTOMOTIVE GRP INC COM70959W103Stock4,605$370,000thousands by filing date
HUNTINGTON BANCSHARES INC COM446150104Stock23,468$369,000thousands by filing date
ZILLOW GROUP INC CLASS A98954M101CL A2,806$369,000thousands by filing date
ATARA BIOTHERAPEUTICS INC COM NEW046513107Stock25,454$366,000thousands by filing date
AERIE PHARMACEUTICALS INC00771V108COM20,394$364,000thousands by filing date
CARLYLE GROUP INC COM14316J108Stock9,850$362,000thousands by filing date
FORD MTR CO COM345370860Stock29,468$361,000thousands by filing date
BELDEN INC COM077454106Stock8,115$360,000thousands by filing date
CONSTELLATION BRANDS INC CL A21036P108Stock1,564$357,000thousands by filing date
SPDR SER TR78468R721NUVEEN BLMBRG MU6,854$354,000thousands by filing date
QUINSTREET INC74874Q100COM17,435$354,000thousands by filing date
ORANGE SPONSORED ADR684060106SPONSORED ADR28,599$353,000thousands by filing date
MONMOUTH REAL ESTATE INVT CO609720107CL A19,907$352,000thousands by filing date
MANPOWERGROUP INC WIS COM56418H100Stock3,536$350,000thousands by filing date
FRANKLIN UNIVERSAL TRUST355145103SH BEN INT46,545$349,000thousands by filing date
LXP INDUSTRIAL TRUST529043101COM31,408$349,000thousands by filing date
VARIAN MED SYS INC92220P105COM1,957$345,000thousands by filing date
DEXCOM INC COM252131107Stock953$342,000thousands by filing date
Caterpillar Inc.149123101COM1,452$337,000thousands by filing date
CARETRUST REIT INC COM14174T107REIT14,420$336,000thousands by filing date
FORWARD AIR CORP349853101COM3,739$332,000thousands by filing date
GUGGENHEIM TAXABLE MUNICP BO401664107COM13,990$327,000thousands by filing date
NUCOR CORP COM670346105Stock4,057$326,000thousands by filing date
CROWN CASTLE INC COM22822V101REIT1,893$326,000thousands by filing date
TEMPLETON EMERGING MKTS INCO880192109COM44,173$326,000thousands by filing date
SYNAPTICS INC COM87157D109Stock2,392$324,000thousands by filing date
TURKCELL ILETISIM SPON ADR NEW900111204ADR69,192$323,000thousands by filing date
PETMED EXPRESS INC716382106COM9,191$323,000thousands by filing date
NU SKIN ENTERPRISES INC67018T105CL A6,045$320,000thousands by filing date
OAKTREE SPECIALTY LENDING CORP67401P108COM51,380$319,000thousands by filing date
WESTERN ASSET INVESTMENT GRA95766T100COM21,002$319,000thousands by filing date
UNITED PARKS & RESORTS INC81282V100COM6,380$317,000thousands by filing date
Blackrock 2022 Global In09258P104ETF34,577$317,000thousands by filing date
INTERDIGITAL INC COM45867G101Stock4,980$316,000thousands by filing date
BEST BUY INC COM086516101Stock2,754$316,000thousands by filing date
HENRY JACK & ASSOC INC426281101COM2,071$314,000thousands by filing date
LANDS END INC51509F105COMMON STOCK12,673$314,000thousands by filing date
INTERPUBLIC GROUP COS460690100COM10,725$313,000thousands by filing date
NIC INC62914B100COM9,230$313,000thousands by filing date
FIRSTENERGY CORP337932107COM8,980$312,000thousands by filing date
SELECT SECTOR SPDR TR81369Y407SBI CONS DISCR1,858$312,000thousands by filing date
EASTERLY GOVERNMENT PROPERTIES27616P103COMMON STOCK15,034$312,000thousands by filing date
CINCINNATI FINL CORP COM172062101Stock3,010$310,000thousands by filing date
TIMKEN CO887389104COM3,820$310,000thousands by filing date
Gilead Sciences,Inc.375558103COM4,755$307,000thousands by filing date
ISHARES TR464288687COM7,917$304,000thousands by filing date
BLACKROCK FLOATING RATE INCO09255X100COM23,229$302,000thousands by filing date
FLIR SYS INC302445101COM5,349$302,000thousands by filing date
TRI CONTL CORP895436103COM9,237$300,000thousands by filing date
MAN TECH INTERNATIONAL CORP564563104CL A3,422$298,000thousands by filing date
