13F-HR filed by Mathes Company, Inc.
Mathes Company, Inc. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-31, with 129 holding rows worth $176,394,000.
- Accession
- 0001387131-16-007609
- Filer
- CIK 1389223
- Filed
- 2016-10-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 129 entries on the cover page, a total value of $176,394,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $176,394,000 with VALUE read as thousands by filing date, 13F file number 028-12290. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Amazon.com, Inc | 023135106 | COM | 12,138 | $10,163,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 63,178 | $7,142,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 145,765 | $5,503,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 183,889 | $5,447,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 6,441 | $5,179,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 42,682 | $5,042,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 61,285 | $4,371,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 47,107 | $4,182,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 43,878 | $3,938,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 82,410 | $3,892,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 23,192 | $3,695,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 54,986 | $3,662,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 26,286 | $3,463,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 48,515 | $3,296,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 35,542 | $3,181,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,954 | $3,073,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 74,675 | $3,033,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 31,605 | $2,993,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 28,505 | $2,901,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 32,719 | $2,793,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 15,600 | $2,725,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 74,935 | $2,598,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 25,337 | $2,532,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 46,140 | $2,498,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 26,115 | $2,497,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 19,775 | $2,444,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 201,155 | $2,428,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 14,440 | $2,342,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 26,627 | $2,145,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 9,090 | $1,966,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 11,665 | $1,881,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 73,050 | $1,838,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 10,965 | $1,829,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 44,900 | $1,774,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 13,650 | $1,695,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 12,820 | $1,644,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 79,200 | $1,615,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 25,623 | $1,599,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 21,900 | $1,579,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 25,110 | $1,536,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 19,100 | $1,511,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 6,231 | $1,435,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 12,800 | $1,389,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 3,135 | $1,260,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 36,786 | $1,246,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 12,634 | $1,124,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 12,185 | $1,112,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 9,500 | $1,033,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 11,950 | $1,008,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 18,751 | $975,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,725 | $936,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 12,425 | $936,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 58,958 | $923,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 9,445 | $920,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 39,250 | $916,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 6,975 | $894,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 15,055 | $879,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 5,025 | $876,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 10,900 | $857,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 7,900 | $840,000 | thousands by filing date | |
| VTI | 922908769 | COM | 7,520 | $837,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 6,560 | $779,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 29,200 | $772,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 12,055 | $694,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 5,635 | $675,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,300 | $666,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 12,950 | $648,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 59,550 | $647,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 6,100 | $628,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,775 | $614,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 44,000 | $599,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 5,931 | $588,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 5,100 | $573,000 | thousands by filing date | |
| UBS AG Ldn Trigger Phoenix AC Euro Stx 50 | 90274T494 | COM | 67,500 | $560,000 | thousands by filing date | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 19,675 | $531,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 11,100 | $530,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,400 | $501,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 6,766 | $488,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 9,275 | $488,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,982 | $474,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 35,100 | $445,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 4,300 | $436,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP IN DEP 1/1000 SER N | 38148b504 | Preferred | 16,000 | $434,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 8,700 | $426,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 101,750 | $423,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,600 | $419,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,700 | $402,000 | thousands by filing date | |
| CITIGROUP PREF 6.3 | 172967317 | PFD | 15,000 | $402,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 45,700 | $391,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 10,600 | $389,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,050 | $386,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 4,300 | $374,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 15,250 | $373,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 3,350 | $370,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 36,500 | $370,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 11,550 | $366,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 5,625 | $361,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,625 | $354,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,750 | $346,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,200 | $336,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 3,000 | $327,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 16,250 | $325,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 7,400 | $319,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 4,095 | $314,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 6,000 | $305,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,302 | $286,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,839 | $280,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 11,500 | $276,000 | thousands by filing date | |
| EBAY INC NOTE | 278642202 | Preferred Stock | 10,000 | $271,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,760 | $269,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 6,195 | $262,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 6,573 | $262,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 10,175 | $259,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,750 | $253,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 25,000 | $252,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,600 | $247,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 3,425 | $245,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 2,925 | $245,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 12,100 | $234,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 21,000 | $222,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 3,315 | $222,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,070 | $216,000 | thousands by filing date | |
| TVA VAR 06/01/ 2 134 PFD DUE 06/01/28SUBJ TO XTRO REDEMPTION | 880591300 | PREFERRED DEBT | 8,195 | $213,000 | thousands by filing date | |
| FIRST REP BK SAN FRANCISCO $1.675 PFD | 33616C209 | PREFERRED | 8,250 | $211,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,600 | $207,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,980 | $201,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 11,000 | $152,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 75,500 | $137,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 61,600 | $103,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001387131-16-007609 | this filing | 2016-10-31 | acceptance time not in the bulk data set |