13F-HR filed by Westend Capital Management, LLC
Westend Capital Management, LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-12, with 97 holding rows worth $91,662,000.
- Accession
- 0001387131-14-003695
- Filer
- CIK 1331997
- Filed
- 2014-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 97 entries on the cover page, a total value of $91,662,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $91,662,000 with VALUE read as thousands by filing date, 13F file number 028-11430. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| META PLATFORMS INC CL A | 30303M102 | COM | 106,456 | $8,085,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 876,037 | $5,449,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 46,241 | $4,132,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 48,348 | $4,053,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 27,333 | $3,369,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 32,947 | $3,273,000 | thousands by filing date | |
| 38259p508 | COM | 6,131 | $3,206,000 | thousands by filing date | ||
| MONSANTO CO NEW | 61166W101 | COM | 27,753 | $3,088,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 30,221 | $2,952,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 160,482 | $2,601,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 30,672 | $2,554,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 14,355 | $2,540,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 51,936 | $2,529,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 51,202 | $2,461,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 29,984 | $2,398,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 53,379 | $2,331,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 11,260 | $2,320,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 25,881 | $2,281,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 23,719 | $2,100,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 35,256 | $1,995,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 35,821 | $1,875,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 35,131 | $1,797,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 27,975 | $1,734,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 110,210 | $1,721,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 8,373 | $1,641,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 17,125 | $1,609,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 27,318 | $1,599,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 21,360 | $1,592,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 17,080 | $1,438,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 14,638 | $1,335,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 31,441 | $1,303,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 31,953 | $1,251,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 41,519 | $1,221,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 32,231 | $1,155,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 10,920 | $902,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 8,913 | $880,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,476 | $436,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 6,500 | $367,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,544 | $354,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 5,200 | $337,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 5,387 | $253,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,400 | $230,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 2,350 | $193,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 7,850 | $184,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,870 | $177,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,375 | $171,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 3,993 | $163,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 50,000 | $153,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,736 | $149,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 2,200 | $143,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,075 | $141,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,366 | $111,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 1,200 | $108,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,362 | $96,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 2,550 | $87,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 3,000 | $85,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 160 | $82,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 9,400 | $75,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 935 | $71,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 3,318 | $71,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 1,725 | $71,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 1,680 | $63,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,550 | $59,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 619 | $31,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 580 | $30,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 350 | $29,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 330 | $24,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 2,000 | $24,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,507 | $22,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 1,400 | $21,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 275 | $20,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 350 | $19,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 300 | $19,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 135 | $18,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 1,100 | $17,000 | thousands by filing date | |
| CALL (BIDU) BAIDU COM INC 01/17/2015 @ $210 | BIDU15011 | CALL | 10 | $17,000 | thousands by filing date | call |
| CALL LOCKHEED MARTIN CP | LMT141220 | CALL | 10 | $17,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 700 | $16,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 400 | $15,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 40 | $13,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 1,987 | $13,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 230 | $13,000 | thousands by filing date | |
| CALL (BIDU) BAIDU COM INC 11/22/2014 @ $210 | BIDU14112 | CALL | 10 | $13,000 | thousands by filing date | call |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 65 | $12,000 | thousands by filing date | |
| CALL (BIDU) BAIDU COM INC 11/07/2014 @ $210 | BIDU14110 | CALL | 10 | $11,000 | thousands by filing date | call |
| CONSOLIDATED EDISON INC | 209115104 | COM | 142 | $9,000 | thousands by filing date | |
| CALL (M) MACYS INC 11/22/2014 @ $57.5 | M141122C0 | CALL | 50 | $8,000 | thousands by filing date | call |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 1,000 | $7,000 | thousands by filing date | |
| CALL (M) MACYS INC 01/17/2015 @ $57.5 | M150117C0 | CALL | 25 | $7,000 | thousands by filing date | call |
| CALL (TWTR) TWITTER INC 12/20/2014 @ $52.5 | TWTR14122 | CALL | 20 | $6,000 | thousands by filing date | call |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 2,450 | $5,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 50 | $2,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 75 | $2,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 400 | $1,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 30 | $1,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001387131-14-003695 | this filing | 2014-11-12 | acceptance time not in the bulk data set |