13F-HR filed by TOMPKINS FINANCIAL CORP
TOMPKINS FINANCIAL CORP filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-08, with 526 holding rows worth $386,132,000.
- Accession
- 0001387131-14-000054
- Filer
- CIK 1005817
- Filed
- 2014-01-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 654 entries on the cover page, a total value of $386,132,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $386,132,000 with VALUE read as thousands by filing date, 13F file number 028-05097. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 823,866 | $34,338,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 278,515 | $29,642,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 540,081 | $27,750,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 345,877 | $17,646,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 426,741 | $14,146,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 292,006 | $13,458,000 | thousands by filing date | |
| IJH | 464287507 | COM | 98,137 | $13,131,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 101,960 | $10,068,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 86,125 | $9,582,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 73,463 | $7,435,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 94,603 | $7,226,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 195,309 | $6,933,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 51,387 | $5,607,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 29,188 | $5,475,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 178,028 | $4,988,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 47,782 | $4,376,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 32,952 | $4,116,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 30,106 | $4,080,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 6,426 | $3,605,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 95,909 | $3,587,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 60,373 | $3,530,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 109,580 | $3,357,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 40,830 | $3,324,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 49,301 | $3,308,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 67,100 | $3,296,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 227,490 | $3,058,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 103,793 | $2,694,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 49,038 | $2,644,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 100,497 | $2,602,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 33,764 | $2,580,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 34,458 | $2,434,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 42,353 | $2,432,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 67,582 | $2,376,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 47,377 | $2,151,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 49,059 | $2,129,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 26,179 | $2,058,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 24,466 | $2,014,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 30,255 | $1,928,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 50,039 | $1,914,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 16,310 | $1,861,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 6,556 | $1,766,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 45,824 | $1,759,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 12,254 | $1,718,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 10,174 | $1,718,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 21,102 | $1,705,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 25,509 | $1,704,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 18,380 | $1,668,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 72,750 | $1,632,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 15,514 | $1,620,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 57,785 | $1,582,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 22,106 | $1,538,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 21,597 | $1,516,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 17,810 | $1,477,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 14,925 | $1,448,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 19,873 | $1,443,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 19,381 | $1,422,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 21,246 | $1,372,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 25,848 | $1,365,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 16,314 | $1,341,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 2,774 | $1,326,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 12,206 | $1,299,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 16,263 | $1,293,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 18,462 | $1,275,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 14,598 | $1,272,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 1,065 | $1,238,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 15,864 | $1,225,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 5,259 | $1,225,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 37,737 | $1,209,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 70,072 | $1,207,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 7,448 | $1,202,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 23,668 | $1,184,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 27,472 | $1,148,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 12,265 | $1,139,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 13,080 | $1,099,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 15,680 | $1,095,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 19,648 | $1,059,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 11,387 | $1,030,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 13,034 | $998,000 | thousands by filing date | |
| 38259p508 | COM | 887 | $994,000 | thousands by filing date | ||
| MARATHON PETE CORP COM | 56585A102 | Stock | 10,692 | $981,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 14,968 | $972,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 18,917 | $965,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 12,766 | $959,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 58,674 | $940,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 15,799 | $938,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 27,499 | $925,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 7,757 | $923,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 27,248 | $911,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 38,854 | $901,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 16,111 | $901,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 7,907 | $899,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 29,490 | $844,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 10,567 | $831,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 8,671 | $829,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 18,234 | $816,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 16,183 | $802,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 12,302 | $778,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 8,543 | $734,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 9,415 | $730,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 8,640 | $697,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 6,955 | $692,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,643 | $669,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,940 | $614,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,954 | $588,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 5,148 | $573,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 11,086 | $569,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 20,234 | $564,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 7,859 | $542,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 7,041 | $522,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 5,396 | $507,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 5,239 | $506,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,812 | $463,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,060 | $462,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 4,545 | $459,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 8,855 | $449,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,524 | $447,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,180 | $444,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 10,850 | $438,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 17,375 | $432,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,954 | $425,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 5,325 | $418,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 8,866 | $389,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 15,320 | $385,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 3,462 | $384,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 4,045 | $368,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 8,895 | $367,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 6,702 | $364,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,810 | $362,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,976 | $358,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,705 | $354,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 22,778 | $351,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 9,090 | $348,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 7,334 | $334,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,180 | $332,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,611 | $330,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,115 | $296,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 4,427 | $296,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 4,130 | $281,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 5,570 | $278,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 2,800 | $264,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 6,583 | $259,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,870 | $250,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,460 | $247,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 5,570 | $247,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,910 | $245,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 3,405 | $243,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 3,440 | $235,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 5,030 | $231,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 3,940 | $221,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 2,320 | $219,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,573 | $218,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,883 | $213,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 5,190 | $213,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 523 | $209,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,720 | $202,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 1,900 | $200,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,324 | $194,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,404 | $192,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 4,085 | $189,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,443 | $188,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,230 | $186,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $178,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 7,374 | $174,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 2,878 | $167,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 5,685 | $165,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,036 | $164,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,404 | $163,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,464 | $153,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 1,950 | $150,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 2,805 | $149,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,890 | $148,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,249 | $147,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,556 | $144,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,602 | $129,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,670 | $125,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 1,195 | $124,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 549 | $123,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 2,194 | $123,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,748 | $121,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,700 | $121,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,565 | $119,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 2,874 | $118,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 2,470 | $117,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 2,848 | $115,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 863 | $113,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,164 | $112,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,050 | $111,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 2,780 | $111,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 1,380 | $111,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 129 | $108,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 6,057 | $108,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 3,800 | $104,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 2,194 | $102,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 445 | $100,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 5,345 | $93,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,225 | $92,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 9,195 | $92,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 1,145 | $91,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 920 | $89,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 475 | $88,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 1,545 | $85,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 2,150 | $84,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 2,565 | $84,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 1,600 | $83,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 7,500 | $83,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 557 | $81,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 862 | $80,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,200 | $80,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 1,715 | $80,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 2,961 | $77,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 2,240 | $77,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 1,080 | $76,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 290 | $76,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 1,340 | $76,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 770 | $75,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 485 | $74,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 650 | $71,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,315 | $71,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 786 | $71,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 3,330 | $70,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,208 | $70,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 1,500 | $70,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 440 | $69,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 1,103 | $69,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 1,275 | $68,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 1,320 | $68,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 3,244 | $67,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 2,170 | $66,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 490 | $66,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,600 | $66,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 6,252 | $66,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 1,500 | $65,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 1,036 | $65,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 1,050 | $65,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 1,135 | $65,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 1,259 | $64,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 830 | $64,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 1,455 | $64,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,180 | $63,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 760 | $62,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 1,563 | $62,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 460 | $62,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 1,327 | $61,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 734 | $61,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 700 | $61,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 2,500 | $61,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 575 | $60,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 1,300 | $60,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 634 | $60,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 700 | $60,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 995 | $59,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 910 | $59,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 1,700 | $59,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 1,140 | $59,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 1,290 | $59,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 495 | $59,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 786 | $59,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 2,184 | $57,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 1,720 | $57,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 490 | $57,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 403 | $56,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 1,060 | $55,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 585 | $55,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 2,800 | $55,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 564 | $55,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 4,545 | $55,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 423 | $54,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 2,295 | $53,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 795 | $52,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 800 | $51,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 1,160 | $51,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 269 | $50,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 450 | $50,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 582 | $50,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 770 | $50,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 3,385 | $50,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 868 | $50,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 435 | $49,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 355 | $49,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 451 | $49,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 760 | $48,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 517 | $48,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 1,663 | $47,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 860 | $47,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 650 | $46,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 1,200 | $46,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 975 | $46,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 746 | $46,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 920 | $46,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 645 | $46,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 2,500 | $45,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 2,268 | $45,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 1,410 | $45,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 760 | $45,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,228 | $44,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 510 | $44,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 500 | $44,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 249 | $42,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 177 | $42,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 745 | $42,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 1,170 | $42,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 700 | $42,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 1,102 | $41,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 800 | $41,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,347 | $41,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 1,438 | $39,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 935 | $39,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 353 | $38,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,000 | $38,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 555 | $38,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 595 | $38,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 402 | $37,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 515 | $37,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 350 | $36,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 462 | $35,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 200 | $34,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 700 | $34,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 690 | $33,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 1,160 | $33,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 694 | $32,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 2,500 | $31,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 1,370 | $31,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 1,217 | $31,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 1,000 | $30,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 