13F-HR filed by Empire Financial Management Company, LLC
Empire Financial Management Company, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-13, with 187 holding rows worth $229,486,301.
- Accession
- 0001386252-23-000002
- Filer
- CIK 1971875
- Filed
- 2023-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 187 entries on the cover page, a total value of $229,486,301 stated on the cover page (in dollars after the unit check, H1), rows summing to $229,486,301 with VALUE read as dollars as filed, 13F file number 028-23184. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 267,902 | $11,959,164 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 30,507 | $9,632,712 | dollars as filed | |
| Apple Inc | 037833100 | COM | 40,670 | $6,963,165 | dollars as filed | |
| LITMAN GREGORY FDS TR | 53700T827 | IMGP DBI MAN ETF | 207,752 | $6,004,032 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 43,440 | $5,684,558 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 37,660 | $5,461,549 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 9,531 | $5,119,408 | dollars as filed | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 119,620 | $3,892,458 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 27,180 | $3,813,479 | dollars as filed | |
| ETF SER SOLUTIONS | 26922B501 | DISTILLATE INTNL | 168,868 | $3,662,020 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 37,071 | $3,590,355 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 23,674 | $3,453,115 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 103,025 | $3,314,314 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 13,031 | $3,135,038 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 18,522 | $3,123,274 | dollars as filed | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 143,957 | $2,959,761 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 16,964 | $2,874,399 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 9,413 | $2,844,299 | dollars as filed | |
| PACER FDS TR | 69374H436 | METAURUS CAP 400 | 90,629 | $2,757,840 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 51,887 | $2,675,306 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 25,973 | $2,673,997 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 17,098 | $2,663,168 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 14,948 | $2,441,206 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 5,866 | $2,399,011 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 21,547 | $2,393,056 | dollars as filed | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 41,416 | $2,357,028 | dollars as filed | |
| American Express Company | 025816109 | COM | 15,088 | $2,251,014 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 58,011 | $2,192,244 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 22,020 | $2,068,265 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 18,901 | $2,061,721 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 26,227 | $2,055,213 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 71,333 | $1,953,102 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 2,341 | $1,944,502 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 16,098 | $1,892,860 | dollars as filed | |
| VTI | 922908769 | COM | 8,911 | $1,892,785 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 55,731 | $1,848,625 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 20,768 | $1,833,025 | dollars as filed | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 31,672 | $1,832,225 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 126,955 | $1,817,995 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 31,878 | $1,784,554 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 32,902 | $1,762,231 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 29,845 | $1,732,246 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 10,675 | $1,697,544 | dollars as filed | |
| BlackRock Flexible Income ETF | 092528603 | SHS | 33,244 | $1,676,823 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 6,235 | $1,675,718 | dollars as filed | |
| PAYCHEX INC | 704326107 | COM | 14,195 | $1,637,109 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 12,188 | $1,549,338 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 6,410 | $1,474,507 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 6,696 | $1,428,203 | dollars as filed | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 28,234 | $1,427,228 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 21,916 | $1,402,448 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 7,518 | $1,388,875 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 6,635 | $1,306,630 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 36,225 | $1,288,523 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 22,454 | $1,286,389 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,514 | $1,230,954 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 6,150 | $1,230,492 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 8,037 | $1,198,054 | dollars as filed | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 13,870 | $1,186,311 | dollars as filed | |
| SMUCKER J M CO | 832696405 | COM NEW | 9,207 | $1,131,632 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 15,683 | $1,128,751 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 12,324 | $1,113,966 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 15,772 | $1,094,588 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 14,311 | $1,044,989 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 14,662 | $1,023,769 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 9,985 | $1,017,152 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 8,407 | $1,007,244 | dollars as filed | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 51,742 | $1,000,690 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 10,237 | $988,587 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 19,660 | $971,793 | dollars as filed | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 26,452 | $958,885 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 10,315 | $913,476 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 16,694 | $897,469 | dollars as filed | |
| SPY | 78462F103 | SHS | 2,086 | $892,058 | dollars as filed | |
| Southern Company | 842587107 | COM | 13,667 | $884,530 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 11,447 | $861,098 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 1,932 | $840,438 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 5,573 | $831,380 | dollars as filed | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 55,730 | $827,033 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 12,000 | $812,640 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,493 | $806,660 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 5,808 | $804,125 | dollars as filed | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,887 | $774,575 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 7,072 | $757,773 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 4,526 | $741,947 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 7,917 | $741,189 | dollars as filed | |
| JABIL INC COM | 466313103 | Stock | 5,771 | $732,282 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 22,568 | $731,452 | dollars as filed | |
