13F-HR filed by Penbrook Management LLC
Penbrook Management LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-02, with 111 holding rows worth $103,054,000 by the sum of the rows.
- Accession
- 0001381055-14-000005
- Filer
- CIK 1381055
- Filed
- 2014-05-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 136 entries on the cover page, a total value of $105,751,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $103,054,000 with VALUE read as thousands by filing date, 13F file number 028-12868. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $105,751,000, 3% more than the sum of the rows, $103,054,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NOVO-NORDISK A S ADR | 670100205 | ADR | 25,400 | $4,693,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 81,744 | $3,058,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 32,230 | $2,880,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 82,306 | $2,671,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 560,006 | $2,632,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 304,500 | $2,610,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 68,260 | $2,468,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 12,208 | $2,331,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 238,450 | $2,213,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 83,581 | $2,175,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 53,223 | $2,084,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 147,058 | $2,039,000 | thousands by filing date | |
| 38259p508 | COM | 1,698 | $1,903,000 | thousands by filing date | ||
| MOODYS CORP COM | 615369105 | Stock | 24,200 | $1,899,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 36,784 | $1,849,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 173,236 | $1,798,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 62,490 | $1,760,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 41,650 | $1,690,000 | thousands by filing date | |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 203,284 | $1,624,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 62,482 | $1,521,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 42,700 | $1,485,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 96,875 | $1,473,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 537,250 | $1,381,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 76,080 | $1,341,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 119,900 | $1,327,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 98,600 | $1,311,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 124,479 | $1,306,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 521,300 | $1,272,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 44,083 | $1,243,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 113,550 | $1,188,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 61,866 | $1,177,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,900 | $1,156,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 54,761 | $1,153,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 93,600 | $1,138,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 10,000 | $1,111,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 29,050 | $1,099,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 12,400 | $1,093,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 33,472 | $1,044,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 36,253 | $1,016,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 21,300 | $998,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 15,600 | $970,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 109,650 | $948,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 32,550 | $935,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 11,528 | $931,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 13,000 | $927,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 110,225 | $875,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 168,667 | $874,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 17,424 | $856,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 21,400 | $825,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 112,765 | $823,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 158,654 | $800,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 33,038 | $795,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 237,700 | $792,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,650 | $788,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 22,053 | $781,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 58,549 | $741,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 76,158 | $726,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 114,100 | $706,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 79,000 | $692,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 8,000 | $683,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 21,600 | $680,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 36,933 | $671,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 139,994 | $664,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 29,250 | $656,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 69,725 | $655,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 212,625 | $633,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 37,493 | $624,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 7,989 | $589,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 129,250 | $589,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 9,884 | $584,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 10,300 | $575,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 4,300 | $475,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 28,196 | $472,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,485 | $466,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 6,402 | $446,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 7,700 | $425,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 62,130 | $422,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 5,200 | $418,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 70,400 | $406,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 36,005 | $392,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,735 | $378,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 19,600 | $339,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,674 | $334,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 40,000 | $324,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,000 | $300,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 109,750 | $294,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 488 | $274,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 62,515 | $274,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 6,206 | $247,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,452 | $244,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,840 | $203,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 15,000 | $203,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 16,100 | $199,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 15,900 | $188,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 22,750 | $169,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 103,839 | $162,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 12,050 | $159,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 115,643 | $157,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 16,830 | $138,000 | thousands by filing date | |
| DAEGIS INC | 233720101 | COM | 105,451 | $126,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 68,525 | $119,000 | thousands by filing date | |
| LIME ENERGY CO COM | 53261U304 | COM | 40,885 | $118,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 10,000 | $116,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 12,288 | $103,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 60,000 | $102,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 10,007 | $97,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 104,400 | $73,000 | thousands by filing date | |
| AMERICAN BIO MEDICA INC | 024600108 | COM | 375,314 | $49,000 | thousands by filing date | |
| SOLESENCE INC | 630079101 | COM | 64,400 | $35,000 | thousands by filing date | |
| Eastmain Resources | 27743m106 | COM | 20,000 | $5,000 | thousands by filing date | |
| TITAN ENERGY WORLDWIDE INC | 88828R204 | COM | 200,000 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001381055-14-000005 | this filing | 2014-05-02 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001381055-14-000006 | base | 2014-05-07 | acceptance time not in the bulk data set |