760 | $30,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 1,000 | $30,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 665 | $29,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 680 | $29,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 500 | $29,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 1,500 | $29,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 1,400 | $29,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 951 | $28,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 240 | $28,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 650 | $28,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 600 | $27,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 300 | $26,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 280 | $25,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 405 | $25,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 91 | $25,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 469 | $25,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 600 | $24,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 400 | $24,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 400 | $23,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 939 | $23,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 1,125 | $23,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 366 | $22,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 210 | $22,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 247 | $21,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,366 | $21,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 400 | $21,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 600 | $20,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 1,000 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 1,000 | $20,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,656 | $20,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 558 | $20,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 250 | $19,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 1,559 | $19,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 1,748 | $19,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 377 | $18,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,100 | $17,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 536 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 240 | $17,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 600 | $17,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 200 | $17,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 1,250 | $17,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 432 | $17,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 216 | $17,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 464 | $16,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 591 | $16,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 3,364 | $16,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 200 | $16,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 150 | $15,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 219 | $15,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 145 | $15,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 500 | $15,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 400 | $15,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 500 | $15,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,933 | $15,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 600 | $15,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 1,180 | $14,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 450 | $14,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 200 | $14,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 600 | $14,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 1,100 | $14,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 100 | $13,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 350 | $13,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 570 | $13,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,250 | $13,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 1,000 | $13,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 571 | $13,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 863 | $13,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 333 | $13,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 337 | $13,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 2,000 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 300 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 194 | $12,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 650 | $12,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 137 | $12,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 126 | $12,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 605 | $12,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 175 | $11,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 500 | $11,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 204 | $11,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 121 | $10,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 150 | $10,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 200 | $10,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 234 | $10,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 777 | $10,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 9 | $10,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 351 | $10,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 1,200 | $10,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 285 | $10,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 556 | $10,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 240 | $10,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 300 | $9,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 100 | $9,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 242 | $9,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 108 | $9,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 150 | $9,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 32 | $9,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 395 | $9,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 170 | $9,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 200 | $9,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 1,000 | $9,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 53 | $9,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 120 | $9,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 200 | $9,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 441 | $9,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 100 | $9,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 133 | $8,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 53 | $8,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 90 | $8,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 104 | $8,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 790 | $8,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 418 | $8,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 300 | $8,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 118 | $7,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 206 | $7,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 123 | $7,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 108 | $7,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 125 | $7,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 111 | $7,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 526 | $7,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 103 | $7,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 379 | $7,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 400 | $7,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 123 | $6,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 96 | $6,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 51 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 63 | $6,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 203 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 100 | $6,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 100 | $6,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,033 | $6,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 350 | $6,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 107 | $6,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 54 | $5,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 81 | $5,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 184 | $5,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 100 | $5,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 80 | $5,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 302 | $5,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 197 | $5,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 400 | $5,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 100 | $5,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 344 | $5,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 110 | $5,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 440 | $4,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 97 | $4,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 56 | $4,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 66 | $4,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 40 | $4,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 100 | $4,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 230 | $4,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 300 | $4,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 117 | $4,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 58 | $4,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 102 | $4,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 500 | $4,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 198 | $4,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 68 | $4,000 | thousands by filing date | |
| VTI | 922908769 | COM | 28 | $3,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 100 | $3,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 99 | $3,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 242 | $3,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 52 | $3,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 90 | $3,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 32 | $3,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 58 | $3,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 100 | $3,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 38 | $3,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 22 | $3,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 80 | $3,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 41 | $3,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 89 | $3,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 13 | $2,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 50 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001387131-14-000054 | this filing | 2014-01-08 | acceptance time not in the bulk data set |