| General Electric Company | 369604301 | COM | 6,152 | $680,103 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 12,696 | $679,489 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 9,336 | $663,926 | dollars as filed | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 11,719 | $653,685 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 22,010 | $647,094 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 5,068 | $642,419 | dollars as filed | |
| PPG INDS INC COM | 693506107 | Stock | 4,800 | $623,040 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 44,221 | $616,442 | dollars as filed | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 19,136 | $601,061 | dollars as filed | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 7,159 | $598,349 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 42,500 | $596,275 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 19,226 | $591,199 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 9,711 | $588,543 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 38,996 | $585,729 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,838 | $582,685 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 5,466 | $578,958 | dollars as filed | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 4,590 | $559,337 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 6,042 | $551,509 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 33,197 | $550,419 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 6,651 | $543,187 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 917 | $539,801 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 6,167 | $535,435 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,045 | $528,947 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 8,133 | $527,697 | dollars as filed | |
| CUMMINS INC COM | 231021106 | Stock | 2,292 | $523,630 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 1,795 | $513,495 | dollars as filed | |
| Deere & Company | 244199105 | COM | 1,337 | $504,557 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 5,950 | $501,168 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 4,009 | $500,915 | dollars as filed | |
| Chubb Limited | H1467J104 | COM | 2,395 | $498,656 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 3,109 | $497,222 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 2,392 | $487,088 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 10,348 | $485,631 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,822 | $484,633 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 10,500 | $482,895 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 28,000 | $469,560 | dollars as filed | |
| NEOS ETF TRUST | 78433H501 | NEOS ENH INC 1-3 | 9,406 | $469,265 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 1,176 | $465,590 | dollars as filed | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 4,395 | $465,041 | dollars as filed | |
| AUTOZONE INC COM | 053332102 | Stock | 181 | $459,738 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 10,800 | $455,760 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 4,745 | $436,682 | dollars as filed | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 9,000 | $436,092 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 12,826 | $431,474 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 1,614 | $425,451 | dollars as filed | |
| BERKLEY W R CORP COM | 084423102 | Stock | 6,690 | $424,748 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 39,026 | $419,925 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,476 | $417,708 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,541 | $398,401 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 1,414 | $385,046 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 4,310 | $380,271 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 7,599 | $376,378 | dollars as filed | |
| S&P Global,Inc. | 78409V104 | COM | 999 | $365,044 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 724 | $365,033 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 2,527 | $353,021 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 130,000 | $351,000 | dollars as filed | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 8,493 | $348,926 | dollars as filed | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 20,275 | $338,400 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,616 | $336,783 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 47,500 | $336,300 | dollars as filed | |
| Intel Corp | 458140100 | COM | 9,364 | $332,898 | dollars as filed | |
| FLEXSHARES TR | 33939L811 | COM | 17,092 | $332,784 | dollars as filed | |
| CODEXIS INC | 192005106 | COM | 174,000 | $328,860 | dollars as filed | |
| PACER FDS TR | 69374H360 | US LRG CP CASH | 15,192 | $324,956 | dollars as filed | |
| PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF | 69374H816 | ETF | 8,791 | $324,422 | dollars as filed | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,557 | $318,531 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 2,840 | $314,018 | dollars as filed | |
| Boeing Company | 097023105 | COM | 1,620 | $310,521 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 7,937 | $307,346 | dollars as filed | |
| CORNING INC | 219350105 | COM | 10,076 | $307,034 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,388 | $306,706 | dollars as filed | |
| AXOGEN INC | 05463X106 | COM | 60,000 | $300,000 | dollars as filed | |
| GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | 36266G107 | Stock | 4,384 | $298,287 | dollars as filed | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 5,057 | $294,088 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 973 | $292,104 | dollars as filed | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,624 | $290,904 | dollars as filed | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 1,654 | $269,411 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 13,029 | $265,009 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 8,000 | $263,760 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 1,000 | $257,010 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,400 | $254,796 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 6,822 | $254,392 | dollars as filed | |
| PPL CORP COM | 69351T106 | Stock | 10,734 | $252,906 | dollars as filed | |
| HUNTSMAN CORP | 447011107 | COM | 10,164 | $248,017 | dollars as filed | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 20,000 | $243,200 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 3,232 | $241,117 | dollars as filed | |
| H2O AMERICA | 784305104 | COM | 3,955 | $237,794 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,113 | $235,436 | dollars as filed | |
| SEMPRA COM | 816851109 | Stock | 3,444 | $234,295 | dollars as filed | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 3,480 | $232,255 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,635 | $228,969 | dollars as filed | |
| CATALENT INC USD 0.01 | 148806102 | COM | 5,000 | $227,650 | dollars as filed | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 5,500 | $227,150 | dollars as filed | |
| FLEXSHARES TR | 33939L696 | CMN | 2,143 | $225,831 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 11,600 | $224,460 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 17,528 | $217,702 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 5,000 | $208,850 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,000 | $207,840 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 6,041 | $200,500 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001386252-23-000002 | this filing | 2023-11-13 | acceptance time not in the bulk data set |