13F-HR filed by Aureus Asset Management, LLC
Aureus Asset Management, LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-06, with 154 holding rows worth $389,277,000.
- Accession
- 0001381296-14-000003
- Filer
- CIK 1381296
- Filed
- 2014-05-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 155 entries on the cover page, a total value of $389,277,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $389,276,000 with VALUE read as thousands by filing date, 13F file number 028-12908. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 394,715 | $13,124,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 191,255 | $10,858,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 134,629 | $10,078,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 175,276 | $9,463,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 17,567 | $9,429,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 183,503 | $9,346,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 186,575 | $9,331,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 8,132 | $9,063,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 197,169 | $8,951,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 115,200 | $8,889,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 145,150 | $8,803,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 266,051 | $8,745,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 63,005 | $8,547,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 132,994 | $7,855,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 79,991 | $7,814,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 77,610 | $7,697,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 77,205 | $7,663,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 96,260 | $7,637,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 95,660 | $7,615,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 152,527 | $7,337,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 209,853 | $7,250,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 57,984 | $7,196,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 48,100 | $7,144,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 207,020 | $7,045,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 91,607 | $7,006,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 79,645 | $6,601,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 160,421 | $6,563,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 98,932 | $6,481,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 75,498 | $6,399,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 88,161 | $6,247,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 144,414 | $6,152,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 220,760 | $5,881,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 51,374 | $5,737,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 40,610 | $5,571,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 136,305 | $5,419,000 | thousands by filing date | |
| CRED SUISSE EQTY FD (LUX) USA | LU0055732 | COM | 5,527 | $5,346,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 85,094 | $5,011,000 | thousands by filing date | |
| FERGUSON PLC F | g9736L124 | COM | 84,099 | $4,782,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 61,430 | $4,607,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 121,903 | $4,558,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 50,496 | $4,134,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 82,880 | $3,967,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 38,466 | $3,750,000 | thousands by filing date | |
| ACCUM. PTG.SHS CS ETF IE ON SP | IE00B5BMR | COM | 18,000 | $3,041,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 29,423 | $2,890,000 | thousands by filing date | |
| REG.SHS ABB LTD CHF | CH0012221 | COM | 94,186 | $2,432,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 19,645 | $2,423,000 | thousands by filing date | |
| CLARIDEN LUX ENERGY EQTY FD CA | LU0240067 | COM | 18,848 | $2,255,000 | thousands by filing date | |
| PARTS PRIGEST SA VALFRANCE FCP | FR0000973 | COM | 745 | $2,145,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 33,335 | $2,024,000 | thousands by filing date | |
| ABERDEEN GLBL WORLD EQTY FD CA | LU0094547 | COM | 108,175 | $1,988,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 44,872 | $1,839,000 | thousands by filing date | |
| FIDELITY FDS GLOBAL INDUSTRIAL | LU0114722 | COM | 30,000 | $1,653,000 | thousands by filing date | |
| REG.SHS NESTLE SA CHF | CH0038863 | COM | 21,000 | $1,583,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 30,790 | $1,560,000 | thousands by filing date | |
| DIV RIGHT CERT ROCHE HOLDING L | CH0012032 | COM | 5,100 | $1,530,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 14,707 | $1,489,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 18,545 | $1,485,000 | thousands by filing date | |
| Aberdeen Glb-Asia Pacific Fd A | LU0011963 | COM | 19,900 | $1,429,000 | thousands by filing date | |
| FIDELITY LOW-PRICED STOCK | 316345305 | MFD | 25,802 | $1,302,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 28,890 | $1,271,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,200 | $1,150,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 44,134 | $1,143,000 | thousands by filing date | |
| REG.SHS NOVARTIS INC CHF | CH0012005 | COM | 13,040 | $1,107,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 8,401 | $1,038,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 35,893 | $995,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 25,706 | $993,000 | thousands by filing date | |
| OAKMARK INTL FD | 413838202 | Equity Mutual Fu | 36,846 | $978,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 14,332 | $957,000 | thousands by filing date | |
| EUROPEAN VAL FD CAP BP SHS NO | LU0064319 | COM | 14,250 | $934,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 11,465 | $886,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 7,714 | $876,000 | thousands by filing date | |
