13F-HR filed by Livingston Group Asset Management CO (operating as Southport Capital Management)
Livingston Group Asset Management CO (operating as Southport Capital Management) filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-01-13, with 228 holding rows worth $280,745,000.
- Accession
- 0001379119-21-000001
- Filer
- CIK 1379119
- Filed
- 2021-01-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 228 entries on the cover page, a total value of $280,745,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $280,746,000 with VALUE read as thousands by filing date, 13F file number 028-12015. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 102,469 | $13,597,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 279,607 | $13,466,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 27,196 | $7,224,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 20,095 | $7,109,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 126,819 | $7,012,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 175,210 | $6,025,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 82,670 | $5,646,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 358,405 | $4,899,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 32,040 | $4,752,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 50,284 | $4,601,000 | thousands by filing date | |
| VTI | 922908769 | COM | 23,300 | $4,535,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 19,406 | $4,311,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 97,077 | $4,268,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 220,342 | $4,264,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 26,106 | $4,109,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 9,925 | $3,739,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 15,417 | $3,429,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 33,547 | $3,423,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 104,249 | $3,073,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 174,519 | $3,021,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 23,364 | $3,000,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 23,245 | $2,935,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 19,750 | $2,788,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 814 | $2,651,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 45,916 | $2,582,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 13,681 | $2,479,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 19,295 | $2,452,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 47,691 | $2,376,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 43,060 | $2,361,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 17,958 | $2,335,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 14,127 | $2,176,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 17,621 | $2,144,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 51,883 | $2,139,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 15,305 | $2,130,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 46,874 | $2,098,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 4,269 | $1,988,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 30,586 | $1,962,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,228 | $1,954,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 54,217 | $1,879,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 65,217 | $1,876,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 57,470 | $1,838,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 30,593 | $1,789,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 26,124 | $1,773,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,033 | $1,765,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 12,385 | $1,752,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 14,430 | $1,747,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 9,997 | $1,747,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 50,924 | $1,666,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 111,708 | $1,654,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 39,008 | $1,645,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 5,172 | $1,623,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 47,298 | $1,596,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 902 | $1,580,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 5,140 | $1,572,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 176,728 | $1,553,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 32,466 | $1,533,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 14,954 | $1,529,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,781 | $1,504,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 13,643 | $1,462,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 39,460 | $1,453,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,406 | $1,430,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 805 | $1,411,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 26,329 | $1,410,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 21,265 | $1,410,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 26,924 | $1,410,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,706 | $1,391,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 28,231 | $1,353,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 25,398 | $1,331,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 14,531 | $1,270,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 5,791 | $1,267,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 13,185 | $1,207,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 13,157 | $1,197,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 54,876 | $1,190,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 14,783 | $1,186,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 35,057 | $1,186,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,356 | $1,178,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 12,334 | $1,122,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 13,517 | $1,119,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 12,597 | $1,115,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 18,798 | $1,104,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 67,314 | $1,088,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,539 | $1,086,000 | thousands by filing date | |
| IJH | 464287507 | COM | 4,672 | $1,074,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 7,954 | $1,072,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,973 | $1,067,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 31,328 | $1,050,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 14,804 | $1,044,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 12,948 | $1,030,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 6,558 | $1,003,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 2,409 | $988,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,597 | $978,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 6,362 | $973,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 14,213 | $959,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 18,518 | $928,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 5,741 | $921,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 5,134 | $877,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 13,517 | $848,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 10,820 | $835,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,568 | $827,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,851 | $817,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 12,212 | $786,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 3,736 | $761,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108888 | BLACKSWAN GRWT | 22,425 | $736,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 4,452 | $733,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 7,646 | $731,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 10,124 | $724,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 10,179 | $721,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 17,065 | $700,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 5,885 | $694,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 11,866 | $682,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,059 | $681,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 61,058 | $659,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,011 | $645,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 9,706 | $642,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,809 | $631,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,922 | $620,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 10,963 | $608,000 | thousands by filing date | |
