13F-HR filed by HBK Sorce Advisory LLC
HBK Sorce Advisory LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-14, with 189 holding rows worth $273,910,000.
- Accession
- 0001379995-14-000002
- Filer
- CIK 1379995
- Filed
- 2014-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 189 entries on the cover page, a total value of $273,910,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $273,910,000 with VALUE read as thousands by filing date, 13F file number 028-12153. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 727,868 | $33,766,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 708,182 | $31,663,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 569,484 | $30,524,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 303,255 | $9,553,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 90,366 | $9,468,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 236,412 | $9,416,000 | thousands by filing date | |
| VTI | 922908769 | COM | 87,490 | $8,528,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 100,078 | $7,736,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 65,203 | $6,369,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 106,615 | $5,367,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 65,150 | $4,873,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 128,833 | $3,336,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 80,589 | $3,116,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 27,798 | $2,976,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 34,497 | $2,824,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 31,368 | $2,715,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 22,050 | $2,166,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 57,834 | $2,165,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,027 | $2,162,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 10,887 | $2,096,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 33,151 | $1,943,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 174,790 | $1,909,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 23,696 | $1,869,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 47,297 | $1,866,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 45,252 | $1,855,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 38,138 | $1,814,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 26,853 | $1,805,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 13,826 | $1,728,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 19,197 | $1,670,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 38,722 | $1,598,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 18,633 | $1,502,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 30,318 | $1,435,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 7,526 | $1,407,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 22,787 | $1,383,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 37,652 | $1,320,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 31,112 | $1,263,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 18,765 | $1,259,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 35,897 | $1,240,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 14,174 | $1,183,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 22,834 | $1,168,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 16,139 | $1,153,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 14,961 | $1,097,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 38,695 | $999,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 10,116 | $992,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 24,020 | $989,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,240 | $980,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 13,812 | $964,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 7,019 | $952,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 16,518 | $927,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 9,661 | $924,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 12,176 | $889,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 9,081 | $876,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 16,456 | $819,000 | thousands by filing date | |
| 38259p508 | COM | 725 | $808,000 | thousands by filing date | ||
| iShares Russell Midcap ETF | 464287499 | SHS | 5,027 | $778,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 6,573 | $768,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 23,030 | $740,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 10,382 | $737,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 7,384 | $720,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 9,754 | $686,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 20,756 | $685,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 8,949 | $684,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 17,159 | $670,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 16,628 | $642,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 5,779 | $636,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 15,366 | $629,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,510 | $629,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 18,034 | $625,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 5,473 | $603,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 10,006 | $590,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 40,743 | $581,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,173 | $574,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 6,176 | $572,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 6,524 | $572,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 12,558 | $571,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,917 | $564,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 3,813 | $564,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 7,498 | $562,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 10,760 | $542,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 12,196 | $536,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,108 | $525,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,483 | $522,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 12,148 | $511,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 6,282 | $470,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 8,575 | $466,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 5,630 | $464,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,665 | $448,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 3,257 | $443,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 4,718 | $441,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 5,449 | $429,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,371 | $419,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,747 | $418,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 12,241 | $406,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 5,435 | $400,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 17,806 | $399,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,609 | $397,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,182 | $393,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 7,738 | $392,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 9,175 | $389,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,594 | $386,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,344 | $381,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 8,948 | $381,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 6,397 | $377,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,019 | $372,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 4,549 | $370,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 5,631 | $369,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 11,853 | $360,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,862 | $349,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 6,747 | $347,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,050 | $343,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 23,440 | $342,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 3,015 | $336,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,582 | $335,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 5,318 | $327,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 6,732 | $324,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 4,176 | $314,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,449 | $313,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 6,045 | $311,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 15,470 | $310,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,638 | $308,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 3,650 | $308,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 5,640 | $307,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 7,781 | $306,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,918 | $305,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 3,882 | $295,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 2,948 | $293,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,768 | $290,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 4,384 | $289,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,059 | $287,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 6,760 | $287,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 5,098 | $282,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,260 | $280,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 5,880 | $277,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 11,037 | $277,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 19,132 | $277,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 3,260 | $270,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 3,437 | $268,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 3,936 | $267,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 3,045 | $265,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 3,307 | $263,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 7,220 | $262,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 9,202 | $252,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 6,516 | $251,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,485 | $251,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 32,512 | $250,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 4,870 | $250,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,966 | $247,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 3,741 | $245,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,884 | $244,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,624 | $244,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 3,467 | $243,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,478 | $241,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 13,640 | $241,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 5,409 | $241,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,671 | $240,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 6,790 | $237,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 3,886 | $236,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,063 | $236,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,227 | $236,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 3,091 | $236,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 21,720 | $235,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,512 | $233,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 6,076 | $233,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 6,260 | $230,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,581 | $227,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 12,800 | $225,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,360 | $223,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,241 | $218,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 12,557 | $218,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 6,161 | $217,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 3,809 | $214,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 21,333 | $213,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 3,321 | $213,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 6,621 | $212,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,850 | $211,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,137 | $210,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,756 | $210,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 2,327 | $208,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 12,007 | $207,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 8,566 | $207,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,159 | $206,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 6,760 | $204,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,731 | $203,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,246 | $202,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 14,775 | $198,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 10,450 | $198,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 12,006 | $187,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 21,818 | $86,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 10,503 | $34,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001379995-14-000002 | this filing | 2014-05-14 | acceptance time not in the bulk data set |