13F-HR filed by DIVIDEND ASSETS CAPITAL, LLC
DIVIDEND ASSETS CAPITAL, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-01-22, with 579 holding rows worth $514,765,000.
- Accession
- 0001387131-21-001096
- Filer
- CIK 1365167
- Filed
- 2021-01-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 579 entries on the cover page, a total value of $514,765,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $514,765,000 with VALUE read as thousands by filing date, 13F file number 028-11952. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EAGLE MATLS INC COM | 26969P108 | Stock | 20 | $2,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 16 | $2,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 31 | $2,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 35 | $2,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 31 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 39 | $2,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 22 | $2,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 87 | $2,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 7 | $2,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 146 | $2,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 22 | $2,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 55 | $2,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 19 | $2,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 8 | $2,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 30 | $2,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 119 | $2,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 49 | $2,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 7 | $2,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 43 | $2,000 | thousands by filing date | |
| IBERDROLA SA SPON ADR | 450737101 | ADUS | 29 | $2,000 | thousands by filing date | |
| Koninklijke Ahold Nv | 500467501 | Equity | 60 | $2,000 | thousands by filing date | |
| TDK Corp | 872351408 | Equity | 13 | $2,000 | thousands by filing date | |
| PIMCO FDS INCOME FD CL A | 72201F474 | MUTUAL | 171 | $2,000 | thousands by filing date | |
| STORA ENSO OYJ - SPONS ADR | 86210M106 | COM | 104 | $2,000 | thousands by filing date | |
| LORD ABBETT HIGH YIELD FUND CLASS I | 54400N409 | SHS | 238 | $2,000 | thousands by filing date | |
| JPMORGAN CORE PLUS BOND R6 | 4812C0134 | BOND FUNDS | 256 | $2,000 | thousands by filing date | |
| AB LARGE-CAP GROWTH FUND CLASS A | 01877C101 | M | 24 | $2,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 50 | $2,000 | thousands by filing date | |
| BARON GROWTH INSTL | 068278704 | BGRIX | 19 | $2,000 | thousands by filing date | |
| Invesco Corporate Bond R6 (ICBFX) | 001421569 | Mutual Fund | 225 | $2,000 | thousands by filing date | |
| VICTORY PORTFOLIOS SYCAMRE SML | 92647K630 | Mutual Fund | 51 | $2,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 13 | $1,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 12 | $1,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 10 | $1,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 41 | $1,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 5 | $1,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 6 | $1,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 33 | $1,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 45 | $1,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 21 | $1,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1 | $1,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 6 | $1,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 17 | $1,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 200 | $1,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 58 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 26 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 18 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 16 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 12 | $1,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 7 | $1,000 | thousands by filing date | |
| CONCENTRIX CORP | 20602D101 | COM | 10 | $1,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 15 | $1,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 100 | $1,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 20 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 21 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 7 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 48 | $1,000 | thousands by filing date | |
| AMERICAN NEW WORLD FUND CLASS F2 | 649280823 | Mutual Fund | 12 | $1,000 | thousands by filing date | |
| INVESCO BAL RISK CMMDTY FUND | 00888Y508 | Mutual Funds | 121 | $1,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 1,000 | $1,000 | thousands by filing date | |
| ROWE T PRICE INTL FD | 77956H864 | EMERG MKTS STK | 18 | $1,000 | thousands by filing date | |
| BARON ASSET INSTL | 068278605 | BARIX | 10 | $1,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP | 674599105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW LEHMAN BROS HLDGS INC C | 524esc100 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Bioelectronics Corp | 09062H108 | COM | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN FDS BOND FUND OF AMER F-3 | 097873772 | BOND FUNDS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 484 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 2,125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBUYHOLDINGS INC | 90347T109 | Common Stock | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BSML INC | 055710107 | Common Stock | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NHC COMMUNICATIONS INC | 628937104 | Common Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SA TELECOMMUNICATIONS INC | 783942105 | Common Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENRON CAPITAL LLC PFD MIPS 8percent | P37307108 | Preferred | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASAVANT INTL MINING CORP - RE | 147990469 | Common Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001387131-21-001096 | this filing | 2021-01-22 | acceptance time not in the bulk data set |