BLACKROCK GLOBAL FLOATING RATE091941104COM23,714$297,000thousands by filing date
INTERNATIONAL MONEY EXPRESS46005L101COM19,705$296,000thousands by filing date
INVESCO46138J874EXCHANGE TRADED12,659$296,000thousands by filing date
UNITED NAT FOODS INC COM911163103Stock8,964$295,000thousands by filing date
TELEDYNE TECHNOLOGIES INC COM879360105Stock713$295,000thousands by filing date
DOLLAR TREE INC COM256746108Stock2,557$293,000thousands by filing date
COMMUNITY USD0.0120369C106COM6,354$293,000thousands by filing date
APOLLO SENIOR FLOATING RATE FU037636107COM19,497$290,000thousands by filing date
ACI WORLDWIDE INC COM004498101Stock7,515$286,000thousands by filing date
PACCAR INC COM693718108Stock3,022$281,000thousands by filing date
BHP BILLITON LIMITED SPONSORED ADS088606108ADR4,038$280,000thousands by filing date
ARES COML REAL ESTATE CORP04013V108COM20,356$279,000thousands by filing date
LEIDOS HOLDINGS INC COM525327102Stock2,876$277,000thousands by filing date
SCIENCE APPLICATIONS INTL CORP COM808625107Stock3,316$277,000thousands by filing date
CANADIAN IMPERIAL BANK OF COMM COM136069101Stock2,770$271,000thousands by filing date
BLACKROCK NY MUNI INC QLTY T09249U105COM18,768$270,000thousands by filing date
CARDINAL HEALTH INC14149Y108COM4,431$269,000thousands by filing date
INVESCO MORTGAGE CAPITAL INC46131B100COM67,007$269,000thousands by filing date
Vanguard Communication Services ETF92204A884SHS2,060$268,000thousands by filing date
VIRTUS CONVERTIBLE & INC 20292838R105COM25,806$267,000thousands by filing date
ODONATE THERAPEUTICS INC676079106COM78,142$267,000thousands by filing date
KFORCE INC COM493732101Stock4,966$266,000thousands by filing date
HELMERICH & PAYNE INC423452101COM9,797$264,000thousands by filing date
SUN LIFE FINANCIAL INC. COM866796105Stock5,203$263,000thousands by filing date
FRANKLIN MASTER INTER INCOME SH BEN INT746909100CEF60,932$263,000thousands by filing date
LEAR CORP COM NEW521865204Stock1,445$262,000thousands by filing date
ARROW ELECTRS INC042735100COM2,363$262,000thousands by filing date
SALLY BEAUTY HLDGS INC79546E104COM12,987$261,000thousands by filing date
SMITH A O CORP COM831865209Stock4,200$259,000thousands by filing date
XEROX HOLDINGS CORP98421M106COM NEW10,663$259,000thousands by filing date
AMERICAN FINANCIAL GROUP INC COM025932104Stock2,260$258,000thousands by filing date
MACQUARIE FT TR GB INF UT DI55607W100COM27,915$258,000thousands by filing date
EATON VANCE TAX-MANAGED DIVE27828N102COM20,086$256,000thousands by filing date
CORCEPT THERAPEUTICS INC218352102COM10,771$256,000thousands by filing date
HALLIBURTON CO COM406216101Stock11,889$255,000thousands by filing date
NUVEEN PFD & INCOME 2022 TER67075T105COM10,364$254,000thousands by filing date
CLOVIS ONCOLOGY INC189464100COM36,030$253,000thousands by filing date
HIBBETT INC428567101COM3,673$253,000thousands by filing date
FIRST INDL RLTY TR INC COM32054K103REIT5,500$252,000thousands by filing date
MARATHON PETE CORP COM56585A102Stock4,685$251,000thousands by filing date
NEUBERGER BERMAN CALIFORNIA IN64123C101COM18,531$250,000thousands by filing date
KELLY SVCS INC488152208CL A11,156$248,000thousands by filing date
VANGUARD HEALTH CARE ETF92204A504ETF1,063$243,000thousands by filing date
LENDINGTREE INC52603B107COM1,134$242,000thousands by filing date
KINDER MORGAN INC DEL COM49456B101Stock14,426$240,000thousands by filing date
LOUISIANA PAC CORP COM546347105Stock4,318$239,000thousands by filing date
UGI CORP NEW COM902681105Stock5,800$238,000thousands by filing date
LEGGETT & PLATT INC524660107COM5,223$238,000thousands by filing date
ACCENDRA HEALTH INC690732102COM6,303$237,000thousands by filing date