| BOSWELL J G | 101205102 | COMMON | 1,000 | $589,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,700 | $578,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 6,632 | $576,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,695 | $551,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 4,674 | $547,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,623 | $522,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,210 | $518,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 11,662 | $517,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,375 | $514,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 8,200 | $509,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,575 | $506,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 3,788 | $504,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,835 | $501,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 3,533 | $485,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 15,789 | $477,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 3,350 | $457,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,124 | $452,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,523 | $452,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,852 | $439,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 2,607 | $425,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 6,819 | $419,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 13,304 | $410,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 783 | $409,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,771 | $409,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 3,084 | $407,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,742 | $405,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,671 | $403,000 | thousands by filing date | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 14,000 | $400,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,649 | $393,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 3,248 | $390,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 12,721 | $386,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,696 | $383,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,062 | $379,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 3,500 | $378,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,054 | $367,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 3,284 | $358,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,227 | $356,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,852 | $350,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 5,625 | $349,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 9,910 | $348,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 9,404 | $346,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 206 | $345,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,255 | $334,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,431 | $329,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,797 | $327,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,223 | $318,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 5,725 | $314,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 7,795 | $313,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 624 | $304,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 5,222 | $302,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,501 | $298,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A388 | APTUS DEFINED | 10,155 | $298,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 460 | $295,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 4,736 | $292,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,176 | $288,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 17,079 | $275,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,393 | $273,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 5,032 | $272,000 | thousands by filing date | |
| JOHN MARSHALL BANCORP INC | 47805L101 | COMMON STOCK | 18,751 | $268,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 1,188 | $264,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 3,665 | $262,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 4,347 | $262,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 5,220 | $260,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 7,208 | $258,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,559 | $256,000 | thousands by filing date | |
| AIA GROUP LTD SPONSORED ADR | 001317205 | ADUS | 5,083 | $250,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 4,712 | $250,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,416 | $249,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,394 | $246,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 5,379 | $239,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 906 | $237,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 1,898 | $237,000 | thousands by filing date | |
| Greenville Nat'l Bank | 396242109 | COM | 1,500 | $237,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 3,378 | $235,000 | thousands by filing date | |
| CSL LIMITED ADR | 12637N204 | COM | 2,134 | $235,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 2,601 | $233,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 2,993 | $228,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 4,649 | $225,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 3,054 | $221,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 3,034 | $219,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 3,652 | $218,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 3,371 | $216,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 608 | $216,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 624 | $216,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 798 | $215,000 | thousands by filing date | |
| EXPERIAN GP LTD ADR | 30215C101 | FOREIGN | 5,670 | $215,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 4,348 | $212,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 2,339 | $208,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,941 | $208,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 182 | $206,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 968 | $206,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 1,736 | $205,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,191 | $201,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 176 | $201,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 10,889 | $179,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 10,724 | $164,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 34,910 | $161,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 81,150 | $142,000 | thousands by filing date | |
| CYTODYN INC | 23283M101 | Common Stock | 17,000 | $92,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 15,000 | $86,000 | thousands by filing date | |
| GAZPROM PJSC SPON ADR | 368287207 | ADR | 12,000 | $67,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 12,000 | $63,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 11,500 | $24,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 24,000 | $15,000 | thousands by filing date | |
| HYDROGEN HYBRID TECHNOLO | 44887L109 | COMMON STOCK | 12,390 | $1,000 | thousands by filing date | |
| Biosolar Inc Com New | 09070K200 | Com | 17,000 | $1,000 | thousands by filing date | |
| ProMIS Neurosciences Inc | 74346M109 | COM | 15,000 | $1,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 10,492 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK REGIONAL RAIL CORP | 649768108 | SHS | 20,350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PILOT THERAPEUTICS HLDGS | 721650109 | COM | 13,080 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 5BARZ INTL INC COM | 33833F100 | COM | 40,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001379119-21-000001 | this filing | 2021-01-13 | acceptance time not in the bulk data set |