13F-HR filed by Hilton Capital Management, LLC
Hilton Capital Management, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-13, with 320 holding rows worth $772,246,000.
- Accession
- 0001387131-19-008631
- Filer
- CIK 1541211
- Filed
- 2019-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 320 entries on the cover page, a total value of $772,246,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $772,246,000 with VALUE read as thousands by filing date, 13F file number 028-14787. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 2,402,052 | $121,520,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 521,088 | $58,998,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 1,216,376 | $45,091,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 5,431,606 | $28,136,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 1,011,591 | $27,161,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 308,820 | $26,728,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 202,231 | $25,164,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 355,527 | $23,778,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 821,870 | $23,489,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,414,527 | $23,212,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 857,666 | $22,994,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 110,189 | $22,990,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 107,773 | $22,777,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 97,237 | $22,655,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 312,328 | $22,182,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 789,143 | $21,922,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 248,658 | $20,154,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 871,161 | $20,089,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 135,588 | $17,670,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 227,616 | $15,150,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 276,572 | $12,468,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,084,052 | $11,935,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 244,247 | $11,929,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,528,528 | $11,433,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 268,919 | $11,249,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 94,870 | $10,670,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 248,500 | $10,206,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,277 | $7,424,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 76,541 | $5,072,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 208,410 | $4,850,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 216,802 | $4,804,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 19,015 | $3,590,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,706 | $3,299,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 13,705 | $3,070,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 544,232 | $2,389,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 12,300 | $1,455,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,439 | $1,325,000 | thousands by filing date | |
| PORTFOLIOPLUS S&P 500 ETF | 25490K109 | ETF | 32,776 | $1,324,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 50,442 | $1,256,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 22,435 | $1,111,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,440 | $963,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 224,500 | $889,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 21,463 | $862,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 15,300 | $856,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,025 | $814,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 657 | $802,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 50,000 | $748,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 4,951 | $657,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 11,795 | $652,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 9,228 | $652,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 4,654 | $647,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 6,865 | $633,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 6,020 | $598,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 20,230 | $590,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 8,910 | $568,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 3,825 | $522,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 10,199 | $504,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 1,600 | $503,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 11,595 | $502,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 5,110 | $493,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 95,000 | $493,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 37,030 | $484,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 19,619 | $472,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 5,220 | $462,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 50,000 | $453,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,680 | $449,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 8,432 | $435,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,872 | $434,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,805 | $411,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 19,830 | $399,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 4,350 | $385,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 9,350 | $376,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,900 | $361,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,400 | $353,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 8,515 | $339,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 9,100 | $333,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,610 | $325,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 8,658 | $306,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,888 | $301,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,301 | $293,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 10,000 | $290,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 3,000 | $279,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 8,300 | $277,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,416 | $272,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 838 | $270,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 6,576 | $264,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 6,583 | $251,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 3,776 | $250,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 3,993 | $247,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 2,071 | $245,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 5,972 | $226,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 2,433 | $223,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10,765 | $222,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,445 | $219,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,050 | $218,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,018 | $213,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,663 | $210,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,485 | $209,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 3,200 | $208,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,492 | $205,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 520 | $203,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 7,085 | $198,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,150 | $190,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,300 | $189,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 15,153 | $189,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,575 | $185,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 5,087 | $183,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,160 | $181,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 1,607 | $181,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,518 | $180,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 50,000 | $178,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 2,034 | $175,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,506 | $166,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 2,647 | $165,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,160 | $164,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 12,149 | $162,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 3,100 | $159,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,320 | $158,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,691 | $155,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 900 | $151,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 3,201 | $150,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 1,319 | $149,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 2,400 | $148,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 1,751 | $148,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 805 | $147,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 851 | $146,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 2,220 | $142,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 915 | $141,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 1,406 | $140,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,215 | $136,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 2,190 | $135,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 1,608 | $133,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 1,776 | $131,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,563 | $130,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 3,508 | $130,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 7,665 | $128,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 730 | $127,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 780 | $126,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 5,662 | $125,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 1,436 | $122,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,330 | $121,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 914 | $121,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 5,603 | $120,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,034 | $119,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 5,550 | $113,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 25,000 | $112,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 555 | $111,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 5,672 | $111,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 889 | $110,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 665 | $110,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 1,701 | $108,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 5,000 | $107,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 1,350 | $107,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 