PHYSICIANS REALTY TRUST71943U104COM13,093$231,000thousands by filing date
INVESCO HIGH INCOME 2024 TAR46136K105COM23,789$231,000thousands by filing date
Vanguard Total International Bond Index Fund ETF92203J407SHS4,015$229,000thousands by filing date
BLOCK H & R INC COM093671105Stock10,499$229,000thousands by filing date
MOHAWK INDS INC608190104COM1,160$223,000thousands by filing date
HANOVER INS GROUP INC COM410867105Stock1,706$221,000thousands by filing date
ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHSN07059210STOK357$220,000thousands by filing date
BAR HBR BANKSHARES066849100COM7,455$219,000thousands by filing date
ENVESTNET INC29404K106COM3,014$218,000thousands by filing date
WEST PHARMACEUTICAL SVSC INC COM955306105Stock768$216,000thousands by filing date
NUVEEN EMERGING MKTS DEBT 2067077P101COM27,212$215,000thousands by filing date
NRG ENERGY INC COM NEW629377508Stock5,674$214,000thousands by filing date
SELECT SECTOR SPDR TR81369Y704INDL2,168$213,000thousands by filing date
FIRST AMERN FINL CORP31847R102COM3,741$212,000thousands by filing date
PORTLAND GEN ELEC CO736508847COM NEW4,431$210,000thousands by filing date
HORIZON TECHNOLOGY FIN CORP44045A102COM14,537$209,000thousands by filing date
INGREDION INC COM457187102Stock2,304$207,000thousands by filing date
COSTAR GROUP INC COM22160N109Stock251$206,000thousands by filing date
VIRTUS EQUITY & CONV INCM FD92841M101COM7,280$204,000thousands by filing date
BLUEBIRD BIO INC09609G100COM6,724$203,000thousands by filing date
SANDY SPRING BANCORP INC800363103COMMON STOCK4,667$203,000thousands by filing date
GRUPO AEROPORTUARIO DEL CENT400501102SPON ADR4,003$202,000thousands by filing date
STEELCASE INC-CLASS A858155203CL A14,055$202,000thousands by filing date
BLACKSTONE MORTGAGE TRUST INC COM CL A09257W100REIT6,467$200,000thousands by filing date
ZIX CORP98974P100COM25,492$192,000thousands by filing date
PIONEER HIGH INCOME FUND INC72369H106COM20,352$191,000thousands by filing date
O-I GLASS INC67098H104COM12,883$190,000thousands by filing date
VOYA EMERGING MKTS HIGH DIVI92912P108COM23,659$189,000thousands by filing date
PRINCIPAL REAL ESTATE INCOME74255X104SHS BEN INT13,386$181,000thousands by filing date
INVESCO DYNAMIC CR OPPORTUNI46132R104COM15,613$178,000thousands by filing date
ARBOR REALTY TRUST INC038923108COM11,078$176,000thousands by filing date
VIATRIS INC COM92556V106Stock12,129$169,000thousands by filing date
ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS00215W100ADR21,674$167,000thousands by filing date
APOLLO TACTICAL INCOME FD INC037638103COM10,126$151,000thousands by filing date
IRONWOOD PHARMACEUTICALS INC46333X108COMMON STOCK12,883$144,000thousands by filing date
NUVEEN CALIFORNIA MUNI VLU F67062C107COM STK14,003$143,000thousands by filing date
EATON VANCE TAX-MANAGED GLOB27829c105COM13,744$142,000thousands by filing date
ARCHROCK INC03957W106COM12,869$122,000thousands by filing date
NUVEEN REAL ESTATE INCOME FD67071B108COM11,553$111,000thousands by filing date
MFS HIGH YIELD MUNICIPAL TRUST59318E102SH BEN INT19,919$89,000thousands by filing date
NATWEST GROUP PLC639057108COMMON STOCK-FO13,416$72,000thousands by filing date
AEGON N V007924103NY REGISTRY SHS13,685$65,000thousands by filing date
BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR05946K101ADR11,602$61,000thousands by filing date
GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR37185R307NEW SPONSRD ADR10,072$42,000thousands by filing date
NORDIC AMERICAN TANKERS LIMIG65773106COM11,030$36,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001387131-21-005704this filing2021-05-17acceptance time not in the bulk data set