| DWS TOP DIVIDENDE | DE0009848 | COM | 6,700 | $872,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,462 | $859,000 | thousands by filing date | |
| CLARIDEN LUX INFRASTRCTRE FD C | LU0246498 | COM | 6,000 | $841,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,255 | $827,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 7,689 | $806,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 19,383 | $800,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 7,522 | $747,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 14,790 | $740,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 9,408 | $708,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,990 | $697,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 30,909 | $693,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,500 | $658,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 6,930 | $658,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 19,384 | $657,000 | thousands by filing date | |
| ROYAL PHILIPS ELECTRONICS EUR | NL0000009 | COM | 18,000 | $633,000 | thousands by filing date | |
| Fidelity Spartan 500 Index Fun | 315911701 | COM | 9,160 | $611,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 11,460 | $580,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 7,581 | $558,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,860 | $544,000 | thousands by filing date | |
| SMITH & NEPHEW PLC | GB0009223 | COM | 36,000 | $544,000 | thousands by filing date | |
| CRED SUISSE EQTY FD GLBL VAL C | LU0129338 | COM | 41,779 | $517,000 | thousands by filing date | |
| TELSTRA CORP LTD | AU000000T | COM | 108,000 | $508,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 10,458 | $497,000 | thousands by filing date | |
| TCW INTERNATIONAL SMALL CAP FD | 872365606 | COM | 52,391 | $481,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,890 | $468,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 53,000 | $453,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,247 | $453,000 | thousands by filing date | |
| KABA HOLDINGS AG CHF | CH0011795 | COM | 900 | $430,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,480 | $407,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 17,690 | $406,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,070 | $401,000 | thousands by filing date | |
| VANGUARD SPECIALIZED PO | 921908604 | VDIGX | 18,419 | $400,000 | thousands by filing date | |
| ELECTROLUX AB SEK B SHS | SE0000103 | COM | 18,000 | $392,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 8,500 | $391,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC EUR | GB00803ML | COM | 10,639 | $389,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,136 | $382,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,826 | $381,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,995 | $334,000 | thousands by filing date | |
| Berkshire Income Realty Inc Cl A PFD | 084690205 | Pfd Stk | 12,237 | $334,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 8,133 | $330,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 1,305 | $330,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,500 | $324,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,560 | $321,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 12,208 | $315,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,083 | $311,000 | thousands by filing date | |
| JULIUS BAER MULT PTR SUSTAINAB | LU0133061 | COM | 1,140 | $310,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 7,220 | $309,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 2,464 | $299,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 6,394 | $294,000 | thousands by filing date | |
| TELEFONICA SA EUR | 87938WAQ6 | COM | 18,473 | $292,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 3,795 | $286,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 2,100 | $276,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,650 | $274,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 7,749 | $272,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,776 | $269,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 5,410 | $269,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 2,860 | $264,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 3,005 | $255,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 21,900 | $254,000 | thousands by filing date | |
| FIDELITY MT VERNON STR TR | 316200302 | NEW MILLENIUM | 6,175 | $252,000 | thousands by filing date | |
| HSBC GLBL INV FDS SICAV CHINES | LU0039217 | COM | 3,440 | $242,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 8,000 | $240,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 2,114 | $240,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,200 | $239,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 4,300 | $237,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 3,500 | $236,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 10,759 | $236,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 2,400 | $233,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 2,520 | $231,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4,650 | $227,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 4,960 | $223,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 1,400 | $217,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 3,465 | $216,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,645 | $215,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 1,705 | $210,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 6,494 | $209,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,800 | $207,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,094 | $205,000 | thousands by filing date | |
| LOOMIS SYLS GLOBAL CL | 543487870 | MUTUAL | 10,496 | $203,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,000 | $200,000 | thousands by filing date | |
| WOLSELEY PLC-ADR | 977868207 | COM | 27,521 | $159,000 | thousands by filing date | |
| KINDER MORGAN MANAGMENT,LLC | EKE55U103 | COM | 933,410 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001381296-14-000003 | this filing | 2014-05-06 | acceptance time not in the bulk data set |