308 | $105,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 645 | $104,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 500 | $104,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,111 | $104,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 461 | $102,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 3,109 | $102,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 90,000 | $101,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E455 | CMN | 1,843 | $101,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 5,731 | $100,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 14,310 | $99,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 2,264 | $98,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 845 | $96,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 442 | $95,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 559 | $95,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 2,640 | $94,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 1,205 | $93,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 10,925 | $93,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 1,000 | $89,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,600 | $88,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 2,060 | $88,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 2,415 | $79,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 4,110 | $77,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 2,715 | $77,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 1,200 | $75,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 380 | $75,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 2,750 | $71,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 3,580 | $71,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 25,000 | $69,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 2,625 | $64,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 1,073 | $64,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 797 | $63,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 949 | $63,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 555 | $63,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 1,271 | $61,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 110 | $60,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 1,125 | $59,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 610 | $59,000 | thousands by filing date | |
| NINTENDO LTD FSPONSORED ADR 1 ADR REP 0.25 ORD SHS | 654445303 | Equity | 1,219 | $57,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 7,000 | $55,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 435 | $49,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 2,845 | $49,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 504 | $48,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 5,000 | $48,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 3,000 | $48,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 3,274 | $47,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 3,000 | $46,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 5,000 | $46,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 5,000 | $45,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 2,240 | $45,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 2,495 | $45,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 700 | $44,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 5,000 | $44,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 1,085 | $44,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 4,039 | $43,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 433 | $42,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 250 | $41,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 200 | $41,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 2,500 | $40,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 756 | $40,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 500 | $39,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 581 | $38,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,000 | $38,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 845 | $38,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 125 | $37,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 1,235 | $37,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 200 | $34,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 586 | $33,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 2,500 | $33,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 200 | $32,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 253 | $32,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 2,155 | $32,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 140 | $30,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 6,664 | $30,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 200 | $29,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 400 | $29,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 607 | $29,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 340 | $29,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,000 | $28,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 3,050 | $28,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 160 | $26,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 300 | $26,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 200 | $26,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 338 | $26,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 1,085 | $26,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 106 | $25,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 1,730 | $25,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 63 | $24,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 150 | $24,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 575 | $24,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 300 | $23,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 316 | $23,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 932 | $23,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 1,000 | $23,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 245 | $22,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 400 | $20,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 100 | $17,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 5,000 | $17,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 1,000 | $17,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 40 | $16,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 120 | $16,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 25,000 | $16,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 280 | $15,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 316 | $15,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 500 | $15,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 25,000 | $15,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 200 | $13,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 80 | $13,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 85 | $13,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 162 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 195 | $13,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 218 | $13,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 80 | $12,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 45 | $12,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 60 | $12,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 40 | $11,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 250 | $11,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 100 | $10,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 350 | $10,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 10,000 | $10,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 80 | $9,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 80 | $9,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 235 | $9,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 172 | $9,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 316 | $9,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 473 | $9,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 270 | $8,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 50 | $8,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 85 | $8,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 500 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 175 | $8,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 123 | $7,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 125 | $7,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 800 | $7,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 250 | $7,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 2,000 | $7,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 5,000 | $7,000 | thousands by filing date | |
| PARCELPAY TECHNOLOGY INC | 69938L105 | Common Stocks | 100,000 | $7,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 164 | $6,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 20 | $5,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 50 | $5,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 80 | $5,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 120 | $4,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 200 | $4,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 2,000 | $4,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 80 | $3,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 60 | $3,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 43 | $3,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 15 | $3,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 40 | $3,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 20 | $3,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 60 | $3,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 50 | $3,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 200 | $3,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 20 | $2,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 40 | $2,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 124 | $2,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 30 | $2,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 20 | $2,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 33 | $2,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 4,000 | $2,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 28 | $1,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 23 | $1,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 667 | $1,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURYLINK INC | 156700106 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 552 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARNWELL INDS INC | 068221100 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001387131-19-008631 | this filing | 2019-11-13 | acceptance time not in the bulk data set |