13F-HR filed by Penbrook Management LLC
Penbrook Management LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-01-27, with 214 holding rows worth $141,845,000.
- Accession
- 0001381055-21-000001
- Filer
- CIK 1381055
- Filed
- 2021-01-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 214 entries on the cover page, a total value of $141,845,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $141,845,000 with VALUE read as thousands by filing date, 13F file number 028-12868. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NOVO-NORDISK A S ADR | 670100205 | ADR | 191,850 | $13,401,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 43,476 | $9,670,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,650 | $8,631,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 15,500 | $4,499,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 375,960 | $3,711,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,661 | $2,910,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,610 | $2,822,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 40,720 | $2,763,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 32,509 | $2,662,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 55,990 | $2,469,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 23,000 | $2,325,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 24,495 | $2,213,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 16,416 | $2,178,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 247,550 | $2,102,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 71,750 | $2,089,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 40,240 | $2,075,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 48,825 | $1,948,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 47,579 | $1,860,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 186,324 | $1,858,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 30,849 | $1,812,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 26,780 | $1,736,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 5,289 | $1,659,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,379 | $1,637,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 344,060 | $1,634,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 36,245 | $1,590,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 185,597 | $1,578,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 141,150 | $1,575,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 136,720 | $1,522,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 359,750 | $1,482,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 601,595 | $1,462,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 126,595 | $1,429,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 103,825 | $1,412,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 7,628 | $1,344,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 23,475 | $1,322,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 124,700 | $1,307,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 8,585 | $1,303,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 54,990 | $1,248,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 112,650 | $1,234,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 28,750 | $1,150,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 14,000 | $1,146,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 54,140 | $1,141,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 25,000 | $1,119,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 31,950 | $1,109,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 9,500 | $1,082,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 423,775 | $1,013,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 238,352 | $1,008,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 11,113 | $982,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 8,814 | $944,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 125,560 | $905,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 9,800 | $904,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 12,870 | $879,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 23,400 | $860,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,675 | $852,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 42,325 | $803,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 84,100 | $775,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 5,490 | $700,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 26,447 | $697,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 47,000 | $697,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 13,015 | $685,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,500 | $683,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 12,400 | $666,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 6,760 | $638,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 12,250 | $632,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,472 | $619,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,930 | $595,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 16,050 | $564,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 27,680 | $542,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 22,039 | $521,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 6,400 | $514,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 25,330 | $508,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 127,729 | $487,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 38,000 | $487,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 42,200 | $484,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 12,535 | $481,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 65,675 | $431,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 63,150 | $429,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 6,200 | $423,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 12,600 | $401,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 34,500 | $383,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 35,430 | $380,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 22,680 | $377,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 97,205 | $360,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,850 | $335,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 22,000 | $328,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 72,450 | $323,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 7,000 | $320,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 29,000 | $309,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 45,000 | $248,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 5,050 | $225,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 12,940 | $219,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 168,050 | $215,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,474 | $209,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 900 | $207,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 7,428 | $197,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 9,500 | $184,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,400 | $178,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,085 | $171,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 22,070 | $169,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,120 | $165,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,000 | $164,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,275 | $163,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 760 | $158,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,850 | $156,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 580 | $156,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 17,000 | $151,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 113,820 | $148,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 12,000 | $128,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 700 | $127,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 4,000 | $127,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 820 | $122,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 875 | $122,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 1,000 | $120,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,300 | $118,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,667 | $117,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 5,850 | $115,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 480 | $114,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 880 | $111,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 630 | $111,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 4,000 | $110,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,000 | $107,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 300 | $106,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 7,600 | $104,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 3,573 | $103,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 11,000 | $97,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 800 | $88,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 1,150 | $84,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 5,000 | $83,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 1,950 | $82,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,480 | $81,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 1,300 | $81,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 5,000 | $78,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 10,000 | $77,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 7,900 | $77,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,232 | $74,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 3,400 | $74,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 1,100 | $73,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 2,000 | $72,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,200 | $71,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 431 | $65,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 6,100 | $64,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,000 | $61,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 1,200 | $59,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 4,050 | $58,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,350 | $56,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 600 | $55,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 737 | $55,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 3,000 | $53,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 3,100 | $53,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 4,000 | $53,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 3,000 | $52,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 1,820 | $50,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 5,000 | $50,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 100 | $48,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 3,000 | $48,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 2,400 | $47,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 7,260 | $45,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 900 | $43,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 315 | $42,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 550 | $41,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 585 | $41,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 4,900 | $41,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 1,000 | $39,000 | thousands by filing date | |
| IAC INTERACTIVECORP NEW | 44891N109 | COM | 200 | $38,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 850 | $36,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 50 | $35,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 550 | $34,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 7,600 | $34,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 14,150 | $33,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 2,320 | $32,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 850 | $31,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 12,900 | $31,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 1,050 | $30,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 722 | $27,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 700 | $27,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 15,800 | $24,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 100 | $23,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 719 | $21,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 689 | $21,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 288 | $18,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 600 | $18,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 5,900 | $18,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 800 | $17,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 2,600 | $15,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 350 | $15,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 822 | $15,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 210 | $14,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 65 | $14,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 110 | $14,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 1,000 | $14,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 50 | $13,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 100 | $12,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 500 | $12,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 50 | $11,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 50 | $10,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 133 | $10,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 500 | $10,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 1,717 | $10,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 1,000 | $10,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 25 | $9,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 166 | $9,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 146 | $8,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 30 | $8,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 350 | $8,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 50 | $7,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 2,170 | $7,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 150 | $7,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 47 | $6,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,000 | $6,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 1,600 | $6,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 100 | $5,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 60 | $4,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 110 | $4,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 640 | $3,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 66 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001381055-21-000001 | this filing | 2021-01-27 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001381055-22-000002 | base | 2022-04-25 | acceptance time not in the bulk data set |